Venkatesh jee,
the move by the Finance Ministery to hamper the free flow of information under 
the Right to Information Act should be taken seriously,
i have filed a RTI with CBDT to know how the the officer of Income Tax 
Department use their discretion in selecting the cases under scrutiny, it had 
been denied on some frivolous, by the end of day the different color had been 
give to the issue of the CIC & CBDT, i tried to raise the issue of discretion 
with the official of tax department which they could use for the extortion 
purposes.
judgement by the full bench of CIC  link 
http://cic.gov.in/CIC-Orders/Decision_11022008_11.pdf

it clearly transpire from the judgement of the CIC that they avoid to be 
confront with finance ministery,
excerpt of judgement,
DECISION AND REASONS:
18. The Commission has carefully considered the whole issue. It is certainly 
within the domain of the concerned Public Authority, which is the agency 
competent to do so having been thus authorised, to decide and determine as to 
whether disclosure would adversely affect the economic interest of the State or 
not. The Commission can only look into as to whether the determination by the 
Department about the probable effect of a particular policy disclosure is based 
on objective criteria or not or as to whether the Department has arrived at a 
particular conclusion in a reasoned, or in a mechanical or arbitrary manner. 
Here is a case where a Public Authority at the highest level has analyzed the 
whole issue at our behest and has given its considered opinion to this 
Commission about the possible effect of the disclosure on economic interest of 
the State. We must conclude that the implications of disclosure have been put 
to the closest scrutiny.
4. The appellant submitted that the scrutiny policy gives wide discretionary 
power to the Assessing Officer to pick up some cases for scrutiny and leave 
some cases from purview of scrutiny.
5. The appellant also cited a particular case where unsecured loans of a large 
amount have escaped scrutiny and whereas secured loans of smaller amount have 
been taken up for scrutiny. The appellant, therefore, wanted to know the names 
and designations of officers who are responsible to see that the scrutiny 
policy is truly implemented. The appellant submitted that disclosure of 
scrutiny policy as well as guidelines and instructions issued there under is, 
therefore, in larger public interest and must be made available to the appellant
(ii) A copy of the said scrutiny policy is available on internet. If this is 
true copy of the scrutiny policy, 4then the CBDT should find out as to who had 
leaked the information which is prejudicial to the economic interests of the 
State.
Section 8SRINIVAS MADHAVConsultant (Right to Information)Centre for Good 
[email protected]
Comment: Applicant complained that a copy of the said scrutiny policy is 
available oninternet and if this is true copy of the scrutiny policy, then the 
CBDT should find out asto who had leaked the information which is prejudicial 
to the economic interests of theState. But neither the public authority nor the 
CIC answered this question. If this is nottrue, the public authority could have 
simply issued a clarification to that effect. Nowpeople may conclude that CBDT 
withheld the policy because the disclosure wouldconfirm the authenticity of the 
information which is already in public domain. This isdangerous! CBDT should 
immediately take action because the leakage might havealready affected economic 
interests of the State as feared by the CPIO.
with regards
kamal anand094172-38325097813-01122

----- Original Message -----
From: Venkatesh Nayak 
To: [email protected], [email protected], rti india , 
[email protected], [email protected], loksatta 
initiative , [email protected], 
[email protected], [email protected], 'Dalits Media Watch' , 
[email protected], [email protected], 
development communication in Orissa-owner 
Sent: Sat, 22 Aug 2009 17:48:04 +0530 (IST)
Subject: [rti_india] Draft Direct Tax Code 2009 hints at amendment of the Right 
to Information Act













 




  
         Dear all,

Readers may remember the wide publicity received for the news about the

release of the Draft Direct Taxes Code, 2009 (the Draft Code) by the Finance

Ministry on 12th August 2009. This Draft Code seeks to replace the Income

Tax Act of 1961. The Draft Code along with a discussion paper that explains

its new proposals have been uploaded on the website of the Ministry. The UPA

Government has commendably sought to consult with people regards the draft

proposals before introducing the Draft Code in Parliament during its winter

session (November 2009). Readers may access the Draft Code and the

discussion paper at: http://finmin.nic.in/DTCode/index.html. You may send

your comments electronically to the Ministry by accessing:

http://finmin.nic.in/DTCode/query.asp. 

 

Many of us salaried employees in the public, private and social sector have

cheered the Draft Code's proposals that seek to widen the income slabs for

the purpose of calculating taxes. The limit on savings that will attract tax

deductions is also sought to be raised much to everyone's glee. Ok, now that

the champagne bottles have run dry, it is time to check whether or not the

Draft Code is compliant with the provisions of the Right to Information Act

(RTI Act). 

 

The discussion paper attached to the Draft Code states as follows:

 

"K) Disclosure of information relating to assessee

19.19 The tax administration receives a large volume of information relating

to an assessee furnished by him and by third party sources. These

information, essentially, relate to his financial and commercial

transactions. It is part of his right to privacy. However, the Right to

Information Act enables a person to obtain commercially sensitive and

private information relating to any other person which may have the effect

of causing financial, commercial or personal injury to such other person.

The disclosure of such information to third parties/ competitors also

inhibits full compliance with tax laws.



19.20 Internationally, countries prohibit the disclosure of information

furnished to, or obtained by, the tax administration, regardless of the law

relating to the right to information. However, the information is allowed to

be shared with other enforcement agencies to the extent it is necessary in

public interest. 



19.21 Steps will, therefore, be taken to amend the Right to Information Act

prohibiting disclosure of information relating to any assessee to any third

party except in the circumstances provided under the Code." (pages A 59-60)



Comment on the paras relating to disclosure

 

RTI Act protects confidentiality of assessee-related information:

The assertion that the RTI Act enables any person to obtain commercially

sensitive or private information relating to any other person shows an

awkward ignorance of section 8(1)(d) which guarantees protection for

commercial and trade secrets of third parties (an assessee would be a third

party to a request received by the IT Dept.). These paras display a similar

ignorance of the protection provided to information whose disclosure may

invade the privacy of an individual under section 8(1(j). To the best of my

knowledge the Central Information Commission (CIC) has not ordered till date

the disclosure of IT returns filed by any individual or company. However a

single member bench of the CIC has ordered disclosure of the IT returns

(minus PAN number) of political parties in April 2008 . Even though there is

a public interest override in section 8(2) to the best of my knowledge it

has never been used to order disclosure of IT returns of individuals or

corporate companies. (Readers may please correct me if I am wrong.) Give

these arguments it is difficult to understand why the Ministry of Finance

seeks to amend the RTI Act. The RTI Act provides adequate protection for

information about individual and corporate assessees.

 

Non-disclosure of information is not so universal a phenomenon:

While to a large extent it is true that information about IT assessees is

not ordinarily disclosed publicly in a large number of countries, this is

not as universal a practice as the discussion paper makes it out to be. For

example, in Norway the IT law was changed in 2002 to allow public disclosure

of tax-related information about assessees. In 2005 these records were put

online on the website of the tax assessing authorities. Expectedly many

assessees (mostly celebrities and high income earners) objected to such

public disclosure. The practice now is to disclose assessee-related

information publicly on websites for a period of 3 weeks in October every

year. There is protection against misuse of the information, but the media

can report on who is earning how much and paying how much tax, by studying

these tax lists. After this period of proactive disclosure, any person can

make an application and obtain information about any assesee from the tax

authorities. For more information please click on:

http://www.the-link.lu/news/Public%20Tax%20Records-1384.html. I believe

countries like Finland, Sweden and Norway also allow public disclosure, but

this needs to be verified. We will get back to you when we have more

details.

 

In 2008 the outgoing Romano Prodi Government approved a proposal to make

public tax-related information about all tax-payers in Italy. The actual

publication on the government website happened under the Silvio Berlusconi

Government and the concerned Minister approved the move. However the records

were removed after a major uproar from celebrities and companies. There is

talk of a tax law from 1973 which requires tax authorities in Italy to

display hard copies of assessee-related information on notice boards in

towns councils and municipalities. As the text of the law is not available

easily on the Internet we are unable to provide more information. For more

information about the Italian RTI adventure click on:

http://news.bbc.co.uk/2/hi/europe/7376608.stm This research will continue. 

 

What does the Indian Income Tax Act, 1961 say about the disclosure of

information about assessees?:

Until 1964 there was no provision in the Income Tax Act (IT Act) for

disclosing information about an assessee. The IT Act was amended to allow

disclosure of information to other officials for the purpose of enforcement

of this Act and other laws relating to taxes and financial transactions. In

addition to this a cryptic clause was introduced to empower the Chief

Commissioner in public interest to entertain an application for disclosure

and make a decision to disclose in public interest. This has ordinarily been

interpreted to mean disclosure to courts during litigation. However courts

have maintained that they have the power to summon such records even in the

absence of disclosure provisions in the specific law. Administration of

justice is an important public interest that must be protected. The text of

the provision is given below (to access the compleet text of the IT Act

click on:

http://law.incometaxindia.gov.in/TaxmannDit/DisplayPage/dpage1.aspx):

 

"[Disclosure of information respecting assessees. 



138.[(1)(a) The Board or any other income-tax authority specified by it by a

general or special order in this behalf may furnish or cause to be furnished

to



(i) any officer, authority or body performing any functions under any law

relating to the imposition of any tax, duty or cess, or to deal- ings in

foreign exchange as defined in section 2(d) of the Foreign Exchange

Regulation Act, 1947 (7 of 1947) ; or



(ii) such officer, authority or body performing functions under any other

law as the Central Government may, if in its opinion it is necessary so to

do in the public interest, specify by notification in the Official Gazette

in this behalf,



any such information [received or obtained by any income-tax authority in

the performance of his functions under this Act], as may, in the opinion of

the Board or other income-tax authority, be necessary for the purpose of

enabling the officer, authority or body to perform his or its functions

under that law.



(b) Where a person makes an application to the [Chief Commissioner or

Commissioner] in the prescribed form for any information relating to any

assessee [received or obtained by any income-tax authority in the

performance of his functions under this Act], the [Chief Commissioner or

Commissioner] may, if he is satisfied that it is in the public interest so

to do, furnish or cause to be furnished the information asked for [***] and

his decision in this behalf shall be final and shall not be called in

question in any court of law.]



(2) Notwithstanding anything contained in sub-section (1) or any other law

for the time being in force, the Central Government may, having regard to

the practices and usages customary or any other relevant factors, by order

notified in the Official Gazette, direct that no information or document

shall be furnished or produced by a public servant in respect of such

matters relating to such class of assessees or except to such authorities as

may be specified in the order.]" [emphasis added]



What does the Draft Code say about the disclosure of information about

assessees?:



The Draft Code introduces an element of ambiguity even though it is closely

modelled on the provisions of the IT Act. The wording about disclosure to

tax officials in order to conduct their legitimate work is better than the

IT Act. However the provision regards disclosure in public interest actually

implies that any information about any assessee may be disclosed to any

person in the public interest by the Chief Commissioner. The replacement of

the term 'a person' mentioned in the IT Act with the term 'any person' in

the Draft Code compels this interpretation (see underlined portions above

and below). There is no separate definition of the term 'erson' in this

chapter of the Draft Code. The general definition of the term 'person' given

on page B-178 will be applicable. So it is not clear whether the discussion

paper has it wrong or the Draft Code has not understood the intention of the

paper. The relevant provisions of the Draft Code are give below:



" 146(1) No information in respect of any assessee shall be provided to any

person by,- (a) the Board;



(b) any officer, authority or executive and ministerial staff, in the

secretariat, attached office or sub-ordinate office of the Board; or



(c) any person, agency or authority engaged in any manner in the

administration of this Code.



(2) However, the Board, or any person specified by it by an order in this

behalf, may furnish, or cause to be furnished, any information in respect of

an assessee to any other person performing any functions under-



(a) any law relating to the imposition of any tax, duty or cess, or to

dealings in foreign currency; or



(b) any other law as the central Government may, if in its opinion it is

necessary so to do in the public interest, specify by notification in the

Official Gazette in this behalf.



(3) The information referred to in sub-section (2) shall be only such

information which fulfills the following conditions-



(a) the information is received or obtained by the Board, or any person

specified by it by an order under that sub-section, in the performance of

its or his functions under this Code; and



(b) the information is, in the opinion of the person furnishing the

information, necessary for the purpose of enabling the other person

receiving the information to perform the functions under the laws referred

to in that sub-section.



(4) The Chief Commissioner or Commissioner may furnish, or cause to be

furnished, to any person any information relating to any assessee received

or obtained by any income-tax authority in the performance of his functions

under this Code, if- 



(a) the person makes an application to the Chief Commissioner or

Commissioner in the prescribed form; and



(b) the Chief Commissioner or Commissioner is satisfied that it is in the

public interest so to do.



(5) The decision of the Chief Commissioner or Commissioner under sub-section

(4) shall be final and shall not be called in question in any court of law.



(6) The Central Government may, regardless of anything to the contrary

contained in this section, direct by order notified in the Official Gazette

that no information shall be furnished under sub-section (2) or sub-section

(4) in respect of such matters relating to such class of assessees, or to

such authorities, as may be specified in the order." [pages B93-94, emphasis

added]



As this is an issue that needs discussion we have not issued an action alert

yet. Please tell us what you think abuot these isues soonest. The window of

opportunity to make submissions on the Draft Code may close soon. The

Finance Ministry has not issued any deadline for submission to the best of

my knowledge.



What we urgently need is a mechanism in Parliament and all State

legislatures to vet all new Bills and amendment Bills for compatibility with

the RTI Act (including Jammu and Kashmir where a similar exercise must be

carried out in relation to the State's RTI Act). While this may be possible

through the mechanism of Standing Committees in Parliament, few State

legislatures have established similar bodies. The only option is to send

such Bills to a select committee which may or may not be a champion of

openness. This is a sorry state of affairs for the world's largest

democracy.



Oh! by the way, if you are interested in how much Mr Barack Obama and his

wife earned and paid in taxes before he became the President of the USA,

please click on: <http://obama.3cdn.net/b689982572ef6e7ad4_mlbzaoxb2.pdf>

http://obama.3cdn.net/b689982572ef6e7ad4_mlbzaoxb2.pdf He chose to make

public his tax records as well as those of his wife during the election

campaign in 2008. These documents have remained publicly accessible since

then. 



In order to access our previous email alerts please click on:

http://www.humanrightsinitiative.org/programs/ai/rti/indi

a/national.htm>

http://www.humanrightsinitiative.org/programs/ai/rti/india/national.htm You

will find the links at the top of this web page. If you do not wish to

receive email alerts please send an email to this address indicating your

refusal to receive email alerts.



Thanks



Venkatesh Nayak



Programme Coordinator

Access to Information Programme 

Commonwealth Human Rights Initiative 

B-117, I Floor, Sarvodaya Enclave 

New Delhi- 110 017 

tel: 91-11- 2686 4678/ 2685 0523 

fax: 91-11- 2686 4688 

website: www.humanrightsinitiative.org 

alternate email: [email protected]>

[email protected] 



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