Rajesh,

I understand you are looking for various technical aspects to be
considered during audit of your corporate. The first thing to
understand is....  if you are auditing in terms of IT Security
baselining the appropriate international standards as you said ISO/IEC
27001:2005 or any other...

You shall first prepare the statement of applicability SOA and find/
list out all the applicable controls with respect to all the domains
involved in company (say: telecom, finance, banking, healthcare, etc)
but need not based on type of company (KPO, BPO, ITES, etc)

Categorize all these into Administrative, Operational and Technical
controls...

Now, during auditing you shall have lot many questionare and reviews
based on discussions with auditee for Administrative and Operational
controls... But, Technical controls is one part which you shall test
it for its effectiveness with some kind of technical skills.. Most of
auditors does not have this as a skill set and more often fail to do
their work correctly or cannot manage the audit program due to hurdles
from management in discussing these... Good that you have bought up
this question.

The regular technical controls involve study / test the effectiveness
of User access to Environment / System / Data. Each of these
environment or system or data can again be subject to additional
controls with respect to Law, Legal regulations or corporate policy.
Further, I would like to tell you that all control areas which you
were refering to (Vulnerability assessment, patch management, or any
process ) can usually be associated with Environment (Audit area).
Similarly, Application security / code review / penetration testing is
associated with System (Audit area) and Data privacy / Data security
in Data (Audit area).

One opinion based on my experience i would like to share with you is,
It will be myth if you assume that you are secured if you are
following international standards. You shall infact take baseline
controls from these international standards and establish your own
custom policies and procedures. The SOA and respective standard
operating procedures SOPs' should be prepared covering all types of
controls (say: Security, Finance, Healthcare, Legal regulations,
Country laws, etc)

Let me try and come up with various regular technical controls or
checklist you shall follow and check during audit... Meanwhile others
if have any inputs can continue this discussion...


Regards
Sandeep Thakur


On Jun 29, 2:04 am, rajesh kumar <[email protected]> wrote:
> Hi Team,
>
>          I am new to this group, its very nice to see discussions on
> different aspects.
>
>          Can anyone of you let me know what type of technical aspects to be
> considered at the time of auditing in different industries like software,
> BPO, KPO, etc.
>
>          In my view some examples are like.... Vulnerability assessment,
> Patch Management, Access privileges,Group Management........... so many as
> per the standard ISO 27001:2005.
>
> Thanks & Regards,
> Rajesh.

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