http://www.state.gov/r/pa/prs/ps/2011/03/159503.htm 

U.S. Approaches to Counter-Piracy

 Media Note

Office of the Spokesman

Washington, DC

March 31, 2011

 

  _____  

The United States takes an integrated multidimensional and multilateral
approach to combating piracy in the Arabian Sea, Gulf of Aden, and the
Indian Ocean region. This approach focuses on security through expanded
naval operations; self-protection by industry; and deterrence, including
through effective legal prosecution and incarceration.

Yet, as the international community has responded, pirates have adapted
their tactics, resulting in increasingly numerous and violent attacks, such
as the February 22 murder of four American citizens board the S/V Quest.

In a March 30 address sponsored by the International Institute for Strategic
Studies, U.S. Assistant Secretary of State for Political-Military Affairs
Andrew J. Shapiro noted that an even more energetic and comprehensive
international response to piracy is needed.

As outlined by Assistant Secretary Shapiro, the United States is engaging
with its international partners to develop a broad range of new
counter-piracy options, including steps to:

*       Reinforce international naval patrols in response to more aggressive
and widespread pirate activity in the region;
 
*       Expand the capacity of the international community and states in the
region to prosecute and incarcerate suspected pirates captured at sea, as
well as their leaders and financiers;
 
*       Target financial flows from piracy, possibly by using approaches
similar to those used to target other organized transnational criminal
networks;
 
*       Encourage the maritime industry to adopt best management practices,
self-protection measures which have been effective in deterring piracy;
 
*       Strengthen the capacity of Somalia and other countries in the region
to combat piracy, in particular by contributing to the UN Trust Fund
Supporting Initiatives of States Countering
 
*       Piracy off the Coast of Somalia; and
 
*       Continue diplomatic efforts to address the root causes of piracy by
supporting initiatives to build governance, security, and economic
livelihoods on land in Somalia.

Full text of Assistant Secretary Shapiro's address is available at:
http://www.state.gov/t/pm/rls/rm/159419.htm

U.S. Approaches to Counter-Piracy

 

Remarks

Andrew J. Shapiro
Assistant Secretary, Bureau of Political-Military Affairs

Remarks to International Institute for Strategic Studies

Washington, DC

March 30, 2011

 

  _____  

As prepared

Good afternoon and thank you Dr. Parasiliti for having me here today. For
more than a half century the IISS has been one of the leading think tanks in
international affairs not just in the UK, but in the world. I can not think
of a better venue to speak with you about the challenges of piracy emanating
from Somalia that now threatens maritime traffic across the entire Indian
Ocean. IISS highlighted the problem of modern piracy before many were aware
it existed. It was this organization that presciently warned in 2007 of the
threat piracy would grow and spread, and IISS has continued to speak out
against this international scourge.

Piracy is an age old problem. Pirates in the Mediterranean plagued the Roman
Republic. In the sixteenth and seventeenth century piracy bedeviled European
merchant ships in the Caribbean and elsewhere. America, too, confronted
piracy in its earliest days. In the late eighteenth and early nineteenth
centuries, U.S. merchant ships and crews were subject to routine attacks by
pirates from the Barbary States of North Africa. For years, it was deemed
cheaper to pay them off than to fight. Then, as now, this answer proved
counterproductive and unsustainable. The United States intensified its
military and diplomatic efforts, eventually ending the tribute payments to
Barbary pirates in 1815. The problem of how to deal with rogue individuals
determined to exploit the security weaknesses in commercial maritime trade
is not a new problem.

Yet the modern day implications of piracy are now global in scope. In
today's globalized age the problem of piracy is one that affects not just
individual countries or shipping companies but potentially the entire global
economy. We live in an era of complex and integrated global supply chains
where people in countries around the world depend on safe and reliable
shipping lanes for their food, their energy, their medicine, and basic
consumer goods. By threatening one of the world's busiest shipping lanes,
piracy off the Horn of Africa threatens not just specific ships, but has
broader strategic implications.

The problem is both significant and urgent.

Despite two years of international political and naval coordination, the
problem is growing worse. Last year, 2010, witnessed the highest number of
successful pirate attacks and hostages taken on record. And thus far 2011 is
on track to be even higher. Close to 600 mariners from around the world are
being held hostage in the region, some for as long as six months.
Tragically, four Americans were brutally murdered by Somali pirates just
last month.

The attacks are more ruthless, more violent and wider ranging. Hostages have
been tortured and used as human shields and blowtorches have been used to
open safe haven areas on ships in order to seize crews, and hold them for
ransom. Pirates currently hold around 30 ships, most for ransom.

As international action has been taken to address the challenge, the pirates
have responded. The way pirates operate has become more sophisticated. In
recent months the use of mother ships - which are themselves pirated ships
with hostage crews - has extended the pirates' reach far beyond the Somali
Basin. Mother ships launch and re-supply groups of pirates who use smaller,
faster boats for attacks. They can carry dozens of pirates and tow many
skiffs for multiple simultaneous attacks.

This has made pirates more difficult to interdict and more effective at
operating in seasonal monsoons that previously restricted their activities.
Somali pirates now operate in a total sea space of approximately 2.5 million
square nautical miles, an increase from approximately 1 million square
nautical miles two years ago. This increase makes it difficult for naval or
law enforcement ships and other assets to reach the scene of a pirate attack
quickly enough to disrupt an ongoing attack.

At Secretary Clinton's direction, we are intensively reviewing our
counter-piracy efforts to determine an even more energetic and comprehensive
approach to respond to piracy in the Arabian Sea, Gulf of Aden, and the
Indian Ocean region. As we move forward, we are looking into many additional
possible courses of action that seek to overcome the ongoing challenges of
piracy.

In the near and mid-term, we plan to focus on several approaches that have
the potential to significantly increase risks to the pirates while reducing
by equal measure any potential rewards that they think they may gain. We are
considering a broad range of options, from intensifying naval operations, to
pursuing innovative approaches to prosecute and incarcerate pirates through
innovative national and international approaches. Furthermore, we are
looking at additional ways to more aggressively target those who organize,
lead, and profit from piracy operations, including disrupting the financial
networks that support them.

But before I go into depth on our way forward, let me discuss briefly the
actions that are already underway.

To address the problem, the United States has, from the beginning, adopted a
multilateral approach. Piracy affects the international community as a whole
and can only be effectively addressed through broad, coordinated, and
comprehensive international efforts. In January 2009, we helped establish
the Contact Group on Piracy off the Coast of Somalia, which now includes
over 60 nations as well as international and industry organizations, to help
coordinate national and international counter-piracy policies and actions.

We have also developed an integrated multi-dimensional approach toward
combating piracy that focuses on: security - through the projection of
military power to defend commercial and private vessels; prevention -
through best practices measures conducted by the private sector; and
deterrence - through effective legal prosecution and incarceration.

I'll now expand on each of these areas:

First, security. In an effort to prevent attacks, the United States
established Combined Task Force 151 -- a multinational task force charged
with conducting counter-piracy naval patrols in the region. The objective of
this Combined Task Force is to secure freedom of navigation for the benefit
of all nations. It operates in the Gulf of Aden and off the eastern coast of
Somalia, covering an area of over one million square miles. In addition to
this effort, we have a number of coordinated multi-national naval patrols
off the Horn of Africa. NATO is engaging in Operation Ocean Shield, the
European Union has Operation ATALANTA, and other national navies in the area
conduct counter-piracy patrols as well. On any given day up to 30 vessels
from as many as 20 nations are engaged in counter-piracy operations in the
region, including countries new to these kinds of effort like China and
Japan.

U.S. Naval Forces Central Command (NAVCENT) has also worked with partners to
set up a 463-mile long corridor through the Gulf of Aden, called the
Internationally Recommended Transit Corridor or IRTC for short. This transit
zone for commercial shipping is heavily patrolled by naval forces and used
by some countries for convoy operations. Use of the IRTC has been successful
in reducing the number of attacks within the corridor. But it also has had
the unfortunate side effect of pushing pirate activities elsewhere, outside
of the corridor. Naval forces are limited in their ability to disrupt
attacks beyond the IRTC - there are simply an insufficient number of ships,
helicopters, and overhead surveillance assets to patrol much beyond the
corridor. International naval cooperation will continue to be necessary for
the foreseeable future to help protect shipping and interdict pirate
attacks, but naval presence on its own will be insufficient to prevent or
measurably deter piracy beyond the IRTC. There is just too much open water
to patrol.

The second area we have focused on is prevention. Any effective approach to
combating piracy must involve the private sector. To prevent pirate
activity, we have encouraged the commercial and private vessels to take
action to prevent piracy before it happens.

The shipping industry is increasingly implementing industry-developed "best
management practices" to prevent pirate boardings before they take place.
These guidelines were developed to identify self-protection measures that
have proven successful in preventing boarding and seizure, and enabling
rescues by naval forces when boarded. They include practical measures, such
as:

*       proceeding at full speed through high risk areas,
*       placing additional lookouts on watches,
*       using closed circuit television to monitor vulnerable areas,
*       employing physical barriers such as razor wire,
*       reporting positions to military authorities, and
*       mustering the crew inside safe haven areas of the vessel.

These measures, when properly implemented, remain the most effective manner
to protect against pirate attacks.

At the same time, there are vessels using the shipping lanes along the coast
of Somalia that do not implement these recommended security measures.
Approximately 20 percent of all ships off the Horn of Africa are not
employing best management practices or taking proper security precautions.
These 20 percent account for the overwhelming number of successfully pirated
ships. These companies either deem these measures as not cost-effective or
they unrealistically, some might say wishfully, assume that military forces
will be present to intervene if pirates attack. As a result, some in the
industry have been unwilling to invest in the basic security measures that
would render them less vulnerable to attack.

We continue to discourage ransom payments and to actively seek to deny the
benefits of concessions to hostage takers. The increase in attacks over the
last year is a direct result of the enormous amounts of ransom now being
paid to pirates. The United States has a long tradition of opposing the
payment of ransom, and we have worked diligently to discourage or minimize
ransoms. But many governments and private entities are paying, often too
quickly and to the detriment of future victims, the escalating ransoms that
enable the pirates' predatory behavior. Some consider it the cost of doing
business. However, every ransom paid, which now averages $4 million per
incident and has reached as much as $9.2 million dollars, further
institutionalizes the practice of hostage-taking for profit and funds its
expansion as a criminal enterprise. Since January 2010, Somali pirates
received approximately $75-85 million in the form of ransom payments. Of
course, companies want to get their crews, ships, and cargoes back, but we
have to find a way to break this cycle of increasing the pirates' success
and to shut down this ballooning criminal enterprise that makes piracy an
increasingly lucrative profession, especially for the impoverished Horn of
Africa.

Third, to deter piracy, effective legal prosecution is vital. We are urging
all states to share the burden of prosecuting suspected pirates in their
national courts, and incarcerating those convicted.

When attacks do occur, the international community needs effective and
appropriate ways of dealing with captured pirates. Under international law,
piracy is a crime of universal jurisdiction. This means that all states are
authorized under international law to prosecute cases of piracy, whether or
not that state has a direct link to the event. We applaud the approximately
18 countries that have pursued the prosecution of almost 950 pirates in
their national courts. However, despite this figure, a significant number of
suspected pirates encountered by naval forces are still being released
without being prosecuted, sometimes for lack of evidence. We have not seen
evidence that the prosecutions to date have had a deterrent effect, probably
not least because pirates are reaping enormous returns with relatively
little risk.

In addition, many of the countries affected by piracy - flag states, states
from where many crew members hail, and many of our European partners - have
proven to lack either the capacity or the political will to prosecute cases
in their national courts. Furthermore, states in the region that have
accepted suspects for prosecution to date have been reluctant to take more,
citing limits to their judicial and prison capacities and insufficient
financial support from the international community. As a result, too many
suspected pirates we encounter at sea are simply released without any
meaningful punishment or prosecution, and often simply keep doing what they
were doing. This is the unacceptable 'catch and release' situation that has
been widely criticized, and for which we must find a solution.

This multi-dimensional approach, focusing on security by expanding naval
activities, emphasizing prevention through encouraging best practice
measures by the private sector, and providing a deterrent through legal
prosecution, provides a solid framework for our counter-piracy efforts.

Unfortunately further action is needed. As pirates have adapted their
tactics to evade naval counter-piracy operations and shippers' reliance on
best management practices, we must respond in-kind by re-energizing and
refocusing our counter-piracy approach. We are dealing with smart, hardened
criminals who adapt to changing situations. We need to adapt to and counter
their actions while moving forward with the sense of urgency the situation
demands.

Before I continue, it is important to recognize that piracy's root cause is
state failure in Somalia, and cannot be resolved exclusively through naval
patrols and interdictions. The reality is that there will be no end to
piracy at sea until there is both political reconciliation and economic
recovery on the ground in Somalia and a local government capable of and
willing to enforce law and order on land and offshore. Achieving stability
and good governance in Somalia represents the only sustainable long-term
solution to piracy.

We are currently pursuing a diplomatic dual-track approach in Somalia to
support the most important lines of action for countering piracy: building
governance, security, and economic livelihoods on land in Somalia. On track
one, we continue to support the Transitional Federal Government and the
Djibouti Peace Process, as well as the African Union Mission in Somalia.

On track two, we are expanding engagement with local and regional
administrations, civil society groups, and Somali clan leaders outside the
Djibouti Peace Process who seek stability in Somalia and oppose extremism,
including those in Somaliland, Puntland, and parts of South Central Somalia.
In coordination with international partners, we will evaluate the utility of
increased partnerships with regional governments of Somaliland and Puntland,
as well as with local and regional administrative units throughout South
Central Somalia, who are opposed to and who are willing to address piracy
and governance concerns.

Achieving the necessary governance improvement throughout Somalia will not
happen overnight, but this cannot deter us from supporting every improvement
we can for the sake of greater stability in Somalia and, in the process,
combating piracy.

Acknowledging the challenge of the situation ashore does not preclude
progress at sea. We can make advances in combating piracy, irrespective of
the situation in Somalia. But we must understand that this is a problem
without a simple solution. There exists no silver bullet to solve modern
piracy. Instead, there are a number of measures that can be taken to manage
the problem and reduce its impact.

In the near and mid-term we can focus on several approaches that have the
potential to significantly increase risks to the pirates while at the same
time reduce their potential rewards. We are considering a broad range of
options. These center on four key areas: pursuing additional mechanisms to
prosecute and incarcerate pirates; aggressively targeting those who
organize, lead, and profit from piracy operations; exploring expanded
military options that will not place undue risks or burdens on our armed
forces; and intensifying efforts to encourage the shipping industry to
employ best management practices.

First, on enhancing the prosecution and incarceration of pirates. One of our
major efforts to counter piracy has been to find creative ways to increase
the ability and willingness of other states to undertake what should be a
national responsibility to hold criminals accountable for attacks on
national interests. The United States has actively prosecuted pirates
involved in attacks on U.S. vessels where there has been sufficient evidence
to support the case. To date, that totals 26 persons involved in several
attacks:

*       the April 2009 attack on the MAERSK ALABAMA,
*       attacks in April of last year on the USS NICHOLAS and the USS
ASHLAND,
*       and most recently, the attack in February that resulted in the
killing of the four Americans on the QUEST.

Fourteen men, thirteen from Somalia and one from Yemen, have been indicted
on federal criminal charges for their suspected involvement in this heinous
incident. The Somali pirate convicted in the MAERSK ALABAMA attack received
a sentence of 33 years and 9 months and the pirates involved in the NICHOLAS
attack have received life sentences plus 80 years. These successful
prosecutions, like the over 900 other national prosecutions taking place
around the world, prove that pirates can be successfully prosecuted in any
state with the basic judicial capacity and political will to do so.

Despite these successes, we need to acknowledge the reality that many
states, to varying degrees, have not demonstrated sustained political will
to criminalize piracy under their domestic law and use such laws to
prosecute those who attack their interests and incarcerate the convicted.
The world's largest flag registries - so-called "flags of convenience" -
have proven either incapable or unwilling to take responsibility. And given
the limited venues for prosecution, states have been reluctant to pursue
prosecutions of apparent or incomplete acts of piracy, limiting our ability
to prosecute suspects not caught in the middle of an attack.

It is true that suspected pirates have been successfully prosecuted in
ordinary courts throughout history. Because of this, the Administration has
previously been reluctant to support the idea of creating an extraordinary
international prosecution mechanism for this common crime. Instead, the
Administration has focused on encouraging regional states to prosecute
pirates domestically in their national courts. However, in light of the
problems I've described to you today, the United States is now willing to
consider pursuing some creative and innovative ways to go beyond ordinary
national prosecutions and enhance our ability to prosecute and incarcerate
pirates in a timely and cost-effective manner. We are working actively with
our partners in the international community to help set the conditions for
expanded options in the region. In fact, we recently put forward a joint
proposal with the United Kingdom suggesting concrete steps to address some
of the key challenges we continue to face.

One of the most important things we must do is expand incarceration capacity
in the region, as lack of prison capacity is perhaps the most common reason
states are reluctant to accept pirates for prosecution. We are already
seeing progress in this area. Just this week, a new maximum security prison
opened in Northern Somalia to hold convicted pirates. We also support the
efforts underway to develop a framework to accommodate the transfer of
convicted pirates back to Somalia to serve their sentences in their home
country.

In addition, we have suggested consideration of a specialized piracy court
or chamber to be established in one or more regional states. The
international community is currently considering this idea, along with
similar models that would combine international and domestic elements. These
ideas are under discussion both in the UN Security Council and in the
Contact Group.

It is also critical to continue to support and enhance the
prosecution-related programs in the region that are already underway. And we
continue to believe one of the most vital aspects remains Somalia's long
term ability to construct its own active and independent judicial system.

The second area we are considering is how to more effectively target
financial flows from piracy, possibly by using approaches similar to the
ones we use to target terrorists.

Somali piracy is an organized criminal enterprise, like a mafia or
racketeering criminal organization. A key element of our overall
counter-piracy approach is the disruption of piracy-related financial flows.
We need to hit pirate supply lines - cutting them off at the source. A
significant effort must be made to track where pirates get their fuel,
supplies, ladders and outboard motors in Somalia and in other nearby
countries and to explore means to disrupt this supply. Most importantly, we
must focus on pirate leaders and financiers to deny them the means to
benefit from ransom proceeds. They must be tracked and hunted by following
the money that fuels their operations using all available information. This
should include by tracing the money that fuels their operations with the
same level of rigor and discipline we currently employ to combat other
transnational organized crime.

This is particularly critical, considering the recent uncorroborated open
source reports of possible links, direct or indirect, between al-Shabaab in
Somalia - specifically al-Shabaab-linked militia - and pirates. Al-Shabaab
and the pirates operate largely in separate geographic areas and have
drastically opposed ideologies. However, we have seen reports that
al-Shabaab is receiving ad-hoc protection fees from pirate gangs working in
the same area. Obviously, this is concerning. Let me be clear: while we have
seen no evidence to date of direct ties between the two groups, it would not
be uncommon for criminal gangs working in the same ungoverned space to share
resources or pay kickbacks to one another.

Finally, it is time to explore additional means to map and disrupt the
financial flows and criminal masterminds behind the business of piracy
before any links are solidified or money is put into the pockets of a group
responsible for terrorist attacks. At the beginning of March, the United
States hosted a meeting of Contact Group members at which the international
community began discussing the development of methods to detect, track,
disrupt, and interdict illicit financial transactions connected to piracy
and the criminal networks that finance piracy. As we make progress and
pirate leaders are identified, we should press local authorities in the
piracy-affected region to take action against these leaders and either
prosecute them or turn them over to other states for prosecution. Piracy is
impacting Americans', Africans', and others' lives around the world, and we
should devote resources commensurate to the problem.

The third area we are exploring for increased action involves additional
ways to work with our Department of Defense colleagues to take further
action at sea, focusing on steps that would have real impacts on pirate
activity without overextending our military. For its part, the United States
Navy is already taking proactive measures to remove pirate boats from action
when they can do so without unduly risking human life or unnecessarily
expending scare resources. Just last week, U.S. naval forces successfully
answered a Philippine-flagged merchant vessel's distress call as pirates
attempted to board. U.S. forces, already in the area as part of Operation
Enduring Freedom, fired warning shots, causing the pirates to flee and
foiling the attack. As American assets were already on the scene, the U.S.
military was ready and able to respond without stretching our armed forces
too thin.

We at the State Department need to continue to work with our DoD colleagues
to explore using other tools at our disposal to further disrupt pirate
vessels at sea. Of course, we must always act in a fashion that does not
cause the situation on land in Somalia to worsen.

Fourth and finally, we must intensify our efforts to encourage commercial
vessels to adopt best management practices. The best defense against piracy
is vigilance on the part of the maritime industry. The vast majority of
successful pirate attacks are against ships that do not adopt best
management practices. The U.S. government requires U.S.-flagged vessels
sailing in designated high-risk waters to take additional security measures,
including having extra lookouts, having extra communications equipment, and
being prepared at all times to evade or resist pirate boarding. I would note
that, to date, not a single ship employing armed guards has been
successfully pirated.

Combating piracy is not just the job of governments. It requires joint
action from both the international community and the private sector. If all
commercial fleets worldwide were to implement the measures as appropriate,
we would be in a much better position to reduce the rate of successful
pirate attacks. Our partners in the maritime industry must continue to step
up and take further action to do their part.

In the cat and mouse game of modern day piracy, we must always look for new
methods and new approaches to improve our efforts. After all, this is
exactly what the pirates are doing. I believe we have the right
multi-faceted framework in place to address the challenge. Focusing on
security by expanding naval activities; emphasizing prevention by
encouraging best practice measures by the private sector and dissuading
lavish ransom sums; providing a deterrent through enhanced legal
prosecution; and efforts to disrupt the financial flows all provide a solid
way forward. There is much work to do in the coming months and years, but
through the shared commitment of the United States and the international
community the challenge of modern-day piracy is one that we will surely
meet.

Thank you. With that, I'd be happy to take a few questions.

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