The New York Times / December 25, 2007

A Question of Blame When Societies Fall
By GEORGE JOHNSON

As I pulled out of Tucson listening to an audiobook of Jared Diamond's
"Collapse: How Societies Choose to Fail or Succeed," the first of a
procession of blue-and-yellow billboards pointed the way to Arizona's
strangest roadside attraction, "The Thing?"

The come-ons were slicker and brighter than those I remembered from
childhood trips out West. But the destination was the same: a curio
store and gas station just off the highway at a remote whistle stop
called Dragoon, Ariz.

Dragoon is also home to an archaeological research center, the Amerind
Foundation, where a group of archaeologists, cultural anthropologists
and historians converged in the fall for a seminar, "Choices and Fates
of Human Societies."

What the scientists held in common was a suspicion that in writing his
two best-selling sagas of civilization -- the other is "Guns, Germs
and Steel" -- Dr. Diamond washed over the details that make cultures
unique to assemble a grand unified theory of history.

["Collapse" doesn't present a GUTH. On the other hand, "Guns, Germs
and Steel" (GGS) gets a bit closer to that description. Even that
theory isn't supposed to apply to industrialized societies.]

"A big-picture man," one participant called him. For anthropologists,
who spend their lives reveling in minutiae -- the specifics and
contradictions of human culture -- the words are not necessarily a
compliment.

[This suggests that there are no "big-picture" anthropologists. But
that's not true. For example, the late Karl Polanyi was a big-picture
kind of guy.]

"Everybody knows that the beauty of Diamond is that it's simple," said
Patricia A. McAnany, an archaeologist at Boston University who
organized the meeting with her colleague Norman Yoffee of the
University of Michigan. "It's accessible intellectually without having
to really turn the wattage up too much."

[I have a problem with any statement that begins with "everybody knows."]

Dr. Diamond's many admirers would disagree. "Guns, Germs and Steel"
won a Pulitzer Prize, and Dr. Diamond, a professor of geography at the
University of California, Los Angeles, has received, among many
honors, a National Medal of Science. It is his ability as a
synthesizer and storyteller that makes his work so compelling.

For an hour I had listened as he, or rather his narrator, described
how the inhabitants of Easter Island had precipitated their own demise
by cutting down all the palm trees -- for, among other purposes,
transporting those giant statues -- and how the Anasazi of Chaco
Canyon and the Maya might have committed similar "ecocide."

By the time I approached the turnoff for Amerind's boulder-strewn
campus, Dr. Diamond had moved on to the Vikings' fate. But for the
moment my mind was in the grip of "The Thing."

Detouring past the conference center, I parked in front of the old
tourist trap, paid the $1 admission and followed a path of stenciled
yellow footprints to a building out back. Inside a cinder-block coffin
lay the subject of my quest, what appeared to be the mummified remains
of a woman holding a mummified child.

"The Thing" looked human, or maybe like pieces of human dolled up with
papier-mâché. Either way, it seemed like a fitting symbol for the
complaints I'd been hearing about Dr. Diamond: that through the
wide-angle lenses of his books, people appear not as thinking agents
motivated by dreams and desires, ideas and ideologies, but as pawns of
their environment. As things.

[It's pretty clear in "Guns, Germs, & Steel" that people -- or at
least groups of us -- are strivers. This sets up competition among
societies. The geographic environment plays a crucial role in limiting
and shaping the results of the competition. Diamond's emphasis is on
the latter, of course, but that's because people are so unpredictable.
After all, having so many "dreams and desires, ideas and ideologies"
makes our actions pretty hard to predict.

[In "Collapse," on the other hand, "dreams and desires, ideas and
ideologies" can play a major role in causing collapse. See, for
example, the material about the Vikings in Greenland.]

The backlash had been brewing since a symposium last year, "Exploring
Scholarly and Best-Selling Accounts of Social Collapse and Colonial
Encounters," at a meeting of the American Anthropological Association
in San Jose, Calif. Although "Guns, Germs and Steel" has been
celebrated as an antidote to racism -- Western civilization prevails
not because of inherent superiority, but geographical luck -- some
anthropologists saw it as excusing the excesses of the conquerors. If
it wasn't their genes that made them do it, it was their geography.

[Is there _any_ serious scholar who believes that Europeans are made
evil by their genetics? This seems a total straw-man argument.]

"Diamond in effect argues that no one is to blame," said Deborah B.
Gewertz, an anthropologist at Amherst College. "The haves are not to
be blamed for the condition of the have-nots."

[She here falls for the excessively-common error of confusing an
explanation of an historical event with an excuse for it. Just because
the victory of the Nazis over Poland can be explained easily does not
mean that it was somehow justified. Similarly, just because the
Europeans conquered most of the world does not mean that it was
justified.]

Dr. Diamond anticipated this kind of reaction. In the epilogue to
"Guns, Germs and Steel," he acknowledged that human will was an
important pivot in the turning of history, as were freak accidents and
chaotic "butterfly effects," in which tiny perturbations are amplified
into cataclysms. But the accidents of geography -- the availability of
raw materials and crops, a hospitable climate, accessible trade routes
and even the cartographical shapes of continents -- step forth as
prime movers.

[They're not "movers" as much as "shapers."]

While "Guns, Germs, and Steel" explored the factors contributing to a
society's rise, "Collapse" tried to account for the downfalls. Here,
human agency played a more prominent role. In case after case, Dr.
Diamond described how a confluence of factors -- fragile ecosystems,
climatic change, hostile neighbors and, ultimately, bad decision
making -- cornered a society into inadvertently damaging or even
destroying itself.

[The main contrast (in terms of approach) between the two books is
that "Collapse" does not really have a unifying theory. It's more of a
matter of applying a laundry list of possible factors to ask questions
about why different societies collapsed. It's more of an empiricist
(inductive) exercise, while GGS seems a more balanced mixture of
theory (deduction) and empirical research (induction).

[The two books don't mesh with each other well at all. The
anthropologists that this author describes should be much happier with
the method of "Collapse" than with that of GGS. That, of course, does
not mean that they automatically agree about the facts.]

In his haunting chapter about Easter Island, he weighed the data --
radiocarbon dating, charcoal and pollen analysis and botanical and
archaeological surveys -- and concluded that the inhabitants had mined
the forests to extinction, setting off a cataclysm. What, Dr. Diamond
wondered in an often cited passage, was going through the mind of the
Easter Islander who cut the last tree?

But what was intended as a cautionary tale was taken by some readers
as blaming the victims. Terry Hunt, an archaeologist at the University
of Hawaii, came to the Amerind conference with a different story.
Deforestation, he said, was caused not by people, but by predatory
Polynesian rats, with the human population remaining stable until the
introduction of European diseases.
Dr. Diamond, he said, "shifts all of the burden to people and their
stupidity rather than to a complex ecosystem where these things
interact."

[Good! A fact-based critique. That's what's needed. By the way, the
role of European diseases fits well with the theory put forth in the
GGS book. ]

Taken together, the two books struck Frederick K. Errington, an
anthropologist at Trinity College in Hartford, as a "one-two punch."
The haves prosper because of happenstance beyond their control, while
the have-nots are responsible for their own demise.

[I think it's a mistake to read a moral argument into GGS. On the
other hand, "Collapse" is inherently a moral book, since it's asking
what _we_ can do to avoid Collapse, i.e., what are the best things to
do?

[In addition, as noted, the two books do not really form a whole. They
deal with different issues in different ways. One could easily agree
with one of Diamond's "punches" while rejecting the other. To my mind,
the main thing that unifies them is the identity of their author, not
their content.]

Dr. Errington and Dr. Gewertz, who are husband and wife, work in Papua
New Guinea, a treasure trove of ethnic groups speaking more than 700
languages. Dr. Diamond has also spent time on the island, where he
first went to study birds.

Dr. Gewertz still bristles as she recalls picking up "Guns, Germs, and
Steel" and seeing that it had been framed around what was called
"Yali's question."

Yali was a political leader and a member of a "cargo cult" that sprung
up after World War II. By building ritualistic landing strips and
control towers and wearing hand-carved wooden headsets, islanders
hoped to summon the return of the packaged food, weapons, medicine,
clothing and other gifts from the heavens that had been airdropped to
troops fighting Japan.

One day Yali asked Dr. Diamond, "Why is it that you white people
developed so much cargo and brought it to New Guinea, but we black
people had little cargo of our own?"

Thus began Dr. Diamond's tale about the combination of geographical
factors that led to Europeans' colonizing Papua New Guinea rather than
Papua New Guineans' colonizing Europe. "We think he gets Yali's
question wrong," Dr. Gewertz said. "Yali was not asking about nifty
Western stuff."

[That's hard to tell from what Diamond quotes or from the emphasis of
cargo cults on "cargo."]

With more of the cargo their European visitors so clearly coveted, the
islanders would have been able to trade with them as equals. Instead,
they were subjugated.

What Yali was really asking, she suggested, was why Europeans had
never treated them like fellow human beings. The responsibility and
struggle of anthropology, Dr. Gewertz said, is to see the world
through others' eyes.

[Diamond's GGS book seems to assume that _no-one_ is inherently better
at treating other ethnic groups like fellow human beings. If we accept
that assumption, Gewertz's interpretation of Yali's question has
already been answered. If the Papuans had colonized Europe, in this
view, they would not have treated the Europeans well.

[Was it really the "colonists" that cargo cults were responding to? In
my understanding, they were responding to the commodities that were
dumped on them as part of World War II, which were part of the effort
by the US to feed its troops and -- and as a side-benefit, to
legitimate its side of the war with the locals. Sure, the US is a
(neo)colonizing power, but it was different from the Dutch or the
Japanese. And WW2 was not about US neo-colonialism as much as
inter-imperialist rivalry.]

In "Collapse," Dr. Diamond proposed that a precipitating factor in the
Rwanda genocide of 1994, in which hundreds of thousands of Tutsis were
slaughtered by Hutu compatriots, was Malthusian. The country had let
its population outstrip its food supply.

Christopher C. Taylor, an anthropologist at the University of Alabama
at Birmingham, saw the tragedy through the other end of the telescope.
One afternoon, he sat in the living room of Amerind's old
mission-style lodge, which looks out onto the desolate beauty of the
Little Dragoon mountains, calmly describing how he and his Tutsi
fiancée had fled Rwanda just as the massacres began. Safely back in
the United States, he studied the country's popular political
cartoons, sensing that for many Rwandans, politics was tangled in a
web of legends involving sacred kingship and fertility rites. The
king, and by implication the president, was the conduit for imaana, a
spiritual current symbolized by liquids like rain, rivers, milk,
honey, semen and blood.

In times of droughts, floods, crop failures, infant mortality or other
misfortunes, he might have to be sacrificed to spill his imaana back
into the soil. "In order to understand the motives of the Rwandans,
you have to understand the local symbolism and the local cosmology,"
Dr. Taylor said. "Because, after all, what Diamond is doing is
imposing his own cosmology, his own symbolic system."

[It seems that both Taylor and Diamond can be right on the explanation
of the slaughter: demographic forces may have caused the starvation,
which was then see in the terms that Taylor describes. You may not
need to understand the conscious motivation of the Rwandans, since
people aren't always conscious of why they do things.

[It's so typical of academics to set up the competitions among
theories, asserting that their theory is better, while ignoring the
possibility of synthesis. I guess academics have to strive to attain
tenure, promotion, prestige, etc.]

By the time I left Amerind, I realized that what I had witnessed was a
clash of world views. Central to the "cosmology" of Dr. Diamond's
tribe is a principle celebrated throughout the physical and biological
sciences -- to understand is to simplify and seek patterns.

In an e-mail message, he said that progress in any field depends on
syntheses and individual studies. "In both chemistry and physics, the
need for both approaches has been recognized for a long time," he
wrote. "One no longer finds specialists on molybdenum decrying the
periodic table's sweeping superficiality, nor advocates of  the
periodic table scorning mere descriptive studies of individual
elements."

[This is right: we need to have a dialog between "big think" and
"small think" rather than having another silly academic war. Theory
and empirical research should work together, not clash.]

For the anthropologists, the exceptions were more important than the
rules. Instead of seeking overarching laws, the call was to
"contextualize," "complexify," "relativize," "particularize" and even
"problematize," a word that in their dialect was given an oddly
positive spin. At some moments, the seminar seemed less like a
scientific meeting than a session of the Modern Language Association.

But the anthropologists had a point. As Einstein put it, explanations
should be as simple as possible -- but no simpler. Is it realistic to
hope, as Dr. Diamond did at the end of "Guns, Germs and Steel," that
"historical studies of human societies can be pursued as
scientifically as studies of dinosaurs"?

[Probably not. But it's good to have some understanding of what went
on, rather than rejecting theory altogether. The complaining
anthropologists should develop an alternative theory. In my
experience, the only way to beat a theory is with a better one.]

One afternoon I drove out to Casa Grande Ruins National Monument,
about 130 miles northwest of Dragoon. Turning off North Arizona
Boulevard near a Blockbuster Video store and KFC/Taco Bell, I saw the
Great House, four stories high, loom into view. Abandoned over half a
millennium ago by the Hohokam people, the earthen ruins have been
incongruously protected from the elements by a steel roof on stilts
designed in 1928 by Frederick Law Olmsted Jr.

One suspects that the Hohokam were content to let the place melt.
Depending on which eyeglasses you are wearing, Casa Grande is a story
of environmental collapse or of adaptation and resilience. When
conditions no longer favored centralization the people moved on,
re-emerging as the O'odham tribes and a thriving casino industry.

Abandonment as a strategy. Driving back on Interstate 10, past an
umbilical cord of eastbound railroad container cars owned by Hanjin
Shipping and the latest crests of urban sprawl, I tried to imagine the
good people of Tucson or Phoenix bowing out with such grace.

At the seminar, Dr. McAnany suggested that the very idea of societal
collapse might be in the eye of the beholder. She was thinking of the
Maya, whose stone ruins have become the Yucatan's roadside
attractions. But the descendants of the Maya live on. She recalled a
field trip by local children to a site she was excavating in Belize:
"This little girl looks up at me, and she has this beautiful little
Maya face, and asks, 'What happened to all the Maya? Why did they all
die out?'"

No one visits Stonehenge, she noted, and asks whatever happened to the English.

[Sounds like a good line. But was it the English who built Stonehenge?
A simple web-search says that "Theories about who built it have
included the Druids, Greeks, Phoenicians..." And since it happened so
long ago, there were no "English" at the time.]

Copyright 2007 The New York Times Company

January 1, 2008 / When Societies Fail (3 Letters to the NYT)

To the Editor:
Re "A Question of Blame When Societies Fall" (Dec. 25): The conference
designed to discredit Jared Diamond highlights the worst of what goes
on in contemporary academia. The organizers' failure to invite Mr.
Diamond might be attributed to elementary rudeness were it not for a
more damning explanation: they were afraid he would give the lie to
their glib accusation that because his work is widely read, it must be
oversimplified. These anthropologists' beef with Mr. Diamond clearly
has less to do with the content of his thesis than with the fact that
he tries to understand why things happen rather than writing a
morality play conforming to their lefter-than-thou politics. -- Steven
Pinker / Cambridge, Mass.

[Diamond should have been invited (though we can't trust a nut like
Pinker as a source saying that he wasn't). And I don't see why the
folks at this conference were any more "left" than Diamond.]

To the Editor:
What an odd, convoluted perspective displayed by those anthropologists
who attack Jared Diamond's "Guns, Germs, and Steel" for "excusing the
excesses of the conquerors." The book attempts to account for why,
after around 3000 B.C., western Eurasian societies became
comparatively more economically, militarily and technologically
advanced. It does not claim that they were also more ethically or
morally advanced. Moreover, to take just one famous example, the
Aztecs were engaging in "excesses" as conquerors before any European
sails appeared on the horizon. -- Russ Weiss  / Princeton, N.J.

[right]

To the Editor:
The words of the historians Will and Ariel Durant might offer
consolation to Jared Diamond and the anthropologists who disagree with
his theories. In "The Lessons of History," the Durants write: "History
is so indifferently rich that a case for almost any conclusion from it
can be made by a selection of instances." -- Brad Bradford / Upper
Arlington, Ohio

[yes, but some theses do die. It's hard to argue that aliens helped
the ancient Egyptians build those pyramids.]

[I likely won't be able to respond to any responses to this missive
until Monday.]
-- 
Jim Devine / "Segui il tuo corso, e lascia dir le genti." (Go your own
way and let people talk.) --  Karl,
paraphrasing Dante.

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