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PAR 246

Revisionists: Wansbrough

The implications of, and opposition to,
the methods and theories of John Wansbrough
Method & Theory in the Study of Religion 9.1 (1997)

by Herbert Berg

1. Introduction

It has been two decades since John Wansbrough published his 
Quranic Studies: Sources and Methods of Scriptural 
Interpretation. This work and his Sectarian Milieu: Content 
and Composition of Islamic Salvation History, published a 
year later in 1978 are, arguably, the two most significant 
contributions made to the study of Islamic origins since Ignaz 
Goldziher and Joseph Schacht. The former argued that the 
Sunna, the words and deeds of Muhammad as preserved in 
authentic hadiths (reports or traditions about Muhammad), was 
more valuable as a historical source for the theological and legal
debates of the early centuries of Islam than as a source for the life
of Muhammad and the early Muslim community (Goldziher 1971: 19). The
latter, looking specifically at the history of the development of
Muslim jurisprudence which is primarily based on the information found
in hadiths — with complete and proper chains of authorities (isnads)
guaranteeing authenticity — concluded that "[t]he more perfect the
isnad, the later the tradition." (Schacht 1949: 147) Together,
Goldziher and Schacht dissociated the Sunna from Muhammad; 
Wansbrough
has gone much farther; he has severed both the Qur'an and the Sira
(the biography of the Prophet) from the figure Muhammad and even from
Arabia.

Since the works of Goldziher and Schacht met (and still continue to
meet) with stiff opposition both from Muslim and non-Muslim scholars,
it is hardly surprising that Wansbrough's methods and theories have
come under an even stronger and more vehement attack. This reaction is
due in part, no doubt, to the larger scope and religiously and
historically more critical foci of his studies. Muslim scholars have
always admitted the possibility that at least some hadiths were
fabricated. They have developed a whole science of scrutinizing the
transmitters found in isnads and thereby determined the authenticity
of the hadiths. According to Muslim scholars Goldziher, Schacht, and
others of their "ilk" have simply been negligent in their reading of
the texts (e.g., Azami 1992). Wansbrough's work cuts the very bases of
Islam, the Qur'an, and the Prophet, and so he cannot be dismissed as
merely negligent. This is not a particularly unexpected reaction; that
the reaction of non-Muslim Islamicists has been, for the most part, no
more receptive is. If the source of the latter's hostility was simply
that of scholars being conservative and loathe to sacrifice their
familiar ideas, it would hardly be noteworthy for the study of
religion. In time, the subsequent generations of Islamicists would be
more willing to consider and employ a new paradigm. However, the
problem is much more insidious: the debate, at least in veiled form,
revolves around the questions of what are "sources" and what is
"history"?

2. Approaches to early Muslim texts

Methodological questions are not often broached in the study of 
Islam. The method employed by Muslim scholars is essentially 
one of ascription. That is to say, the extant body of literature that
began to emerge at the end of the second and beginning of the third
century of Islam is held to transmit faithfully the earlier events,
including (and particularly) those of Muhammad's life. Western
scholars have brought to this material source critical methods, which,
in the context of Islamic origins, often involves the analysis of the
isnads attached to the material (as if each isnad represents an
independent recension). Their results confidently depict "what really
happened". Nevertheless, the Qur'an and Sira, and even largely the
Sunna, are treated by Western scholars in a manner not significantly
different from that of Muslim scholars and theologians. The Qur'an's
purported chronology has been analyzed in terms of the Meccan (early)
and Medinan (later) suras, though Western scholars have developed
sub-categories (e.g., Nöldeke 1909–1926 and Bell 1953), which continue
to be thought of as definitive (e.g., Neuwirth 1993 and Welch 1983,
respectively). The meaning of a qur'anic word or passage is to be
found in the classical qur'anic commentaries, most of which were
produced at least three centuries after the fact. The biography of the
Prophet is assumed to give a fairly reliable picture of Muhammad's
life (e.g. Watt 1953; 1956). More scepticism is evident when working
with the Sunna because of the doubts raised by Goldziher and Schacht,
but not much more: even if one cannot be sure if any one hadith is
authentic, as a whole they converge to produce a fairly accurate
picture of what Muhammad said and did (Juynboll 1983: 6). The net
result of all this scholarly activity has been to produce an account
of Islamic origins which scarcely differs from that constructed by
Muslims. Like Wansbrough, I would not want to suggest that this
"impressive unanimity in their assent to the historical `fact'" is the
product of collusion (1987: 9), at least not at a conscious level.
Rather, what we have is a case of a shared epistemological framework
and methodology producing largely similar results.

This situation, in itself, would not be problematic but for the 
presence of two factors. First, as Wansbrough notes, "[b]ereft 
of archaeological witness and hardly attested in pre-Islamic 
Arabic or external sources, the seventh-century Hijaz owes its 
historiographical existence almost entirely to the creative 
endeavour of Muslim and Orientalist scholarship." (1987: 9) 
That is to say, all Islamicists acknowledge that all the information
we have about the first two centuries of Islam comes from compilations
and writings whose present recensions date from little earlier than
the third Islamic century (i.e., 800 C.E.). Many Islamicists recognize
the implications of this lacuna in the extant sources, but attempt to
circumvent it by placing their faith in the general veracity of the
claims of the later sources to preserve earlier ones in a reasonably
reliable manner. Although the later works might have "tendentially
shaped" the earlier material, it is maintained that the kernel of
"what really happened" is retained and can be discovered by carefully
sifting through the material (e.g., Watt 1953: xiii–xiv). This type of
argument is at least plausible and, in the absence of any other reason
to doubt the claims of accurate transmission of originary "facts" by
the extant literature, perhaps even probable. However, there is a
second factor, an extremely critical one, to which Wansbrough draws
attention: the Qur'an, its commentaries (tafsir), the biographies of
the Prophet, and the Sunna — all early Muslim literature — are sacred,
or salvation history. In other words, it is not history, not even
tendentially-shaped history. "What really happened" might possibly be
congruent with what they say, but all we have is what the Muslim
community of two centuries later in the continuing process of
self-definition "thought had happened or wanted to believe had
happened or wanted others to believe had happened." (Koren—Nevo 
1991:
89) This distinction is one that seems to be lost on the opponents of
Wansbrough. But if one recognizes it as a valid distinction, then
methodological implications are simple, but enormous.

If "what we know of the seventh-century Hijaz is the product of 
intense literary activity, then that record has got to be interpreted
in accordance with what we know of literary criticism." (Wansbrough
1987: 14–15) Salvation history, even in the guise of "scientific"
history, is literature. The methods most appropriate for its analysis
are form criticism, redaction criticism, and literary criticism, just
as they have been in the study of early Christianity and Judaism as
pioneered by Rudolf Bultmann and Jacob Neusner. Wansbrough is 
opposed
"to that school of sanguine historiography in which the pursuit of
reconstruction is seldom if ever deflected by the doubts and scruples
thrown up in recent (and not so recent) years by practitioners of
form-criticism, structuralism and the like." (1980: 361) Why
Islamicists have, however, shied away from such methods is a question
to which I shall return.

3. A summary Wansbrough's theories and their 
implications

Although literary methodological issues are paramount for 
Wansbrough, they are intimately connected to his theories on 
Islamic origins. "Wansbrough, after all, is also a historian: ... his
extensive exercises in literary criticism are part of an effort to
tell the history of a community. His objections are to the arbitrarily
privileged position of `reality', the tyranny of some narrative
structures, the eschewal of interpretative versatility, and a lack of
methodological and literary self-consciousness." (Calder 1994: 40) It
is as an historian that he has gained his notoriety, for from this
application of literary analysis to the texts of early Islam emerges a
radically new model for Islamic origins.

Both Wansbrough's analysis and model were first introduced in 
his Quranic Studies. Its main concern is the development of 
qur'anic exegesis. By way of introduction, however, 
Wansbrough provides three chapters entitled "Revelation and 
Canon," "Emblems of Prophethood," and "Origins of Classical 
Arabic" which explore the development of the scripture, 
prophetology, and sacred language in early Islam. In the first 
chapter (1977: 1–52) Wansbrough demonstrates that the 
themes of retribution, sign, exile, and covenant compose a major
portion of the qur'anic message. The literary forms of these themes
are apodictic formulae, supplicatory formulae, and narrative.
Wansbrough suggests that "taken together, the quantity of reference,
the mechanically repetitious employment of rhetorical convention, and
the stridently polemical style, all suggest a strongly sectarian
atmosphere, in which a corpus of familiar scripture was being pressed
into service of as yet unfamiliar doctrine." (1977: 20) These
features, along with the Qur'an's referential nature, place the Muslim
scripture in the literary tradition of Christian and Hebrew
scriptures, though it is clearly neither a calque nor reformulation of
them. As for the origin of the material in the Qur'an, factors such as
the composite (and often contradictory) nature of the Qur'an, the
incidental role of the Qur'an in the formulation of Muslim
jurisprudence, the absence of reference to the Qur'an in an early
Muslim creed from the middle of the eighth century, and the lack of
masoretic exegesis before the ninth century, suggest the prophetic
logia underwent a significant period of organic growth and oral
transmission before they were codified. Certainly these factors belie
the tradition of the systematic collection and canonization of the
Qur'an in the first decade(s) after the death of Muhammad.
Wansbrough's chapter on Islamic prophetology (1977: 52–84) focuses on
both the qur'anic material and the biographical material (what he
calls the Muhammadan evangelium). The historical value of the Qur'an
is not as a source of biographical details, but "as a source for the
concepts eventually applied to the composition of the Muslim theology
of prophethood." (1977: 56) In fact, it was the earliest exegesis that
was responsible for linking the anonymous qur'anic material (the
prophetic logia) to the figure of the independent Arabian prophet;
this early exegesis produced the biography of Muhammad. The logia's
contribution to this process was to give the Arabian Prophet a
distinctly Mosaic character while the evangelium placed the logia in
the Hijaz (the Western region of Arabia containing the cities of Mecca
and Medina).

Wansbrough examines the development of the Islamic lingua 
sacra in his third chapter (1977: 85–118) and argues that it is 
wrong to see classical Arabic as standing at the beginning 
instead of the end of a "long and varied linguistic evolution" 
(1977: 87). Classical Arabic is traditionally thought of as being
embodied within the Qur'an and pre-Islamic [sic] poetry, and therefore
it must be assumed that this Arabic served not only as the lingua
sacra, but also as a Bedouin lingua franca in Arabia and that it is
the (hypothetical) source of modern sedentary vernaculars. Wansbrough
suggests an alternative: the process of Arabicization closely followed
the Arab conquests. To suggest otherwise would mean to assent to a
period of from 150 to 200 years between textual stabilization of the
Qur'an and analysis of its contents in the formulation of Arabic
grammar. The implication must be that the text of scripture, like
those of pre-Islamic poetry, was faithfully transmitted and
intelligently understood read/recited and heard for a very long time
indeed, without once provoking the questions about its meaning and its
form with which the literature of the third/ninth century is filled.
(1977: 101) This is particularly odd, since the Qur'an seems not
infrequently anomalous with the rules of classical Arabic grammar.

In the fourth and main chapter of Quranic Studies (1977: 
199–246), Wansbrough demonstrates that on the basis of 
function and style it is possible to distinguish between five types of
qur'anic exegesis (tafsir). The first, haggadic exegesis (narrative)
is typified by the use of prophetic tradition, identification, and
anecdote. The second, halakhic (legal) exegesis uses analogy,
abrogation, and circumstance of revelation (though narrative often is
used to provide a chronological framework for apparently contradictory
qur'anic passages). The third, masoretic exegesis employs the variant
reading of the Qur'an, poetic exemplifications, and lexical and
grammatical explanations. The fourth and fifth are rhetorical and
allegorical exegesis. The final type was particularly popular in
sectarian movements. Moreover, these types of exegesis emerged
chronologically in the order specified, and so allow at least the
relative dating of texts and an alternative to dating texts by
ascription. For example, the lack of references to the Qur'an and of
other indications of a stable scriptural text in halakhic arguments
suggests that the establishment of the Qur'an as a source of law
antedated and contributed to the canonization of a ne varietur text,
rather than the other way around (1977: 202). That the Qur'an could
not have been canonized much before the emergence of masoretic
exegesis is further supported by the characteristically masoretic
practice of explicating the whole of the Qur'an in its proper order
(1977: 226). (See Andrew Rippin's article in this issue for a detailed
discussion of this chapter of Wansbrough's work.)

The theories which emerge from this analysis are, in 
Wansbrough's own words, "conjectural" (1977: xi), 
"provisional" (1977: ix), and "tentative and emphatically 
provisional" (1978: x). Nevertheless, the implications are 
enormous: neither the Qur'an nor Islam is a product of 
Muhammad or even of Arabia. During the early Arab expansion 
beyond Arabia, there is no evidence that the conquerors were 
Muslim. Almost 200 years later "early" Muslim literature began 
to be written by the Mesopotamian clerical elite. The implication may
be that the hitherto secular polity discovered and adopted a new
movement which, though a non-Jewish, non-Christian movement, was a
product of a Judaeo-Christian sectarian milieu. This movement and its
history were soon Arabicized. The Qur'an, however, took somewhat
longer to be canonized — not until circa 800 C.E. This process has
been (tentatively) described as the attribution of several, partially
overlapping, collections of logia (exhibiting a distinctly Mosaic
imprint) to the image of a biblical prophet (modified by the material
of the Muhammadan evangelium into an Arabian man of God) with a
traditional message of salvation (modified by the influence of
Rabbinic Judaism into the unmediated and finally immutable word of
God). The process was accompanied by a grammatical effort `to relate
the anomalies of the lingua sacra to the demands of a normative
description of language'. (Mallat 1994: 166) In The Sectarian Milieu,
Wansbrough continues his literary analysis by examining the subjects
of historiography, authority, identity, and epistemology in early
Islamic literature. In the first chapter he focuses primarily on the
early haggadic exegesis, the biography of Muhammad, and argues that it
is not history but salvation history. Its narrative techniques are:
exegetical, in which serial or isolated qur'anic extracts provide the
framework for a longer narrative; parabolic, in which the narrative
itself is the source for frequent allusion to logia (not verbatim, but
in terms of diction and imagery); and paraphrastic, in which logia are
presented in the form of anecdotes replete with scriptural key- words.
In this way, salvation history was produced. 

Wansbrough sees some twenty-three topoi in this literature, all 
of which derive from a Judaeo-Christian sectarian milieu. In his
chapter on authority, he argues that Islamic salvation history invests
the word of Allah, that is, the revelations to Muhammad, with
authority. On the other hand, the Sunna, a completely separate body of
early Muslim literature, places authority in the paradigmatic conduct
of the Prophet. By placing all ritual and legal commands in the mouth
of Muhammad, this latter literature became the main source for Islamic
law. (Of course, considerable effort was expended on elaborating and
harmonizing these originally disparate scriptural and apostolic forms
of authority.) In the following chapter, Wansbrough examines Islam's
quest for identity and self-definition and highlights the polemical
nature of this quest which is so characteristic of a sectarian
movement. His final chapter explores the "role of that historically
fixed theophany in the organization of communal and individual
experience" (1978: 130). (Norman Calder's article in this issue
expands upon and critiques some of Wansbrough's hypotheses in this
regard.) These two monographs, as well as a few articles and book
reviews, comprise the sum total of Wansbrough's publications in
Islamic origins. In them, he has rewritten almost every "historical
fact" of Islamic origins. He is, I would venture, less concerned with
the accuracy or inaccuracy of the historical implications of his work
than with its methodology; his opponents reverse the priorities. That
is not to say that the two are unrelated for either Wansbrough or his
opponents. Presumably, neither is so naive. For Wansbrough, his
radical reinterpretation of Islamic origins is the outcome of what he
considers the only proper approach to the extant texts. The approach
is correct, his preliminary results may or may not be (though it is
fairly clear that he thinks the historical conclusions he has drawn
are largely correct). His opponents have focused on these conclusions
because it is these that they find offensive. However, it seems that
his methods are considerably less assailable. Certainly the concerted
attack on the historical implications can be seen as a means by which
to delegitimize his methods, but it is more likely that the relatively
few and feeble attacks on his methods are attempts to delegitimize the
implications thereof.

4. Opposition to Wansbrough

The Islamicists who oppose Wansbrough do so rather 
vehemently, even questioning whether he and his allies merit the
dignity of a collected set of essays on their ideas. Perhaps this
attitude accounts for the paucity of articles and chapters, much less
monographs, in which his opponents tackle the issues raised by
Wansbrough. Their main arguments can only be gleaned from reviews of
Quranic Studies and The Sectarian Milieu, and from passing remarks in
publications devoted to other topics. Though worded in numerous ways,
these arguments are surprisingly few in number (four) and are found in
at least nascent form in the comments made by Fazlur Rahman. He also
epitomizes the tendency to side-step serious discussion when he
suggests that "[m]y disagreements with Wansbrough are so numerous that
they are probably best understood only by reading both this book and
his." (1989: xiv) Rahman sees in Wansbrough's theory of the origin of
the qur'anic material in a Judaeo-Christian sectarian milieu evidence
that he stands at the "logical end of the line for Jewish apologists"
(1989: xiii). This line has its origin in the late-nineteenth century
in works such as Was hat Mohammed aus dem Judenthume aufgenommen?
(1902) by Abraham Geiger and Jüdische Elemente im Koran (1878) by
Hartwig Hirschfeld. In his review of Quranic Studies R. B. Serjeant
echoes this accusation, calling it "a thoroughly reactionary stand in
reverting to the over-emphasis of the Hebrew element in Islam ...
[and] one has the sense of a disguised polemic seeking to strip Islam
and the Prophet of all but the minimum of originality." (1978: 76)
Both Rahman and Serjeant use a thinly veiled ad hominem argument, but,
because of the prevalence of the irenic approach to the study of Islam
(see below), the argument seems to carry some weight. I do not believe
this aspect of the argument merits refutation, except to say that it
has no bearing on the validity of Wansbrough's methods and the
veracity of his conclusions. (A more serious problem with this
suggestion is its misunderstanding of the role of the sectarian
milieu, a problem discussed in G. R. Hawting's article.)

Rahman also states that "[t]he development [of the qur'anic 
teaching on miracles] is intelligible only in the context of a 
unified 
document gradually unfolding itself. It cannot be understood as a
composite of different and contradictory elements." (1989: xiii) In
other words, Muhammad's life is so intimately and obviously
intertwined with the material of the Qur'an, that it must be genuinely
connected to him; the Qur'an can only be understood if it is read with
the life of the Prophet as the backdrop. A strong supporter of this
view is Alford T. Welch. After dismissing Wansbrough's "radical
hypothesis" as unconvincing because of the valid "historical memory"
retained despite contradictory accounts, he states: A distinctive
feature of the Qur'an that cannot be ignored if the Muslim scripture
is to be understood fully is its close relationship to the life of
Muhammad and his contemporaries. ... [T]he Qur'an is a historical
document that reflects the prophetic career of Muhammad and responds
constantly to the specific needs and problems of the emerging Muslim
community. It abounds in references and allusions to historical events
that occurred during the last twenty or so years of Muhammad's
lifetime, a period during which it was itself a history making event.
(Welch 1980: 626) For Welch, the Qur'an serves perhaps as the only
reliable source for information about Muhammad and his understanding
of himself and his mission (1983). This argument is couched in many
other forms. Serjeant castigates Wansbrough for his neglect of "the
vital Arabian element" in the Qur'an and "the plain and uncontested
evidence ... that the Hijaz was its birthplace" (1978: 76). When
Juynboll highlights "the obvious disparity in style and contents of
Meccan and Medinan suras" (1979: 294) or when Burton (1995) adduces
the "embarrassing" contradictions in the Qur'an, they too are
suggesting that the geographical, cultural, religious, and political
landscape influenced Muhammad.

To illustrate the basis of this ubiquitous argument consider the
following two examples. The story of Noah, which is adduced or alluded
to several times in the Qur'an, is assumed to reflect Muhammad's life.
The opposition faced by Noah, or for that matter, Abraham, Moses, and
all the other qur'anic prophets is no different than that faced by
Muhammad in the city of Mecca. These stories are thought to have been
revealed/produced to encourage Muhammad or his followers and to warn
his opponents that the messengers of Allah have always been opposed by
their people and that Allah will mete out punishment soon enough. For
the second example, consider the following "(auto)biographical"
qur'anic passage. Your lord has not forsaken you, nor is your lord
displeased with you. The hereafter will be better for you than the
present. Your lord will give you [that which] will please you. Did he
not find you an orphan and shelter you? Did he not find you straying
and guide you? Did he not find you poor and enrich you? (Qur'an
93:3–8) How is this passage to be understood if not in reference to
the period known as the fitra, which occurred after the first
revelation and during which Muhammad was distressed because he
received no further revelations? And, was not Muhammad an orphan? Was
he not guided by Allah? And was he not destitute until the wealthy,
Khadija married him?

While this argument of Rahman, Welch, and many others is 
internally consistent, it seems a product of a superficial reading of
Wansbrough. The argument assumes the epistemological and chronological
priority of the events in Muhammad's life over the passages in the
Qur'an. If, as Wansbrough suggests, the biography of the Muhammad is
the product of a narrative exegesis of the prophetic logia, the
priority should be reversed. If opposition to, and vindication of, the
messengers were simply some of the many schemata and topoi associated
with them, would not an exegetical account of the Arabian Prophet be
constructed on similar lines? Thus, it is hardly surprising that the
stories of Noah and Muhammad parallel each other. The qur'anic passage
adduced above in and of itself contains nothing which requires
perforce that it be read as addressed to Muhammad or any other
particular individual. However, any haggadic commentator might find it
convenient to draw upon this otherwise ambiguous passage. In so doing,
the passage and the "history" corroborate each other: the former is
"explained" and the biography receives a framework upon which to
construct an Arabian Prophet's story. A passage historicized in this
manner naturally appears (auto)biographical.

The third major argument was first alluded to by Graham in his 
review of Quranic Studies (1980: 140) and rests on the 
assumption that Wansbrough's historical reconstruction of early 
Islam requires a massive conspiracy — an inconceivable 
scenario to Rahman (1985: 201). This line of reasoning is more 
fully developed by Versteegh. Of Wansbrough he says:
[O]ne needs a conspiratorial view of the Islamic 
tradition, in which all scholars are assumed to have 
taken part in the same conspiracy to suppress the real 
sequence of events . ... It may be true that sometimes 
an opinion becomes fashionable for religious, political 
or even social reasons, and is then taken over by most 
people. But the point here is that if one particular 
interpretation or point of view prevails, there are 
bound to be some dissenters and in important issues, 
such as the ones we are dealing with here, it is 
inconceivable that tradition could manage to suppress 
all dissenting views. (1993: 48)
A conspiracy of the magnitude needed to account for 
Wansbrough's conclusions about the extended process of 
scriptural canonization and historicization and Arabicization of the
prophetic logia does seem unlikely. If the choice were simply between
historicity and conspiracy, the former would certainly seem more
plausible. However, these are not the only two choices. Recourse to a
conspiracy theory exhibits a rather simplistic understanding of how
literature and particularly salvation history are produced. The
authors of the texts of early Islam were all working in more or less
the same cultural milieu. Their perceived unanimity on the "facts" of
early Islam need not be the result of collusion to fabricate an Islam
to their liking or which served their religious, political, or ethnic
objectives. When the traditions of Islam began to be recorded around
800 C.E., it was done in a manner that the Muslims of that time
believed, or needed to believe, that events had been. And in so doing,
the beliefs became "facts". Wansbrough says "that historiography is
primarily a form of literature, is a step seldom and then only very
reluctantly taken in the field of Islamic Studies. ... [T]he language
of a historical report is also the language of fiction. The difference
between the two is a psychological assumption shared by writer and
reader, and it is from that assumption that the historical report
acquires significance, is deemed worthy of preservation and
transmission" (1978: 118–119). Hence, there are no "truths" that had
to be suppressed in favour of "falsehoods". The version of the origins
of Islam which has come to us is therefore the one which the later
community "knew" to be the truth. However, a conspiracy there may be,
but not as Rahman and Versteegh would envision it. "With neither
artifact nor archive, the student of Islamic origins could quite
easily become victim of a literary and linguistic conspiracy. He is,
of course, mostly convinced that he is not. Reason for that must be
confidence in his ability to extrapolate from the literary version(s)
what is likely to have happened." (Wansbrough 1987: 10). These three
preceding arguments have focused on Wansbrough's theories and not his
methodology. The only challenge to the latter is that which questions
the value of abandoning the "historical method" — by which is meant
"ascription" — and turning to literary analysis. Rahman argues that
the historical method works, and that "Wansbrough's methods of
literary analysis ... are so inherently arbitrary that they sink into
the marsh of utter subjectivity" (1985: 199). Serjeant also refers to
"his untenable subjective theories" (1978: 77). While it seems
doubtful whether Rahman or Serjeant are trying to offer a serious
argument against Wansbrough on this point — their statements are
brief, polemic, and undeveloped — this issue of subjectivity is not an
unimportant one. Trying to avoid lapsing into an epistemological
debate over "objectivity" and "subjectivity", I would simply point out
that what Rahman and others seem to overlook is that the unquestioned
apriorism of accepting the sources at face value is no less
subjective. What we can be certain of is that a body of literature
emerged circa 800 C.E. that purported to describe events some 150
years earlier. The subjectivity of these ninth-century authors cannot
be transformed into objectivity merely by the passage of time. A more
"objective" approach would clearly be to treat the literature as
literature and not as an archeological site (born out of the perennial
urge to turn literary convention into historical `reality')
(Wansbrough 1987: 12, 22).

5. Factors contributing to opposition and hostility

My purpose in attempting to refute these four arguments is not to
champion the methods and conclusions of Wansbrough nor to imply they
should not be challenged. In labelling his own work as experimental,
Wansbrough invites such challenges. Rather it is to demonstrate that
the main lines of these critical arguments tend to be based on either
misconceptions of Wansbrough or on circular arguments. As such, they
are not particularly compelling. Some scholars have, however, taken
issue with Wansbrough on somewhat firmer grounds. For example,
evidence suggesting the existence of a qur'anic canon prior to 800
C.E. is problematic. Newly discovered papyri with short fragments of
the Qur'an from the late Umayyad period (which ended in 750 C.E.) and
administrative letters and treatises from the same period are replete
with qur'anic illusions and/or quotations. They may suggest that 800
C.E. as the date for the canonization of the Qur'an is somewhat late
(Crone 1994: 18; Qadi 1992). Cook rightly points out that the sources
we have, though they are relatively late, do not preclude that other
texts were written which simply did not survive (1980: 181). However,
these letters, treatises, and (hypothetical) texts need not be at odds
with Wansbrough's theory. These early Qur'anic references might only
suggest that some of the logia were in circulation and that they may
even have had a measure of authority: it need not suggest the
existence of a recognized canon. The logia would have had a long life
prior to their final canonization. Thus, this evidence is not
conclusive. And, other scholars have sought and discovered
archeological, numismatic, and epigraphical evidence in support of
Wansbrough (Koren—Nevo 1991: 100–106). That Muslim scholars take
offence at Wansbrough's work is to be expected. The more interesting
question remains, why would non-Muslim scholars feel likewise? What is
at stake for them? Surely the threat to faith is not the problem.
Rippin has already suggested several factors which seem to contribute
to the reluctance of Islamicists to accept Wansbrough methods and
theories (1985).

First, historians are in the business of determining what really
happened and why it happened. Wansbrough has suggested that we may
never know what has really happened, and "to historians the factor of
ambiguity is not especially welcome." (1987: 15) Unfortunately, for
the first two centuries of Islam, the required material is not extant.
Without blind faith in the reliability of the Sira, for example, there
is little for the scholar who wants to study the life of Muhammad in
his early seventh century Arabian context to do or say.

Second, Schacht, while assessing Islamic studies and the impact 
of his own work, said that Islamicists were characterized by an 
"intellectual laziness" which gradually undermined the progress 
made in the field. This happened first to Goldziher's work, then his
own. Perhaps Wansbrough's work will also fall victim. This
"intellectual laziness" manifests itself primarily in an unwillingness
to be sceptical and methodologically and theoretically sophisticated.
As Wansbrough observes: As a document [i.e., the Qur'an] susceptible
of analysis by the instruments and techniques of Biblical criticism it
is virtually unknown. The doctrinal obstacles that have traditionally
impeded such investigation are, on the other hand, very well known.
Not merely dogmas such as those defining scripture as the uncreated
Word of God and acknowledging its formal and substantive
inimitability, but also the entire corpus of Islamic historiography,
by providing a more or less coherent and plausible report of the
circumstances of the Quranic revelation, have discouraged examination
of the document as representative of a traditional literary type.
(1977: ix) It is much easier (and productive from a quantitative, not
qualitative, perspective) simply to accept the literature at face
value. Treated as reliable historical records, the methods and results
are relatively straightforward. There is virtually no need to depend
on literary theory and analysis, which only obscure as much as they
reveal. (That is, Wansbrough's methods destroy the hitherto
"historical facts" of Islamic origins without replacing them with new
ones. For example, we used to "know" that Muhammad produced the
Qur'an, perhaps with the help of some Jews and/or Christians, but we
have no names for the individuals or communities which produced the
logia). Third, Islamicists have become too narrowly focused. 

Competency in Arabic and familiarity with Arabia on the eve of 
Islam are considered the only requisite skills needed for a 
"proper" investigation of Islamic origins. "For the most part, 
there are few scholars active today who can move with equal 
agility throughout the entire Western religious framework and its
necessary languages." (Rippin 1985: 159).

Fourth, today's Islamicists seem on the whole very reluctant to 
say anything which might be interpreted as critical of Islam, 
including its own sacralized "origins" and "history". Prior to the
publication of Quranic Studies, Charles Adams noted that "[i]n the
years since World War II there has grown up a distinctive movement in
the West, represented in both religious circles and the universities,
whose purpose is the greater appreciation of Islamic religiousness and
the fostering of a new attitude toward it." (1976: 38) The works of
such scholars as Wilfred Cantwell Smith and W. Montgomery Watt
exemplify this irenic approach to the study of Islam. The
phenomenological approach to the study of Islam, though purportedly
less theological in its intent, results in much the same attitude. It
emphasizes the "experience of the believer" and, in the case of the
study of Islam, has been seen as "the key to making restitution for
the sins of unsympathetic, hostile, or interested approaches that have
plagued the tradition of Western Orientalism." (Adams 1976: 50) Modern
Islamicists are perhaps more inclined to adopt these approaches
because a sense of collective guilt. That Islamicists have been
culpable has been convincingly demonstrated by Edward Said (1978). The
sins of our ancestors in the study of Muslim peoples has made modern
Islamicists wary of committing the "sin of orientalism" and rightly
so. However, if the result is a fear of asking and answering
potentially embarrassing questions — ones which might upset Muslim
sensibilities — this "restitution" is disturbing.

The popularity of an anti-theoretical and sensitive approach in 
order to atone for or allay some perceived guilt is not exclusive to
Islamicists. The work of early cultural anthropologists also
contributed the colonial oppression of the people they studied. The
response of many of today's anthropologists is described by Lawson and
McCauley as "throw[ing] the scientific baby out with the colonialist
bath water" (1993: 202). They argue that this strategy for
reconceiving cultural anthropology as humanistic inquiry in the
hermeneutic mode may buy sensitivity and moral rectitude, but at the
cost of forfeiting its place among the sciences. What is missing is
the recognition that the connection between scientific aspirations for
anthropological research and collusion with imperialism is not a
necessary one. (1993: 203–204).

Islamicists too have failed to recognize the nature of this 
connection. As a result, their scholarship remains narrowly 
focused and anti-theoretical, and, "in order to remain true to the
`faith of other men,' is doomed most of all to avoid asking the basic
question: How do we know?" (Rippin 1985: 159)

6. Conclusion

Many non-Muslim scholars of Islamic origins continue to 
operate in a Muslim theological framework for the reasons 
outlined above. But in so doing, they risk forfeiting their status as
scholars. Bruce Lincoln, speaking of the study of religion generally,
suggests: When one permits those whom one studies to define the terms
in which they will be understood, suspends one's interest in the
temporal and contingent, or fails to distinguish between "truths",
"truth-claims", and "regimes of truth", one has ceased to function as
historian or scholar. In that moment, a variety of roles are
available: some perfectly respectable (amanuensis, collector, friend
and advocate), and some less appealing (cheerleader, voyeur, retailer
of import goods). None, however should be confused with scholarship.
(Lincoln 1996: 227) Wansbrough's greatest contribution to Islamic
origins may be his summons for Islamicists to return to scholarship.
While my counter-arguments have not necessarily refuted objections
raised by the opponents of Wansbrough, they do demonstrate that these
objections are far from convincing. Wansbrough's experiment is not yet
complete, but the initial results are certainly positive. Whether
Wansbrough has initiated a paradigm shift in the study of Islamic
origins and provided "an outline of future studies in Islam, the
directions in which they should go" (Rippin 1981: 166) remains to be
seen. But no longer can it be said that Wansbrough's "implication[s]
and logic are his alone" (Juynboll 1979: 294).

Back to Schedule 

Last modified on January 22, 2001 by 
"mailto:[EMAIL PROTECTED]"}Herbert Berg 




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