In Sunday's NY TIMES, Paul Krugman's op-ed says:
 >... will the turmoil in the stock markets spill over, not just into 
jewelry, but into the real economy generally? Is this the end of the 
"Goldilocks economy"? <

PK doesn't really define the "Goldilocks economy": it's an era of low 
unemployment and low inflation, despite all expectations.

 >It's happened before. Never mind 1929 -- that stock slump occurred in an 
environment of institutional weakness and sheer policy stupidity that I 
think (I hope) no longer exists. We aren't going to raise interest rates to 
peg the dollar to gold, or allow banks to tumble like dominoes. The example 
to worry about is Japan in the 90's -- an economic juggernaut that stumbled 
badly after the burst of a financial bubble, and even a decade later has by 
no means regained its former vigor. <

One problem is that the nature of the world changes over time, so that 
knowledge about what to do about a 1929-style crash doesn't automatically 
help the Fed deal with a 2000-style crash. As the economy changes, new 
types of stupidity arise -- or new meanings for the word "stupidity." In 
many cases, "stupidity" is defined only after the fact.

 >And indeed, some Japanese have been arguing for years that any day now 
the United States is going to go through the same comeuppance they 
experienced -- that our "new economy" is as fragile, perhaps illusory, as 
their bubble economy of the late 1980's. And after the last week a few 
Americans may be wondering if they have a point.

 >But I've been obsessed with Japan's economic problems for years -- it 
really bothered me to see a wealthy, politically stable country seemingly 
unable to pull itself out of a simple demand-side slump. I think I have 
some idea why in their case what started as a mere paper loss ramified into 
something much worse. And to me America's prospects of avoiding a similar 
fate look very good. <

It's always a mistake to put too much weight on historical analogies. 
Below, PK argues that the US ain't Japan. Of course! It also ain't 1929. He 
doesn't seem to pay any attention to the logic of how a capitalist economy 
produces crises of the Japan or 1929 sort. This is not surprising, since 
his basic theory -- neoclassical theory -- blames exogenous shocks and 
government bumbling for all bad things.

 >Broadly speaking, there are three ways that a stock slump can turn into a 
prolonged recession [assuming, it seems that the Japan analogy works]. 
First, a decline in stock prices can expose an underlying lack of good 
projects for businesses to invest in. Second, falling prices of assets can 
undermine corporate balance sheets, leaving companies unable to make 
investments no matter how justified. Third, a financial slump can inspire 
perverse government actions -- like raising interest rates to defend your 
exchange rate even as the real economy implodes. <

It's interesting that PK ignores the impact of a crash (a real one, as 
opposed to the partial one that happened last Friday) on _consumer_ balance 
sheets. Given the steep rise of consumer indebtedness -- including margin 
borrowing -- this seems quite relevant. Also, there's an expectations 
effect on both business and consumers.

Finally, it's interesting that PK ignores such government blunders as 
raising taxes to try to balance the budget (as falling GDP reduced tax 
revenues), which made the 1930-33 recession worse. He also ignores the fact 
that until it was too late, the Fed _wanted_ a recession back then, because 
it would "liquidate" the imbalances in the economy (high wages, inefficient 
farmers, etc.)

 >On the first count: America is in the midst of a technological revolution 
-- unlike Japan, which in 1990 was at the end, not the beginning, of a 
productivity surge. And demography is on our side: a steadily growing work 
force, thanks in part to immigration, should help to sustain continuing 
high investment. <

Gee, it could be argued that in 1929, the US was at the beginning of a 
technical revolution. And who's to say that Japan was at the end of its 
technological revolution? Not only is a lot of Japanese manufacturing doing 
well [calling Dennis Redmond!], but is it not possible that the Japanese 
stagnation helped delay the _implementation_ of the "technological 
revolution" there, so that it only _looks_ like it's ended? In the 1930s in 
the US, there was quite a lot of technical progress (most labor 
productivity studies see a steady upward trend between about 1919 and 1970 
or so at rates not seen before or since) but the implementation of the 
technology was delayed, since demand was low.

I've always been doubtful of demographic arguments in macroeconomics, but 
I'll leave that element of the conventional wisdom for another day.

High productivity growth sustains [real] investment only if wages rise in 
step with productivity (or if net exports or the government fill the gap) 
so that consumer demand can increase. Investment is "relatively autonomous" 
from personal consumption (unlike the view of many underconsumption 
theories), but to the extent that it gets out of line with consumption 
growth, it increases the instability of the private sector. If investment 
falls and consumption can't rise to fill the gap, corporate profitability 
falls as a result of the realization crisis. Though high productivity 
growth relative to wages helps profitability in production, this process 
can go too far (as in the late 1920s) so that realization problems kick in.

It's true that consumption has been increasing smartly (so that the 
instability of investment is less important), but that growth has been 
accompanied by an increased degree of consumer indebtedness. (This rise is 
partly due to the failure of real wages to rise in step with productivity. 
It's not just a matter of rich people treating paper gains on the stock 
market as real assets.) That means that consumer spending is increasingly 
unstable, likely to fall sharply (dumbly?) due to a stock-market crash or 
one of the inevitable shocks that capitalism throws up.

 >On the second count, things could be much worse. There has been some 
increase in corporate debt in recent years -- and some individuals have, of 
course, gotten overextended. But we don't need yet more dot-coms to keep 
the economy going, and by and large the prospect that companies other than 
dot-coms will find themselves unable to pursue profitable investment 
projects because they are unable to raise the cash seems remote. <

The problem is that the fall of the value of "dot-com" assets can easily be 
associated with the fall of non-dot-com assets' value. This contagion is 
one characteristic of a true crash.

 >On the final count: Sometimes it's good to be big. The United States has 
a huge economy, which despite growing international trade is not all that 
dependent on imports. So even if the new nervousness on Wall Street drives 
down the value of the dollar -- certainly a possibility --- the Federal 
Reserve won't feel that it has to raise interest rates to prop up our 
currency.<

If the dollar does fall steeply, that would cause an inflationary shock: 
imports -- including imported raw materials (except oil) -- would suddenly 
become more expensive. At the same time, the international competitive 
pressure on exporters and import-competing firms would be weakened, 
allowing them to raise prices. Such an inflationary shock would encourage 
the Fed to raise interest rates. (Remember that Greenspan sees inflation 
the way Ahab saw Moby Dick. Remember also that PK and others have been 
encouraging Japan to allow inflation as a way of spurring recovery, but 
that the Japanese Central Bank has not complied. The fear of inflation 
rules central bankers (and their main constituency, the bankers).) This 
would encourage recession, as would establishmentarian unhappiness with 
recent rises in real wages.

One further problem is that, as in 1929, the US is one of the few truly 
bright spots on the world economic map, propping up the rest of the world. 
So even a slowdown of the US -- or a depreciation of the dollar -- would 
undermine the efforts of many other countries to recover from the slumps 
they've been in. This would encourage a fall in US exports, which would 
make the the red ink on the US balance on the current account even darker 
and encourage a steeper recession. The US could join the world process of 
competitive austerity and export-promotion, pursuing the "race to the 
bottom" with a vengeance.

As the accelerator theory of real investment points out, even a slowdown of 
the US economy can cause a steep fall in private investment. This was one 
part of the most recent recession in the US and made the Fed's efforts to 
revive the economy much weaker.

 >Nor need we fear, the way smaller Asian countries did in 1997-98, that we 
will be crushed by the burden of foreign-currency debts: we do have debts 
to foreigners, but relative to the size of our economy they aren't that 
large -- and anyway (shhh! don't tell anyone) they're in dollars.... <

US debts are in dollars, but the Fed knows that the US can't abuse the 
privileges of seigneurage too much. (And what if OPEC decides to stop 
stating oil prices in dollars?) In the short run, it might encourage a 
speculative flight from the dollar, which would encourage the negative 
effects sketched above.

I can't predict the future, but I still think that the longer the US 
economy avoids a recession (without changing to wage-led growth), the more 
that imbalances will accumulate, and the worse the collapse will be 
(whenever it happens).

Jim Devine [EMAIL PROTECTED] &  http://liberalarts.lmu.edu/~jdevine

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