Hi everyone,

The updated Incident Reporting Guidelines have been published
<https://www.ccadb.org/cas/incident-report> on CCADB.org. As previously
announced, these updates will take effect on March 1, 2025.

Thank you to all those who collaborated and offered review and feedback on
the set of proposed updates.


- Ryan (on behalf of the CCADB Steering Committee)


On Thu, Feb 6, 2025 at 10:38 AM Ryan Dickson <[email protected]> wrote:

> Hi everyone,
>
> Thanks again for your continued collaboration and feedback on the set of
> proposed updates to the CCADB Incident Reporting Guidelines.
>
> Short of considering final comments from the community, the CCADB Steering
> Committee intends to finalize this
> <https://github.com/mozilla/www.ccadb.org/blob/29309737715c6f15ce3d5d0209d592a7cb1c727c/cas/incident-report.md>
> draft (Pull Request <https://github.com/mozilla/www.ccadb.org/pull/190>)
> with a planned effective date of March 1, 2025.
>
> Please let us know if there are any questions.
>
> Thanks,
>
> Ryan (on behalf of the CCADB Steering Committee)
>
>
> On Wed, Jan 15, 2025 at 3:52 AM Sandy Balzer <[email protected]>
> wrote:
>
>> Dear Mike,
>>
>> For us the current format and depth of the incident reports are
>> sufficient to determine follow-up checks / reviews on our systems to ensure
>> that we don't have the same issues. Of course we don't speak for other CAs,
>> Root Store programs or the wider community. If there are cases where
>> incident reports are not clear enough / don't go into sufficient detail, we
>> prefer to request further information as a follow up to the initial
>> incident report. We feel that this would be more efficient than to require
>> more details in the initial report in all cases.
>>
>> SwissSign has and will of course be able to produce prompt and fulsome
>> reports, also with the suggested changes to the incident reporting process.
>> It is our experience that more detailed reports carry a higher risk of
>> making statements that could be misinterpreted, wrongly generalized or
>> taken ouf of context. This may lead to situations where non-technical
>> departments (e.g. legal, corporate comms...) have to review technical
>> incident reports to minimize such risks, adding cost and time to the
>> process without adding value to the ecosystem.
>>
>> Looking at the example of incident reporting in aviation shows a (maybe?)
>> significant difference: Incidents are reviewed by experts (e.g. NTSB) and
>> the process is only partially transparent. Of course, the Web PKI is in no
>> way comparable to aviation where lives are at stake, but maybe we could
>> consider a similar setup where incidents are reviewed by experts and
>> reports being made public only after initial assessment / review has been
>> completed?
>>
>>
>> Kind regards
>> Sandy
>>
>> On Monday, January 13, 2025 at 3:45:09 PM UTC+1 Mike Shaver wrote:
>>
>>> Hi Sandy,
>>>
>>> I agree very much that any process added should "pay for itself" in
>>> terms of the value to the ecosystem that comes from additional effort on
>>> the part of reporters. I do feel, though, that the quality of reports and
>>> especially of Action Item selection and follow-up, have been to the
>>> detriment of the goals of the reporting process.
>>>
>>> Could you elaborate on what aspects of the proposal you feel add
>>> significant complexity to initial reporting, and perhaps help us better
>>> understand how they could impact SwissSign's ability to make prompt and
>>> fulsome reports? The aviation example is one where I feel that the emphasis
>>> on follow-up investigation, auditable transparency, and evaluation of
>>> remediations points towards more rigour in the CCADB reporting process, I
>>> will say.
>>>
>>> Thanks,
>>>
>>> Mike
>>>
>>>
>>> On Mon, Jan 13, 2025 at 9:22 AM Sandy Balzer <[email protected]>
>>> wrote:
>>>
>>>> SwissSign believes that the current format addresses most key areas and
>>>> provides all necessary information. While we acknowledge that there is
>>>> always room for improvement and more detailed reporting, we would like to
>>>> stress the importance of minimizing the complexity of initial reporting.
>>>>
>>>> Industries with high learning needs from unplanned events and bugs—such
>>>> as aviation, healthcare, and software development—have shown that reducing
>>>> the complexity of opening tickets encourages quicker reporting. This
>>>> approach allows for capturing a broader range of incidents and fosters
>>>> inclusive discussions by enabling contributors across all skill levels to
>>>> participate effectively. Simplifying the reporting process also aligns with
>>>> best practices observed in high-reliability organizations, which prioritize
>>>> quick and effective responses to emerging issues.
>>>>
>>>> Additionally, we fear that the proposed "official commitments" may lead
>>>> to incident reports being written by legal departments instead of the
>>>> technical/compliance departments.
>>>>
>>>> In conclusion, we recommend keeping the complexity of initial reporting
>>>> low and standardized, as it is in the current format. This approach
>>>> supports faster reporting, broader participation, and a more inclusive and
>>>> effective learning process.
>>>>
>>>>
>>>> Kind regards
>>>> Sandy Balzer
>>>> On Monday, December 23, 2024 at 5:07:58 PM UTC+1 Mike Shaver wrote:
>>>>
>>>>> I agree. I think that it's fine for representatives to have their own
>>>>> voice in the discussions, as long as it's clear when they are speaking
>>>>> officially for their employer and when they are providing their personal
>>>>> context on an issue. I think many in the community (myself included) 
>>>>> prefer
>>>>> to converse with other people rather than abstract corporate entities, 
>>>>> when
>>>>> possible.
>>>>>
>>>>> That said, it's important that critique of a company/organization's
>>>>> practices not be confused with criticism of the individual. (Such
>>>>> individual criticism might be appropriate, if it's about that individual's
>>>>> behaviour or personal statements, but it should be considered distinct 
>>>>> from
>>>>> criticism of their employer's practices or undertakings, IMO.)
>>>>>
>>>>> Mike
>>>>>
>>>>> On Mon, Dec 23, 2024 at 4:01 AM 'Martijn Katerbarg' via CCADB Public <
>>>>> [email protected]> wrote:
>>>>>
>>>>>> Ryan, all,
>>>>>>
>>>>>>
>>>>>>
>>>>>> We’ve added feedback to the GitHub Pull Request for anything
>>>>>> addressing the proposed language.
>>>>>>
>>>>>>
>>>>>>
>>>>>> Besides that, we wanted to provide feedback to the recommendations
>>>>>> the CCADB Steering Committee is considering.
>>>>>>
>>>>>>
>>>>>>
>>>>>> >To better encourage blamelessness, when posting incident reports or
>>>>>> responding to comments on incident reports for which they are affiliated,
>>>>>> participants are encouraged to respond from a Bugzilla account associated
>>>>>> with one of the CA e-mail aliases disclosed to the CCADB, rather than an
>>>>>> individual contributor’s account. Some CAs already do this, and we’d like
>>>>>> this to become a standard practice.
>>>>>>
>>>>>> >To better respect a desire for individual privacy and potential risk
>>>>>> of retaliation, individuals participating in the incident reporting 
>>>>>> process
>>>>>> should feel welcome to participate responsibly from an account that does
>>>>>> not identify the individual posting or their organizational affiliation.
>>>>>>
>>>>>>
>>>>>>
>>>>>> We certainly see and agree that both the items above are practices
>>>>>> that should be allowed, for a multitude of reasons. However, we would 
>>>>>> also
>>>>>> like to raise that there are members and participants who prefer using
>>>>>> their direct names and accounts. In some cases we believe seeing who 
>>>>>> posts
>>>>>> can make a difference in context and on how a comment can be interpreted.
>>>>>>
>>>>>>
>>>>>>
>>>>>> With that in mind, we would like to see the quoted to-be-considered
>>>>>> recommendations moved to a “clear allowance” state. If the CCADB Steering
>>>>>> Committee feels strongly about making this a recommendation, we would
>>>>>> request adding (and keeping) an allowance for deviating from such 
>>>>>> behavior
>>>>>> as well.
>>>>>>
>>>>>>
>>>>>>
>>>>>> Regards,
>>>>>>
>>>>>> Martijn Katerbarg
>>>>>> Sectigo
>>>>>>
>>>>>>
>>>>>>
>>>>>> *From: *'Ryan Dickson' via CCADB Public <[email protected]>
>>>>>> *Date: *Thursday, 12 December 2024 at 22:16
>>>>>> *To: *public <[email protected]>
>>>>>> *Subject: *Re: Further Improving the CCADB Incident Reporting
>>>>>> Guidelines (FEEDBACK REQUESTED)
>>>>>>
>>>>>> Hi everyone, Thanks to some early feedback from members of the
>>>>>> community, we’ve made a few updates to the proposal made in the original
>>>>>> Pull Request. The updated proposal is available here. We’ve closed the
>>>>>> original Pull Request, but will allow
>>>>>>
>>>>>> Hi everyone,
>>>>>>
>>>>>>
>>>>>>
>>>>>> Thanks to some early feedback from members of the community, we’ve
>>>>>> made a few updates to the proposal made in the original
>>>>>> <https://urldefense.com/v3/__https:/github.com/mozilla/www.ccadb.org/pull/186__;!!J5K_pWsD!1khFuVobkXFBt8Hz7m6TrZt5YaJ717PuqWJATDrBeslFYRIJ48nr6Rb6rcs0letIqU2kjuYqTPSYk0ZJMWOz6w$>
>>>>>> Pull Request.
>>>>>>
>>>>>>
>>>>>>
>>>>>> The updated proposal is available here
>>>>>> <https://urldefense.com/v3/__https:/github.com/mozilla/www.ccadb.org/pull/187__;!!J5K_pWsD!1khFuVobkXFBt8Hz7m6TrZt5YaJ717PuqWJATDrBeslFYRIJ48nr6Rb6rcs0letIqU2kjuYqTPSYk0YKJvLKAg$>.
>>>>>> We’ve closed the original Pull Request, but will allow it to persist to
>>>>>> help describe changes between versions and retain community feedback.
>>>>>>
>>>>>>
>>>>>>
>>>>>> Again, these changes should not be considered “final”, but instead a
>>>>>> “work in-progress” that we hope to enhance through continued community
>>>>>> contributions. We welcome your feedback on these proposed updates and
>>>>>> recommendations by *January 15, 2025*. Please share your thoughts by
>>>>>> replying to this email or, preferably, by suggesting edits directly on
>>>>>> GitHub.
>>>>>>
>>>>>>
>>>>>>
>>>>>> Thanks,
>>>>>>
>>>>>> Ryan (on behalf of the CCADB Steering Committee)
>>>>>>
>>>>>>
>>>>>>
>>>>>>
>>>>>>
>>>>>> On Thu, Nov 14, 2024 at 4:21 PM Ryan Dickson <[email protected]>
>>>>>> wrote:
>>>>>>
>>>>>> Hi everyone,
>>>>>>
>>>>>>
>>>>>>
>>>>>> In October 2023
>>>>>> <https://urldefense.com/v3/__https:/groups.google.com/a/ccadb.org/g/public/c/jYNpX4rGLvk/m/dJ_OcBiuAAAJ?utm_medium=email&utm_source=footer__;!!J5K_pWsD!1khFuVobkXFBt8Hz7m6TrZt5YaJ717PuqWJATDrBeslFYRIJ48nr6Rb6rcs0letIqU2kjuYqTPSYk0ZwoXM9VA$>,
>>>>>> the CCADB Steering Committee, with valuable feedback from this community,
>>>>>> updated the CCADB Incident Reporting Guidelines
>>>>>> <https://urldefense.com/v3/__https:/www.ccadb.org/cas/incident-report__;!!J5K_pWsD!1khFuVobkXFBt8Hz7m6TrZt5YaJ717PuqWJATDrBeslFYRIJ48nr6Rb6rcs0letIqU2kjuYqTPSYk0YbSHgEpQ$>
>>>>>> (IRGs). While the resulting updates have led to some reports becoming 
>>>>>> more
>>>>>> useful and effective, Root Store Operators have continued to stress the
>>>>>> importance of high-quality incident reports during CA/Browser Forum
>>>>>> Face-to-Face updates and elsewhere.
>>>>>>
>>>>>>
>>>>>>
>>>>>> In the spirit of continuous improvement, the CCADB Steering Committee
>>>>>> has worked over the past few months to further enhance the effectiveness 
>>>>>> of
>>>>>> the IRGs.
>>>>>>
>>>>>>
>>>>>>
>>>>>> *Objectives for this update to the IRGs include:*
>>>>>>
>>>>>>    - Clarifying Root Store Operator expectations
>>>>>>    - Aligning report format and content with those expectations
>>>>>>    - Improving clarity regarding the difference between
>>>>>>    “preliminary" and “full" reports, and the timelines for disclosing 
>>>>>> these
>>>>>>    reports
>>>>>>    - Improving Root Cause Analysis
>>>>>>    - Tracking commitments made by CA Owners in response to incidents
>>>>>>    - Increasing accountability and generating more actionable
>>>>>>    insights
>>>>>>    - Improving consistency in report quality
>>>>>>    - Emphasizing continuous improvement and lessons learned
>>>>>>    - Encouraging familiarity with historical incident reports
>>>>>>    - Defining a standard process for closing reports
>>>>>>    - Aligning the incident reporting format with Steering Committee
>>>>>>    objectives planned for 2025+
>>>>>>
>>>>>>
>>>>>>
>>>>>> The set of proposed updates are available here
>>>>>> <https://urldefense.com/v3/__https:/github.com/mozilla/www.ccadb.org/pull/186__;!!J5K_pWsD!1khFuVobkXFBt8Hz7m6TrZt5YaJ717PuqWJATDrBeslFYRIJ48nr6Rb6rcs0letIqU2kjuYqTPSYk0ZJMWOz6w$>
>>>>>> .
>>>>>>
>>>>>>
>>>>>>
>>>>>> *Beyond the above changes, we are considering making the following
>>>>>> recommendations:*
>>>>>>
>>>>>>    - *To better encourage blamelessness*, when posting incident
>>>>>>    reports or responding to comments on incident reports for which they 
>>>>>> are
>>>>>>    affiliated, participants are encouraged to respond from a Bugzilla 
>>>>>> account
>>>>>>    associated with one of the CA e-mail aliases disclosed to the CCADB, 
>>>>>> rather
>>>>>>    than an individual contributor’s account. Some CAs already do this, 
>>>>>> and
>>>>>>    we’d like this to become a standard practice.
>>>>>>    - *To better respect a desire for individual privacy and
>>>>>>    potential risk of retaliation*, individuals participating in the
>>>>>>    incident reporting process should feel welcome to participate 
>>>>>> responsibly
>>>>>>    from an account that does not identify the individual posting or their
>>>>>>    organizational affiliation.
>>>>>>
>>>>>>
>>>>>>
>>>>>> These proposals should not be considered “final”, but instead a “work
>>>>>> in-progress” that we hope to enhance through community contributions. We
>>>>>> welcome your feedback on these proposed updates and recommendations *by
>>>>>> January 15, 2025*. Please share your thoughts by replying to this
>>>>>> email or, preferably, by suggesting edits directly on GitHub.
>>>>>>
>>>>>>
>>>>>>
>>>>>> Thanks,
>>>>>>
>>>>>> Ryan (on behalf of the CCADB Steering Committee)
>>>>>>
>>>>>>
>>>>>>
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>>>>>> <https://urldefense.com/v3/__https:/groups.google.com/a/ccadb.org/d/msgid/public/CADEW5O8hJvwpZZkCJweoFfDqy*2B0k50-iV76D3qXnWFJv0PWi_w*40mail.gmail.com?utm_medium=email&utm_source=footer__;JSU!!J5K_pWsD!1khFuVobkXFBt8Hz7m6TrZt5YaJ717PuqWJATDrBeslFYRIJ48nr6Rb6rcs0letIqU2kjuYqTPSYk0YeQO91iw$>
>>>>>> .
>>>>>>
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>>>>> To view this discussion visit
>>>>>> https://groups.google.com/a/ccadb.org/d/msgid/public/SA1PR17MB6503876E59709A10E5519618E3022%40SA1PR17MB6503.namprd17.prod.outlook.com
>>>>>> <https://groups.google.com/a/ccadb.org/d/msgid/public/SA1PR17MB6503876E59709A10E5519618E3022%40SA1PR17MB6503.namprd17.prod.outlook.com?utm_medium=email&utm_source=footer>
>>>>>> .
>>>>>>
>>>>> --
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>>> To view this discussion visit
>>>> https://groups.google.com/a/ccadb.org/d/msgid/public/add70d66-9b39-405e-ab6a-bc5b59b352e6n%40ccadb.org
>>>> <https://groups.google.com/a/ccadb.org/d/msgid/public/add70d66-9b39-405e-ab6a-bc5b59b352e6n%40ccadb.org?utm_medium=email&utm_source=footer>
>>>> .
>>>>
>>> --
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>

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