http://www.fsf.org/philosophy/sco/sco-without-fear.html

SCO: Without Fear and Without Research
Eben Moglen

Monday 24 November 2003


There's a traditional definition of a shyster: a lawyer who, when the law 
is against him, pounds on the facts; when the facts are against him, 
pounds on the law; and when both the facts and the law are against him, 
pounds on the table. The SCO Group's continuing attempts to increase its 
market value at the expense of free software developers, distributors and 
users through outlandish legal theories and unsubstantiated factual claims 
show that the old saying hasn't lost its relevance.

Just The Facts

SCO continues to claim in public statements about its lawsuit against IBM 
that it can show infringement of its copyrights in Unix Sys V source code 
by the free software operating system kernel called Linux. But on the one 
occasion when SCO has publicly shown what it claimed were examples of code 
from Linux taken from Unix Sys V, its demonstration backfired, showing 
instead SCO's cavalier attitude toward copyright law and its even greater 
sloppiness at factual research.

On August 18, 2003, SCO's CEO, Darl McBride, offered a slide presentation 
of supposed examples of infringing literal copying from Sys V to Linux at 
a public speech in Las Vegas. Within hours the free software and open 
source communities had analyzed SCO's supposed best evidence, and the 
results were not encouraging for those investors and others who hope SCO 
knows what it is talking about.[1] 

In Las Vegas Mr. McBride offered two examples of code from the Linux 
program that were supposedly copied from Sys V. The first implements the 
"Berkeley Packet Filter" (BPF) firewall. Indeed, the Linux kernel program 
contains a BPF implementation, but it is the original work of Linux 
developer Jay Schulist. Nor did SCO ever hold an ownership interest in the 
original BPF implementation, which as the very name shows was originally 
part of BSD Unix, and which was copied, perfectly legally, into SCO's Sys 
V Unix from BSD. Because the BPF implementations in Sys V and Linux have a 
common intellectual ancestor and perform the same function, SCO's 
"pattern-matching" search of the two code bases turned up an apparent 
example of copying. But SCO didn't do enough research to realize that the 
work they were claiming was infringed wasn't their own (probably because 
they had "carelessly" removed the original copyright notice).

Mr. McBride's second example was only slightly less unconvincing. Mr 
McBride showed several dozen lines of memory allocation code from "Linux," 
which was identical to code from Sys V. Once again, however, it turned out 
that SCO had relied on "pattern-matching" in the source code without 
ascertaining the actual history and copyright status of the work as to 
which it claimed ownership and infringement. The C code shown in the 
slides was first incorporated in Unix Version 3, and was written in 1973; 
it descends from an earlier version published by Donald Knuth in his 
classic The Art of Computer Programming in 1968. AT&T claimed this code, 
among other portions of its Unix OS, as infringed by the University of 
California in the BSD litigation, and was denied a preliminary injunction 
on the ground that it could not show a likelihood of success on its 
copyright claim, because it had published the code without copyright 
notices and therefore, under pre-1976 US copyright law, had put the code 
in the public domain. In 2002, SCO's predecessor Caldera released this 
code again under a license that permitted free copying and redistribution. 
Silicon Graphics, Inc. (SGI) then used the code in the variant of the 
Linux program for "Trillium" 64-bit architecture computers it was planning 
to sell but never shipped. In incorporating the code, SGI violated the 
terms of Caldera's license by erroneously removing Caldera's (incorrect) 
copyright notice.

Thus SCO's second example was of supposedly impermissible copying of code 
that was in the public domain to begin with, and which SCO itself had 
released under a free software license after erroneously claiming 
copyright. SGI had complicated matters by improperly removing the 
inaccurate copyright notice. So how many PCs and Intel-architecture 
servers around the world contained this supposedly infringing code? Zero. 
No version of the Linux program for Intel architectures had ever contained 
it. No SGI hardware for which this code was written ever shipped. HP, 
which sells 64-bit Itanium servers, has removed the code from the IA-64 
branch of the Linux code tree; it was technically redundant anyway. But 
SCO's research went no farther than discovering a supposed instance of 
"copying," without asking whether SCO had any rights in what had been 
copied, and certainly without providing the audience to whom it was 
speaking any indication that the "Linux" it was talking about was a 
variant for rare computers from which the supposedly-offending code had 
already been removed.

What the Las Vegas "examples" actually demonstrated was that SCO's factual 
claims were irresponsibly inflated when they weren't being kept artfully 
"secret." With the facts running against them even when the facts were of 
their own choosing, it was unsurprising that after August SCO turned to 
the law. But the law was not on their side either. 

aking Up the Law

SCO's legal situation contains an inherent contradiction. SCO claims, in 
the letters it has sent to large corporate users of free software and in 
public statements demanding that that users of recent versions of the 
kernel take licenses, that the Linux program contains material over which 
SCO holds copyright. It also has brought trade secret claims against IBM, 
alleging that IBM contributed material covered by non-disclosure licenses 
or agreements to the Linux kernel. But it has distributed and continues to 
distribute Linux under GPL. It has therefore published its supposed trade 
secrets and copyrighted material, under a license that gives everyone 
permission to copy, modify, and redistribute. If the GPL means what it 
says, SCO loses its trade secret lawsuit against IBM, and cannot carry out 
its threats against users of the Linux kernel.

But if the GPL is not a valid and effective copyright permission, by what 
right is SCO distributing the copyrighted works of Linux's contributors, 
and the authors of all the other copyrighted software it currently 
purports to distribute under GPL? IBM's counterclaim against SCO raises 
that question with respect to IBM's contributions to the Linux kernel. 
Under GPL section 6, no redistributor of GPL'd code can add any terms to 
the license; SCO has demanded that parties using the Linux kernel buy an 
additional license from it, and conform to additional terms. Under GPL 
section 4, anyone who violates GPL automatically loses the right to 
distribute the work as to which it is violating. IBM therefore rightly 
claims that SCO has no permission to distribute the kernel, and is 
infringing not only its copyrights, but those of all kernel contributors. 
Unless SCO can show that the GPL is a valid form of permission, and that 
it has never violated that permission's terms, it loses the counterclaim, 
and should be answerable in damages not only to IBM but to all kernel 
contributors.

IBM's counterclaim painted SCO into a corner on the subject of the GPL. 
Not only the facts but also the law are now fundamentally against SCO's 
increasingly desperate position. SCO and its predecessor, Caldera, have 
benefited enormously from the protections of the GPL. Thanks to the GPL, 
SCO has been able, for example, to use the invaluable work of compiler 
designers and implementers around the world who have made GCC the premier 
cross-platform C compiler. Customer applications run on SCO's Sys V Unix 
because of GCC, to which SCO contributed modifications particular to its 
system, and for which it assigned copyright to the Free Software 
Foundation. Caldera and SCO could not have marketed a usable operating 
system product without the contributions of the free software community. 
SCO was happy to take the benefits, but it has unethically sought to avoid 
its responsibilities. The law does not permit SCO to have it both ways.

So now it has become time for SCO and its lawyers to pound the table. 
SCO's response to IBM's counterclaim has been a round of absurd attacks on 
the GPL, its users, and its author, the Free Software Foundation. The GPL, 
SCO's answer to IBM's counterclaim alleges, violates not just federal 
statutes but also the United States Constitution. How a private copyright 
holder can violate the US Constitution by giving others permission to 
copy, modify and redistribute its work SCO does not deign to say. Legal 
theories aren't secrets; if SCO's lawyers had anything to offer in support 
of this novel proposition, they would offer it. Not one case decided in 
the long history of US copyright affords support to this ridiculous 
conception of an unconstitutional copyright license. No lawyer of my 
reasonably broad acquaintance, no matter what his or her view of the GPL 
may be, takes this moonshine seriously. After failing on the facts, 
failing on the law, and raising no more than derisive laughter from 
pounding the table, even the proverbial shyster is out of luck. What will 
we see next from SCO, an attack on the umpire? 

Footnotes

1  The most complete review of the SCO Las Vegas presentation was written 
by Bruce Perens, and is available at 
http://www.perens.com/SCO/SCOSlideShow.html.


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