Background:
This situation is using Rational ClearCase in a situation with server on 
Solaris 10
 and clients on a mixture of Windows XP and Windows 7, with access to the 
VOB (repository) enabled via Samba version: 3.4.9
 Users are getting a consistent error with a specific ClearCase operation 
(Add to Source Control), which we have traced to a Samba interaction.

The issue:
For the interaction described, I need to know is it
a) Working as Designed (would then like to understand why it is designed 
that way)
b) defective
c) dependent on Samba config/compile options (would then want to know 
which options control the behaviour)


The file:
-r--r----- 1 cc_admin cc_users 5 Aug 1 16:29 
/data01/vobstore/vobs_test_special.vbs/c/cdft/1c/19/1045e69c222a4a92bc1d733ec7cb1d6a

The Samba connection made (log message):
  141.11.249.110 (141.11.249.110) connect to service data01 initially as 
user rivacl (uid=20213, gid=9007) (pid 14214)

GID 9007 is "cc_users"

Microsoft Process Monitor / Network Trace shows that file access succeeds 
for "Generic Read" on the UNC path
 --- snip from process monitor event properties ----
   Result:    SUCCESS
   Desired Access:               Generic Read
   Disposition:          Open
   Options:              Synchronous IO Alert
----------------------------------

The failing operation is
 --- process monitor event properties ----
Date & Time:    27/07/2011 5:18:03 PM
Event Class:    File System
Operation:    CreateFile
Result:    ACCESS DENIED
Path:    \\MYSERVER
.MYORG.com\data01\vobstore\vobs_test_special.vbs\c\cdft\20\3a\2fd3179605c4436d83180c065bc59c67
TID:    4112
Duration:    0.0008641
Desired Access:    Read EA, Read Attributes, Read Control, Synchronize
Disposition:    Open
Options:    Synchronous IO Non-Alert
Attributes:    n/a
ShareMode:    Read, Write, Delete
AllocationSize:    n/a
----------------------------------

This gets passed to the network as (flags same on request as response)
1622             00:55:07.589682                 192.11.249.139 
192.11.248.155           SMB             NT Create AndX Request, Path: 
\vobstore\vobs_test_special.vbs\c\cdft\1c\19\1045e69c222a4a92bc1d733ec7cb1d6a
Create Flags: 0x00000010
....... .... .... .... .... .... ...1 .... = Extended Response: Extended 
responses required
....... .... .... .... .... .... .... 0... = Create Directory: Target of 
open can be a file
....... .... .... .... .... .... .... .0.. = Batch Oplock: Does NOT 
request batch oplock
....... .... .... .... .... .... .... ..0. = Exclusive Oplock: Does NOT 
request oplock
Access Mask: 0x00120088
....... .... ...1 .... .... .... .... .... = Synchronize: Can wait on 
handle to SYNCHRONIZE on completion of I/O
....... .... .... ..1. .... .... .... .... = Read Control: READ ACCESS to 
owner, group and ACL of the SID
....... .... .... .... .... .... 1... .... = Read Attributes: READ 
ATTRIBUTES access
....... .... .... .... .... .... .... 1... = Read EA: READ EXTENDED 
ATTRIBUTES access
Share Access: 0x00000007 SHARE_DELETE SHARE_WRITE SHARE_READ
1623             00:55:07.590514                 192.11.248.155 
192.11.249.139           SMB             NT Create AndX Response, FID: 
0x0000, Error: STATUS_ACCESS_DENIED
----------------------------

The request succeeds when the file permissions are 444 but fails when they 
are 440
The connection resolves to being in the same group as the file, so it 
seems to me the world readable bit should be irrelevant.

FYI attaching the output of "testparm -v -s" 


Thanks you for any help you can give.
David




Every act is an act of self-definition.
[global]
        dos charset = CP850
        unix charset = UTF-8
        display charset = LOCALE
        workgroup = EU
        realm = MYORG.com
        netbios name = MYSERVER
        netbios aliases = 
        netbios scope = 
        server string = MYSERVER
        interfaces = 
        bind interfaces only = No
        security = ADS
        auth methods = 
        encrypt passwords = Yes
        update encrypted = No
        client schannel = Auto
        server schannel = Auto
        allow trusted domains = Yes
        map to guest = Never
        null passwords = No
        obey pam restrictions = No
        password server = <ipaddr> MYORG.com
        smb passwd file = /opt/samba-3.4.9/private/smbpasswd
        private dir = /opt/samba-3.4.9/private
        passdb backend = tdbsam
        algorithmic rid base = 1000
        root directory = 
        guest account = nobody
        enable privileges = Yes
        pam password change = No
        passwd program = 
        passwd chat = *new*password* %n\n *new*password* %n\n *changed*
        passwd chat debug = No
        passwd chat timeout = 2
        check password script = 
        username map = /opt/samba/etc/username.map
        password level = 0
        username level = 0
        unix password sync = No
        restrict anonymous = 0
        lanman auth = No
        ntlm auth = Yes
        client NTLMv2 auth = No
        client lanman auth = No
        client plaintext auth = No
        preload modules = 
        dedicated keytab file = 
        kerberos method = default
        map untrusted to domain = No
        log level = 0
        syslog = 1
        syslog only = No
        log file = /var/log/samba/log.%m
        max log size = 10
        debug timestamp = Yes
        debug prefix timestamp = No
        debug hires timestamp = No
        debug pid = No
        debug uid = No
        debug class = No
        enable core files = Yes
        smb ports = 445 139
        large readwrite = Yes
        max protocol = NT1
        min protocol = CORE
        min receivefile size = 0
        read raw = Yes
        write raw = Yes
        disable netbios = No
        reset on zero vc = No
        acl compatibility = auto
        defer sharing violations = Yes
        nt pipe support = Yes
        nt status support = Yes
        announce version = 4.9
        announce as = NT
        max mux = 50
        max xmit = 16644
        name resolve order = lmhosts wins host bcast
        max ttl = 259200
        max wins ttl = 518400
        min wins ttl = 21600
        time server = No
        unix extensions = Yes
        use spnego = Yes
        client signing = auto
        server signing = No
        client use spnego = Yes
        client ldap sasl wrapping = plain
        enable asu support = No
        svcctl list = 
        deadtime = 0
        getwd cache = Yes
        keepalive = 300
        lpq cache time = 30
        max smbd processes = 0
        paranoid server security = Yes
        max disk size = 0
        max open files = 16384
        socket options = TCP_NODELAY
        use mmap = Yes
        hostname lookups = No
        name cache timeout = 660
        ctdbd socket = 
        cluster addresses = 
        clustering = No
        load printers = No
        printcap cache time = 750
        printcap name = 
        cups server = 
        cups connection timeout = 30
        iprint server = 
        disable spoolss = No
        addport command = 
        enumports command = 
        addprinter command = 
        deleteprinter command = 
        show add printer wizard = Yes
        os2 driver map = 
        mangling method = hash2
        mangle prefix = 1
        max stat cache size = 256
        stat cache = Yes
        machine password timeout = 604800
        add user script = 
        rename user script = 
        delete user script = 
        add group script = 
        delete group script = 
        add user to group script = 
        delete user from group script = 
        set primary group script = 
        add machine script = 
        shutdown script = 
        abort shutdown script = 
        username map script = 
        logon script = 
        logon path = \\%N\%U\profile
        logon drive = 
        logon home = \\%N\%U
        domain logons = No
        init logon delayed hosts = 
        init logon delay = 100
        os level = 20
        lm announce = Auto
        lm interval = 60
        preferred master = No
        local master = Yes
        domain master = No
        browse list = Yes
        enhanced browsing = Yes
        dns proxy = No
        wins proxy = No
        wins server = 
        wins support = No
        wins hook = 
        kernel oplocks = No
        lock spin time = 200
        oplock break wait time = 0
        ldap admin dn = 
        ldap delete dn = No
        ldap group suffix = 
        ldap idmap suffix = 
        ldap machine suffix = 
        ldap passwd sync = no
        ldap replication sleep = 1000
        ldap suffix = 
        ldap ssl = start tls
        ldap ssl ads = No
        ldap timeout = 15
        ldap connection timeout = 2
        ldap page size = 1024
        ldap user suffix = 
        ldap debug level = 0
        ldap debug threshold = 10
        eventlog list = 
        add share command = 
        change share command = 
        delete share command = 
        preload = 
        lock directory = /opt/samba-3.4.9/var/locks
        state directory = /opt/samba-3.4.9/var/locks
        cache directory = /opt/samba-3.4.9/var/locks
        pid directory = /opt/samba-3.4.9/var/locks
        utmp directory = 
        wtmp directory = 
        utmp = No
        default service = 
        message command = 
        get quota command = 
        set quota command = 
        remote announce = 
        remote browse sync = 
        socket address = 0.0.0.0
        homedir map = 
        afs username map = 
        afs token lifetime = 604800
        log nt token command = 
        time offset = 0
        NIS homedir = No
        registry shares = No
        usershare allow guests = No
        usershare max shares = 0
        usershare owner only = Yes
        usershare path = /opt/samba-3.4.9/var/locks/usershares
        usershare prefix allow list = 
        usershare prefix deny list = 
        usershare template share = 
        panic action = 
        perfcount module = 
        host msdfs = No
        passdb expand explicit = No
        idmap backend = tdb
        idmap alloc backend = 
        idmap cache time = 604800
        idmap negative cache time = 120
        idmap uid = 
        idmap gid = 
        template homedir = /home/%D/%U
        template shell = /bin/false
        winbind separator = \
        winbind cache time = 300
        winbind reconnect delay = 30
        winbind enum users = No
        winbind enum groups = No
        winbind use default domain = No
        winbind trusted domains only = No
        winbind nested groups = Yes
        winbind expand groups = 1
        winbind nss info = template
        winbind refresh tickets = No
        winbind offline logon = No
        winbind normalize names = No
        winbind rpc only = No
        comment = 
        path = 
        username = 
        invalid users = 
        valid users = 
        admin users = 
        read list = 
        write list = 
        printer admin = 
        force user = 
        force group = 
        read only = Yes
        acl check permissions = Yes
        acl group control = No
        acl map full control = Yes
        create mask = 0744
        force create mode = 00
        security mask = 0777
        force security mode = 00
        directory mask = 0755
        force directory mode = 00
        directory security mask = 0777
        force directory security mode = 00
        force unknown acl user = No
        inherit permissions = No
        inherit acls = No
        inherit owner = No
        guest only = No
        administrative share = No
        guest ok = No
        only user = No
        hosts allow = 
        hosts deny = 
        allocation roundup size = 1048576
        aio read size = 0
        aio write size = 0
        aio write behind = 
        ea support = No
        nt acl support = Yes
        profile acls = No
        map acl inherit = No
        afs share = No
        smb encrypt = auto
        block size = 1024
        change notify = Yes
        directory name cache size = 100
        kernel change notify = Yes
        max connections = 0
        min print space = 0
        strict allocate = No
        strict sync = No
        sync always = No
        use sendfile = No
        write cache size = 0
        max reported print jobs = 0
        max print jobs = 1000
        printable = No
        printing = sysv
        cups options = 
        print command = lp -c -d%p %s; rm %s
        lpq command = lpstat -o%p
        lprm command = cancel %p-%j
        lppause command = lp -i %p-%j -H hold
        lpresume command = lp -i %p-%j -H resume
        queuepause command = disable %p
        queueresume command = enable %p
        printer name = 
        use client driver = No
        default devmode = Yes
        force printername = No
        printjob username = %U
        default case = lower
        case sensitive = No
        preserve case = Yes
        short preserve case = Yes
        mangling char = ~
        hide dot files = Yes
        hide special files = No
        hide unreadable = No
        hide unwriteable files = No
        delete veto files = No
        veto files = 
        hide files = 
        veto oplock files = 
        map archive = No
        map hidden = No
        map system = No
        map readonly = yes
        mangled names = Yes
        store dos attributes = No
        dmapi support = No
        browseable = Yes
        access based share enum = No
        browsable = Yes
        blocking locks = Yes
        csc policy = manual
        fake oplocks = No
        locking = Yes
        oplocks = Yes
        level2 oplocks = Yes
        oplock contention limit = 2
        posix locking = Yes
        strict locking = Auto
        share modes = Yes
        dfree cache time = 0
        dfree command = 
        copy = 
        preexec = 
        preexec close = No
        postexec = 
        root preexec = 
        root preexec close = No
        root postexec = 
        available = Yes
        volume = 
        fstype = NTFS
        set directory = No
        wide links = No
        follow symlinks = Yes
        dont descend = 
        magic script = 
        magic output = 
        delete readonly = No
        dos filemode = No
        dos filetimes = Yes
        dos filetime resolution = No
        fake directory create times = No
        vfs objects = 
        msdfs root = No
        msdfs proxy = 

[data01]
        comment = MYSERVER data01
        path = /data01
        read only = No
        create mask = 0775
        directory mask = 0775
        oplocks = No
        level2 oplocks = No

[data02]
        comment = MYSERVER data02
        path = /data02
        read only = No
        create mask = 0775
        directory mask = 0775
        oplocks = No
        level2 oplocks = No

[data03]
        comment = MYSERVER data03
        path = /data03
        read only = No
        create mask = 0775
        directory mask = 0775
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