Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-20 Thread Andrew A . Adams
I wrote:
   Japanese
   universities are moving towards greater requirements on their 
 academics to
   publish in international journals in English. Alongside these moves, we
   should be promoting the adoption of a deposit mandate to ensure the 
 broadest
   impact of these articles.

Syun replied:

 I don't think I can agree. Japaense research institutions were under
 severe pressure toward pulihishing their results in international
 journals in the 1990s and they, together with the never-stable
 government then, have succeeded in increasing the number of articles
 published in the impact-factor branded journals, which are
 international, in ten years.  Last year, China overtook Japan in terms
 of the number of published articles and Japan's market share is
 gradually decreasing, but China has over ten times as large a
 population so I don't care. The pressure still continues, as you say
 in your posting, of course, but the researchers here apparently want
 to talk to those in rich enough universities worldwide through the
 impact-factor branded journals, whose number is far less than half of
 Stevan's 25,000 titles.  And the pressure itself is equally strong
 all over the advanced societies including China.

 You say the Japanese universities are now forced to improve their
 international representation, and I agree.  But if you look at the THE
 ranking or other rankings, the problem about our universities does not
 lie in their research impact but in their education impact.
 Research related scores, like the number of articles published in
 branded journals, have been going up, probably not because of the
 organic growth of the production but because of the improvement of the
 precision in counting, though the institutional summary is actually
 very difficult on account of the tough task of name disumbiguation(The
 University of Tokyo might have increased their score thanks to the
 many other Tokyo Universities of Scholary-Genre-Name which tend to
 be merged as part of Tokyo University, though the accuracy is getting
 better).

 So I should say that if the international thing is important in the
 Japanese context, that's not the issue around education rather than
 research. The university management is under higher pressure with
 respect to education than to research.  Without good enough students,
 universities can not survive only with good researchers.  I don't
 think this is any Nihonjinron but an objective view of the situation
 of the current Japanese higher education.  So the talks about
 mandating can't get prioritized in terms of management and the faculty
 is passive not because of bureaucracy but because just sitting
 pretty.  Of course, this does not mean I would not argue for the
 mandating in the good sense.

 Thanks anyway for rainsing such interesting but arguably important
 points.

Thanks for your detailed reply. This helps me in writing my talk for HOkkaido
to understand the differences between a top tier and second tier university
in Japan. It may indeed be that those at top tier Universities are currently
under pressure to improve their international teaching credentials in order
to improve their ranking positions. However, outside the top 10 Japanese
universities the pressure to improve international research as well as
educational performance is very high. Even within the top ten, Keio
University is putting strong pressure on staff to perform well
internationally in research. If the belief that only high impact factor
journals matter and that only those in other universities which can afford
full tollgate access to these journals matter as readers, then that is an
important point for me to address in my talk at Hokkaido.



--
Professor Andrew A Adams  a...@meiji.ac.jp
Professor at Graduate School of Business Administration,  and
Deputy Director of the Centre for Business Information Ethics
Meiji University, Tokyo, Japan   http://www.a-cubed.info/


Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-19 Thread Syun Tutiya
Stevan,

Very good to have a dialog with you again.  I perfectly agree with you
that in sum, Japan needs -- and can adopt -- Green OA self-archiving
mandates no more nor less feasibly than every other research-active
country on the planet.  I don't know everything about campus politics
or the scholar's way of thinking all over the world, but from my
conversations with and observations of the colleagues both on the
teaching faculty and in the library, I actually suspect that Japan is
not unique with respect to the passivity issue.  All scholars like
OA and they would say yes if asked to deposit their articles by a
serious and benevolent librarian, though most of the time without any
action of really logging on to their institution's repository.

But I am not convinced that I would deposit should it be mandated on
my campus to deposit.  If I should deposit, I would be doing it
because I thought I should, not becaused it was mandated.  If I
didn't, I would not because of time or labor but just because I didn't
think I would.  If i happen to have an article published by a
prestigious journal, my university might reward me materially and/or
morally, or the scholarly society which I am member of might praise me
very cheaply, anyway to my satisfaction.  I, as a hedonistic person,
don't have to care about the real impact of my work.  Unless there
was a chance of being fired because of not depositing, I would not be
inclined to deposit.  With some form of mandates, I would just weigh
the consequences of following and not following the mandate.  If you
are respected scientist, you will want to have your articles read by
respectable scientists. Such scientists tend to be employed by good
higher education or research institutions, which tend to be rich
enough to subscribe to all good enough journals. You don't have to
read all peer reviewed articles, but you have only to work seriously
on good articles written by good authors.  No doubt Hokkaido
University can not afford to subscribe to all journals so that their
researchers have access to all peer reviewed journals, but they have
access probably to all good enough articles.  Researchers there can
not help being passive.

So your reference to your Point #29 is quite correct. I agree that
those who are sitty pretty don't understand the relationship between
impact of and access to scholary articles, and so I would be wrong.
But that is how they and we are.  We have to change them and must not
keep telling them that they are wrong. Mandating does not seem to me
to change them, but just encourage them to come up with reasons for
not being able to deposit.  You will still have to talk to them.

But I agree that it should be possible for our knowledge to be shared
and made accessible by the humankind today and for ever, just because
it is knowledge.  There is no doubt about it.

Best,

Syun



Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-19 Thread Syun Tutiya
Andrew,

 You appear to be falling into the Nihonjinron trap in believing that Japan is
 unique.

That does not seem to a correct description.  I have already fallen
into your Nihonjinron trap, though I don't like to do any
Nihonjinron.  For thouse of you this term, Nihonjinron, which could
be translated as the discussion of the Japanese people, does not
make sense, let me add that the Nihonjinron is a particular set of
attitudes and discourses which tend to view the Japanese nationality
not only as unique and unintelligible worldwide but, interetingly,
inferior to the Western cultures.

But as a good Japanese student and scholar, trained in the Japanese
educational system successfully, I am proud to say that there are some
things I as a Japanese alone know which others, mayby including my
Japanese colleagues, might not know.  If you call it a Nihonjinron,
yes, I am trapped. But if you say

  Japanese
  universities are moving towards greater requirements on their academics 
to
  publish in international journals in English. Alongside these moves, we
  should be promoting the adoption of a deposit mandate to ensure the 
broadest
  impact of these articles.

I don't think I can agree. Japaense research institutions were under
severe pressure toward pulihishing their results in international
journals in the 1990s and they, together with the never-stable
government then, have succeeded in increasing the number of articles
published in the impact-factor branded journals, which are
international, in ten years.  Last year, China overtook Japan in terms
of the number of published articles and Japan's market share is
gradually decreasing, but China has over ten times as large a
population so I don't care. The pressure still continues, as you say
in your posting, of course, but the researchers here apparently want
to talk to those in rich enough universities worldwide through the
impact-factor branded journals, whose number is far less than half of
Stevan's 25,000 titles.  And the pressure itself is equally strong
all over the advanced societies including China.

You say the Japanese universities are now forced to improve their
international representation, and I agree.  But if you look at the THE
ranking or other rankings, the problem about our universities does not
lie in their research impact but in their education impact.
Research related scores, like the number of articles published in
branded journals, have been going up, probably not because of the
organic growth of the production but because of the improvement of the
precision in counting, though the institutional summary is actually
very difficult on account of the tough task of name disumbiguation(The
University of Tokyo might have increased their score thanks to the
many other Tokyo Universities of Scholary-Genre-Name which tend to
be merged as part of Tokyo University, though the accuracy is getting
better).

So I should say that if the international thing is important in the
Japanese context, that's not the issue around education rather than
research. The university management is under higher pressure with
respect to education than to research.  Without good enough students,
universities can not survive only with good researchers.  I don't
think this is any Nihonjinron but an objective view of the situation
of the current Japanese higher education.  So the talks about
mandating can't get prioritized in terms of management and the faculty
is passive not because of bureaucracy but because just sitting
pretty.  Of course, this does not mean I would not argue for the
mandating in the good sense.

Thanks anyway for rainsing such interesting but arguably important
points.

Best,

Syun


Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-19 Thread Stevan Harnad
The remarkable thing is that even in the subdiscussion of THE university
rankings and league tables, teaching/research trade-offs, student
quantity/quality, and national competitiveness, not one of the considerations
adduced turns out to be unique to Japan -- not even the misapprehension that it
is unique! The very same factors, when they are contemplated elsewhere, whether
at the national level or at an institutional level, likewise tend to fall into
the trap of being misperceived as locally unique and characteristic. (If you
like, this could be dubbed a generic, global sense of local Nihonjinron: see
the discussion threads on the peculiarities of France, Netherlands, Germany,
India, the US -- also North/South and the Harvards /Have-Nots.)

But insofar as mandating OA is concerned, it is all moot. I have already replied
that if a sense of Sitting Pretty (i.e., of having all the subscription access
one feels one need and wants, and believing that this is also reciprocal,
insofar as one's intended readership is concerned) motivates some authors not to
comply with a self-archiving mandate, *that's ok*. It's certainly no reason for
not adopting such a mandate. The compliance rate will still be far higher than
the unmandated global baseline deposit rate of 5-25%.

And if the word mandate has negative connotations, choose another word --
requirement, regulation, rule, procedure, policy, mechanism, format -- just as
long as it is made clear that deposit is being officially required, as a matter
of administrative policy, not merely invited, encouraged, recommended, requested
or urged, as a matter of taste or ideology. And, as noted, it's most effective
if the institutional repository is officially designated as the sole locus and
mechanism for submitting publications for performance review and research
assessment -- paper copies and PDF email attachments are formats that can no
longer be processed…

(By the way, there seems to be some evidence that mandating institutions may be
batting above their weight in League Tables, though this remains to be
systematically tested.)

Stevan Harnad

On 2010-09-18, at 10:28 PM, Syun Tutiya wrote:

  Andrew,

You appear to be falling into the Nihonjinron trap in
believing that Japan is

unique.


  That does not seem to a correct description.  I have already fallen
  into your Nihonjinron trap, though I don't like to do any
  Nihonjinron.  For thouse of you this term, Nihonjinron, which
  could
  be translated as the discussion of the Japanese people, does not
  make sense, let me add that the Nihonjinron is a particular set of
  attitudes and discourses which tend to view the Japanese nationality
  not only as unique and unintelligible worldwide but, interetingly,
  inferior to the Western cultures.

  But as a good Japanese student and scholar, trained in the Japanese
  educational system successfully, I am proud to say that there are
  some
  things I as a Japanese alone know which others, mayby including my
  Japanese colleagues, might not know.  If you call it a
  Nihonjinron,
  yes, I am trapped. But if you say

Japanese

universities are moving towards greater requirements on
their academics to

publish in international journals in English. Alongside
these moves, we

should be promoting the adoption of a deposit mandate to
ensure the broadest

impact of these articles.


  I don't think I can agree. Japaense research institutions were under
  severe pressure toward pulihishing their results in international
  journals in the 1990s and they, together with the never-stable
  government then, have succeeded in increasing the number of articles
  published in the impact-factor branded journals, which are
  international, in ten years.  Last year, China overtook Japan in
  terms
  of the number of published articles and Japan's market share is
  gradually decreasing, but China has over ten times as large a
  population so I don't care. The pressure still continues, as you say
  in your posting, of course, but the researchers here apparently want
  to talk to those in rich enough universities worldwide through the
  impact-factor branded journals, whose number is far less than half
  of
  Stevan's 25,000 titles.  And the pressure itself is equally strong
  all over the advanced societies including China.

  You say the Japanese universities are now forced to improve their
  international representation, and I agree.  But if you look at the
  THE
  ranking or other rankings, the problem about our universities does
  not
  lie in their research impact but in their education impact.
  Research related scores, like the number of articles published in
  branded journals, have been 

Re: Repository effectiveness (was: JAIRO (Japanese Institutional Repositories Online))

2010-09-19 Thread Leslie Carr

On 18 Sep 2010, at 21:59, Velterop wrote:
   o  Make a repository easy to find (a Google search for University
  of X repository more often seems to produce a link to an
  article or press release about the repository than a link to the
  repository itself, at least on the first few pages of the search
  results – repositories often have names or acronyms that make
  them difficult to find if you don't know the name)
   o  Draw attention, unambiguously and very clearly, on the
  repository home page, to the possibility of submitting a
  paper/manuscript (e.g. a brightly coloured submit now! button)
   o  Make the deposit procedure very, very easy and intuitive.
  Involve UX experts where possible.
   o  Make deposit the *prime* focus of the repository. Repositories
  and their contents can be searched in a variety of ways and via
  many routes, but submission of articles can only take place via
  the repository's own web site.


I'd like to take this opportunity to mention the new JISC DepositMO project
whose aim is to increase the ease of deposit into repositories chiefly by
allowing direct deposit from word processors, office programs and the computer
desktop (save as... and send to... directly into EPrints or
DSpace). Although the repository's web interface should be a useful and
advantageous environment for the author as well as the reader, the fact is that
depositing is An Extra Thing to add to the author's workflow, and it might help
to woo some recalcitrant professors if it appeared to be the same thing as
saving a new copy and it could be achieved in the familiar interface of
Microsoft Word. 
I don't think that technology changes alone will stimulate more Self Archiving
(improve the repository! make it more friendly! make it faster! make it more
useful!) There has to be a combination of social, management and technological
advances all pressing in the same direction. Make Open Access policies
mandatory, make open access practices a key part of your institutional business
activities and make open access technology as useful as possible.
---
Les Carr
http://blogs.ecs.soton.ac.uk/depositmo/

PS Please note that the work of DepositMO (where MO stands for Modus Operandi)
is building on the SWORD protocol for repository deposits and on
Microsoft's Article Authoring Add-in.



Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-18 Thread Andrew A . Adams
 On Fri, 17 Sep 2010, Andrew A. Adams wrote:

  AAA:
  During Open Access Week in October both Otaru University of Commerce and
  Hokkaido University will be holding meetings to promote deposit and adoption
  of a mandate. I have accepted invitations to speak at both events, arranged
  by Shigeki Sugita of the library at Otaru University of Commerce and Masako
  Suzuki of the library at Hokkaido University. Both are keen supporters of
  Green OA and a deposit mandate and are working hard to persuade managers and
  faculty at these two very different though physically close universities to
  adopt mandates (Otaru, being small and with limited funds has an access
  problem itself, whereas Hokkaido is one of the top ten universities in Japan

 Splendid news from AAA, Asian Archivangelist!

  and provides full funding of toll-gate access fees for its staff, who
  nevertheless lose impact for their publications when they are not deposited,
  unless published in an OA journal)

 This is the familiar gold rush, which impels institutions to imagine,
 unthinkingly, that what they need to do in order to have OA today
 is to spend their scarce resources to subsidize the costs of Gold OA
 publication -- even though most of the potential funds to do so are
 still tied up in paying the institutional subscriptions that are covering
 the costs of journal publication today. And meanwhile these institutions
 are not adopting the cost-free Green OA self-archiving mandates that would
 provide OA to all their subscription journal articles too!

Stevan has misinterpreted my admittedly very shorthand description of
Hokkaido's situation. What I was referring to was the Hokkaido as a
well-funded top-10 University in Japan subscribes to many of the publishers'
complete access but also provides direct payment for individual item access
costs when Hokkaido's researchers encounter an article not available under
the existing subscription. Thus, researchers at Hokkaido themselves
experience no access problems in their reading, but their writing misses out
on readers just the same as everyone else's. They haven't succumbed to
pre-emptive Gold Fever, but have not yet embraced a Green Mandate. My goal in
speaking there will be to promote the benefits of mandating archiving to the
authors and the institution in terms of visibility and impact.

--
Professor Andrew A Adams  a...@meiji.ac.jp
Professor at Graduate School of Business Administration,  and
Deputy Director of the Centre for Business Information Ethics
Meiji University, Tokyo, Japan   http://www.a-cubed.info/


Fwd: JAIRO (Japanese Institutional Repositories Online)

2010-09-18 Thread Stevan Harnad
Many thanks to Andrew for pointing out my pre-emptive error (in sniffing out 
Gold Fever)! No, Hokkaido University is not paying pre-emptively for Gold Open 
Access. It is merely (like all universities) paying for subscription access and 
(like all but 100 universities so far) limiting the potential impact of its own 
research output as well its own users' access to the research output of other 
universities published in journals to which it cannot afford to subscribe. So 
(like all universities that have not yet done so) the only thing Hokkaido needs 
to do now is to mandate the Green OA self-archiving of its own research output. 
That done, all else will take care of itself, as a natural matter of course...

Stevan Harnad

PS I doubt that any university in the world can afford to pay pay-per-view 
costs for every paper any one of its users ever clicks on!

On 2010-09-18, at 6:46 AM, Andrew A. Adams wrote:

 On Fri, 17 Sep 2010, Andrew A. Adams wrote:
 
 AAA:
 During Open Access Week in October both Otaru University of Commerce and
 Hokkaido University will be holding meetings to promote deposit and adoption
 of a mandate. I have accepted invitations to speak at both events, arranged
 by Shigeki Sugita of the library at Otaru University of Commerce and Masako
 Suzuki of the library at Hokkaido University. Both are keen supporters of
 Green OA and a deposit mandate and are working hard to persuade managers and
 faculty at these two very different though physically close universities to
 adopt mandates (Otaru, being small and with limited funds has an access
 problem itself, whereas Hokkaido is one of the top ten universities in Japan
 
 Splendid news from AAA, Asian Archivangelist!
 
 and provides full funding of toll-gate access fees for its staff, who
 nevertheless lose impact for their publications when they are not deposited,
 unless published in an OA journal)
 
 This is the familiar gold rush, which impels institutions to imagine,
 unthinkingly, that what they need to do in order to have OA today
 is to spend their scarce resources to subsidize the costs of Gold OA
 publication -- even though most of the potential funds to do so are
 still tied up in paying the institutional subscriptions that are covering
 the costs of journal publication today. And meanwhile these institutions
 are not adopting the cost-free Green OA self-archiving mandates that would
 provide OA to all their subscription journal articles too!
 
 Stevan has misinterpreted my admittedly very shorthand description of 
 Hokkaido's situation. What I was referring to was the Hokkaido as a 
 well-funded top-10 University in Japan subscribes to many of the publishers' 
 complete access but also provides direct payment for individual item access 
 costs when Hokkaido's researchers encounter an article not available under 
 the existing subscription. Thus, researchers at Hokkaido themselves 
 experience no access problems in their reading, but their writing misses out 
 on readers just the same as everyone else's. They haven't succumbed to 
 pre-emptive Gold Fever, but have not yet embraced a Green Mandate. My goal in 
 speaking there will be to promote the benefits of mandating archiving to the 
 authors and the institution in terms of visibility and impact.
 
 -- 
 Professor Andrew A Adams  a...@meiji.ac.jp
 Professor at Graduate School of Business Administration,  and
 Deputy Director of the Centre for Business Information Ethics
 Meiji University, Tokyo, Japan   http://www.a-cubed.info/


Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-18 Thread Stevan Harnad
It is good to hear again from Syun Tutiya, Chiba University. This open dialogue 
on optimal Open Access policy and strategy in advance of Open Access week is 
very helpful, not only for Japan, but worldwide, for I think that the situation 
and developments in Japan are very much like those in other parts of the world:

On 2010-09-18, at 8:44 AM, Syun Tutiya wrote:

 If I may, I would like to add, as part of the Japanese repository
 community, that it has consciously kept away from Gold Open Access
 Fever or whatever you make call it.

Gold fever is the  (very mistaken) idea that Open Access is synonymous with 
Open Access Publishing (Gold OA) and the (equally mistaken) idea that the 
fastest or surest way to provide OA is by publishing in a Gold OA journal or 
providing funds for publishing in Gold OA journals. 

Both of these views are erroneous, because the other way of providing OA -- 
author self-archiving of the final refereed draft of each journal article, in 
the author's institutional repository, immediately upon acceptance for 
publication: Not only is Green OA just as OA as Gold OA, but it is also the 
fastest and surest way of providing immediate OA today. It also does not entail 
any extra cost.

There is only one obstacle to immediate, universal Green OA, and it is neither 
cost nor publisher opposition: It is researcher passivity. And the remedy is 
very simple: Institutions and funders need to mandate (i.e., require) Green OA 
self-archiving (as 170 have already done: see ROARMAP 
http://www.eprints.org/openaccess/policysignup/

Across the past decade, both the feasibility and the benefits of OA have been 
made widely known to researchers (although of course further dissemination of 
this information is still helpful today): There are Institutional repositories 
all over the planet, ready for authors to self-archive in (see ROAR). The 
majority of the journals (including virtually all the top journals worldwide) 
have already endorsed immediate Green OA self-archiving (and there is a 
solution even for those articles for which the author wishes to honour a 
publisher's access embargo). A significant OA citation impact advantage has now 
been repeatedly demonstrated in every discipline tested. 
http://opcit.eprints.org/oacitation-biblio.html

The only thing needed is the adoption of a Green OA mandate. If adopted, the 
mandate works, climbing from 60% OA toward 100% within a few years of adoption.

In contrast -- and this too has been demonstrated repeatedly, in year after 
year, institution after institution and country after country -- neither 
providing information about OA, nor providing repositories to self-archive in, 
nor requesting, inviting, encouraging, or urging researchers to self-archive -- 
generates a self-archiving rate greater than the 5-25% baseline. This is true 
even if researchers are offered incentives and assistance for self-archiving.

The only policy that works is mandating Green OA self-archiving;  and 
cross-disciplinary, international surveys (including in Japan!) have also found 
that over 90% of researchers report they will comply with self-archiving 
mandates, and, most important, over 80% of them will comply *willingly*: 
http://eprints.ecs.soton.ac.uk/11006/

So researcher passivity is exactly that: passivity, not opposition. When 
explained clearly, not only is OA not opposed by researchers, but neither are 
OA mandates.

The trouble is, that although -- apart from Gold Fever -- OA itself is 
becoming much more widely known and understood globally, Green OA mandates are 
not yet well enough understood, so the incorrect impression is being given -- 
even by some well-meaning advocates -- that OA mandates are somehow  
infringements on academic freedom or an imposition of something that is 
against researcher's will. The reality is nothing of the sort: OA requirements 
are more like a change in format requirements, involving a few extra keystrokes.

Instead waiting for self-archiving rates to rise above the 5-25% unmandated 
baseline as a result of encouragement, advocacy, incentives or assistance is 
simply to wait in vain for still more years to discover that researchers will 
only self-archive systematically and in sufficient numbers if it is mandated, 
just as publish or perish is. That is the only way to overcome the inertia of 
their (groundless but paralytic) worries that (e.g.) self-archiving might 
violate copyright, bypass peer review, bias journals against accepting their 
papers, or cost a lot of time and effort to do.

 It has been working on voluntary
 though assisted self-archiving through collaboration with the faculty
 and reseachers rather than implementing the mandated depositing . Yes,
 it has maybe just reached the baseline deposit rate but we believe
 that it is not tactically wise to rush and shout for the mandate in
 the atomsphere of the Japanese campus politics, which I don't to like
 to detail in a short message.  We still believe 

Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-18 Thread Jean-Claude Guédon
The repeated use of terms such as gold fever or gold rush impels me to weigh
in a little on this thread.

For back ground, let me remind readers that I favor both green and gold.
However, I do not favor all flavors of gold, and I do not favor saying that
green is superior to gold.

I have strong reservations against author-pay approaches, if only because it
discriminates economically against authors from poor countries or poor
institutions. However, I do believe libraries can and ought to get involved with
their resources and know-how to support both green and gold. On the green side,
there is no question that libraries should support repositories and should
support getting mandates to fill these repositories. On the gold side, I could
easily see libraries taking a fraction of their acquisition budget, say 10%, and
put this in a consortial pool (but beware of existing consortia as they tend to
be little more than procurement offices that actually do the job publishers want
them to do) to support national or regional (i.e. multi-national) journals of
quality (I leave the details aside here) and promote them internationally
through Open Access. It is in effect what the SciELO people are doing, although
not with library money, but Redalyc and SciELO could both be supported by such a
scheme. Social science and humanities journals could form a very interesting
first wave of experiments, followed by the creation of important new scientific
journals in all fields, in open access, that would compete on the market of
ideas. Europe is an obvious place where to begin thinking about this sort of
things, and Latin America already owns some of the crucial ingredients. And this
scheme could also extend to monographs, thus encompassing projects such as OAPEN
in Europe.

Meanwhile and in parallel, and I want to underscore this, all efforts should be
extended for repositories and mandates, including the best of mandates, i.e. the
faculty-organized mandates initiated at harvard a couple of years ago.

Jean-Claude Guédon

Le samedi 18 septembre 2010 à 10:51 +0100, Stevan Harnad a écrit :

On Fri, 17 Sep 2010, Andrew A. Adams wrote:

 AAA:
 During Open Access Week in October both Otaru University of Commerce and
 Hokkaido University will be holding meetings to promote deposit and adoption
 of a mandate. I have accepted invitations to speak at both events, arranged
 by Shigeki Sugita of the library at Otaru University of Commerce and Masako
 Suzuki of the library at Hokkaido University. Both are keen supporters of
 Green OA and a deposit mandate and are working hard to persuade managers and
 faculty at these two very different though physically close universities to
 adopt mandates (Otaru, being small and with limited funds has an access
 problem itself, whereas Hokkaido is one of the top ten universities in Japan

Splendid news from AAA, Asian Archivangelist!

 and provides full funding of toll-gate access fees for its staff, who
 nevertheless lose impact for their publications when they are not deposited,
 unless published in an OA journal)

This is the familiar gold rush, which impels institutions to imagine,
unthinkingly, that what they need to do in order to have OA today
is to spend their scarce resources to subsidize the costs of Gold OA
publication -- even though most of the potential funds to do so are
still tied up in paying the institutional subscriptions that are covering
the costs of journal publication today. And meanwhile these institutions
are not adopting the cost-free Green OA self-archiving mandates that would
provide OA to all their subscription journal articles too!

University of Michigan is the latest US University that has, like
Hokkaido, committed to subsidizing Gold OA without first mandating Green
OA: http://bit.ly/pregold

University of Michigan is the 9th university to commit to COPE. Only two
(Harvard and MIT) of the nine COPE signatories to date are among the 170
institutions, departments and funders that have already mandated Green
OA self-archiving for all of their refereed research output. The other
seven COPE signatories should first emulate Harvard and MIT on providing
Green, before provisioning Gold: http://www.oacompact.org/signatories/

So should Hokkaido University.

For the record: An institution or funder committing to COPE (or SCOAP3
or pre-emptive Gold OA Membership deals) is fine *after* the institution
or funder has already mandated Green OA self-archiving of all of its
refereed research output; but it is both wasteful and counterproductive
*before* (or *instead*).

Here are some links that might help you at Hokkaido and Otaru during
OA week in explaining the logic and pragmatics of subsidizing Gold only
after mandating Green:

Against Squandering Scarce Research Funds on Pre-Emptive Gold OA
http://openaccess.eprints.org/index.php?/archives/576-guid.html

Pre-Emptive Gold Fever Strikes Again
http://openaccess.eprints.org/index.php?/archives/563-guid.html

On Throwing Money At 

Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-18 Thread Syun Tutiya
Dear all,

 Many thanks to Andrew for pointing out my pre-emptive error (in
 sniffing out Gold Fever)! No, Hokkaido University is not paying
 pre-emptively for Gold Open Access. It is merely (like all
 universities) paying for subscription access and (like all but 100
 universities so far) limiting the potential impact of its own
 research output as well its own users' access to the research output
 of other universities published in journals to which it cannot
 afford to subscribe. So (like all universities that have not yet
 done so) the only thing Hokkaido needs to do now is to mandate the
 Green OA self-archiving of its own research output. That done, all
 else will take care of itself, as a natural matter of course...

If I may, I would like to add, as part of the Japanese repository
community, that it has consciously kept away from Gold Open Access
Fever or whatever you make call it. It has been working on voluntary
though assisted self-archiving through collaboration with the faculty
and reseachers rather than implementing the mandated depositing . Yes,
it has maybe just reached the baseline deposit rate but we believe
that it is not tactically wise to rush and shout for the mandate in
the atomsphere of the Japanese campus politics, which I don't to like
to detail in a short message.  We still believe that advocacy should
work. Hokkaido is, in a sense, unique that mandating is openly
discussed on campus for reasons I don't know.

A couple of factual comments: Generally speaking, Hokkaido University
has virtually no problem about accessing but it not confirmed yet that
it has lost impact because the researchers there have not deposited
enough or because they have not published in OA journals.  Last year
and this year, journals have been much cheaper in JPY than in
USD/EUR/GBP if the quotations are in the latter currencies, by the
way.

One of Andrew's statements is not correct. He says that the university
provides direct payment for individual item access costs when
Hokkaido's researchers encounter an article not available under the
existing subscription, but this is not true.  The university directly
only pays for site licenses.  When a researcher needs an article in an
unsubscribed journals, he can request a photocopy of the article
through the library just in the same way as in the rest of the world.
The cost for the photocophy and postage(!) is not covered by the
library budget, though. Each researcher has pay from their own
research fund.  Students may have to pay from their own
pockets. Needless to say, the univesity or library does not pay for
any pay-per-view articles downloaded.

Syun Tutiya
--
Syun Tutiya
 Professor of Cognitive and Information Sciences, Chiba University
Address: Faculty of Letters, Chiba University
 1-33 Yayoicho, Inageku, Chiba, Chiba, 263-8522 JAPAN
Email: tutiya @ kenon.l.chiba-u.ac.jp
Web: http://cogsci.l.chiba-u.ac.jp/~tutiya/


Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-18 Thread Stevan Harnad
On Sun, 19 Sep 2010, Syun Tutiya wrote:

 Stevan,

 Very good to have a dialog with you again.  I perfectly agree with you
 that in sum, Japan needs -- and can adopt -- Green OA self-archiving
 mandates no more nor less feasibly than every other research-active
 country on the planet.  I don't know everything about campus politics
 or the scholar's way of thinking all over the world, but from my
 conversations with and observations of the colleagues both on the
 teaching faculty and in the library, I actually suspect that Japan is
 not unique with respect to the passivity issue.

Syun,

That's right. Japan differs from the rest of the world neither on
the matter of mandatability nor on the matter of passivity. (That was my
point.)

 All scholars like
 OA and they would say yes if asked to deposit their articles by a
 serious and benevolent librarian, though most of the time without any
 action of really logging on to their institution's repository.

Passivity is not just laziness about doing the keystrokes. (That is just
one of the at-least-38 reasons for passivity. Others, as I said,
include [groundless] worries about copyright, peer review, journal
acceptance etc. Mandates are needed to placate all these worries.)
http://www.eprints.org/openaccess/self-faq/#38-worries

But the worry about keystrokes is a particularly silly one, these days.
We have shown that deposit takes only about 6 minutes. (Multiply this
with how many papers an author publishes per year -- and compare it with
the time it takes to do the keystrokes to write the paper itself, let
alone the research on which it is based.)

Carr, L. and Harnad, S. (2005) Keystroke Economy: A Study of the Time
and Effort Involved in Self-Archiving.
http://eprints.ecs.soton.ac.uk/10688/

And don't forget that most scientists and scholars would not bother
doing the keystrokes to write up the paper at all, if there were no
publish or perish mandate.

A self-archive to flourish mandate is simply a natural extension of
the publish or perish mandate for the Online Era: Doing the research
and then putting the results in a desk-drawer is not enough (hence
publish or perish). Now publishing them and leaving them behind a
toll-access barrier is not enough (self-archive to flourish).

The reward for self-archiving is enhanced research impact. Research
performance is already being evaluated by richer criteria than
publication counts. For example, citations are now also being counted
(and so are an increasing number of rich and diverse new research uptake
and impact metrics that open access will both enable and enhance).

So if the reason publish or perish mandates work in getting scholars
and scientists to publish is because publications count, it is already
increasingly true that citations count too, and will amply reward the
small number of keystrokes per paper that they cost.

The best way to implement Green OA self-archiving mandate is simply to
make deposit in the institutional repository the means of submitting
publications for institutional performance review (and national
research assessment, as in the UK and Australia): If a publication is
not deposited, it is invisible for performance review. (See the U. Liege
mandate in ROARMAP, for a model.)

Researchers are quite accustomed to doing things electronically these
days. This is just another such thing.

 But I am not convinced that I would deposit should it be mandated on
 my campus to deposit.  If I should deposit, I would be doing it
 because I thought I should, not because it was mandated.  If I
 didn't, I would not because of time or labor but just because I didn't
 think I would.  If i happen to have an article published by a
 prestigious journal, my university might reward me materially and/or
 morally, or the scholarly society which I am member of might praise me
 very cheaply, anyway to my satisfaction.  I, as a hedonistic person,
 don't have to care about the real impact of my work.  Unless there
 was a chance of being fired because of not depositing, I would not be
 inclined to deposit.

Well, you answered your own question. No need for negative consequences
like firing! Positive consequences like promotion, tenure, salary and
prizes are enough. Some of this already comes with publishing in a
prestigious journal. Enhanced citations are another thing that
universities and research assessors are already rewarding -- as they
should, because the purpose of publishing research is uptake, usage and
impact, not just decoration!

And of course it helps one's motivation if one knows that unless a paper
is deposited in the institutional repository, it will be invisible for
institutional and national performance assessment altogether.

One would have thought that the empirical findings on how OA enhances
uptake and impact would have been enough to motivate self-archiving
without any need for a mandate, but apparently not. They are, however,
enough to motivate institutions to adopt a mandate, so as to 

Repository effectiveness (was: JAIRO (Japanese Institutional Repositories Online))

2010-09-18 Thread Velterop
Stevan makes the point that deposit takes only about 6 minutes. He's undoubtedly
measured it precisely. I don't know at what point his measurements started, but
I presume at the point where he has already found the submission page (and the
link to it doesn't produce a 404).

mandates are the stick; citation advantage etc. the carrot; but the problem is
that the carrot often lies behind a fence that is difficult to climb.

Might, just might it be that therein lies at least some of an explanation of the
author's passivity? I did a random – unscientific – spot check of a number 
of
repositories listed on the OpenDOAR web site. It needs a systematic follow-up,
but what I found in my random sample are the following issues:
 1. The OpenDOAR link doesn't always link to a repository, but fairly often to
the library home page where finding a link to the institutional repository
can be a challenge.
 2. When one is on a repository page, it is overwhelmingly focussed on search,
and rarely if ever does it attract attention to submissions
 3. Links to submission forms are sometimes broken (producing the 404 'page
cannot be found' error)
 4. Submission forms are sometimes very cumbersome
 5. Sometimes, one can only submit an abstract and metadata, not the whole
article.
What needs to happen is at least the following:
 *  Make a repository easy to find (a Google search for University of X
repository more often seems to produce a link to an article or press
release about the repository than a link to the repository itself, at least
on the first few pages of the search results – repositories often have 
names
or acronyms that make them difficult to find if you don't know the name)
 *  Draw attention, unambiguously and very clearly, on the repository home page,
to the possibility of submitting a paper/manuscript (e.g. a brightly
coloured submit now! button)
 *  Make the deposit procedure very, very easy and intuitive. Involve UX experts
where possible.
 *  Make deposit the *prime* focus of the repository. Repositories and their
contents can be searched in a variety of ways and via many routes, but
submission of articles can only take place via the repository's own web
site.
The relentless and repetitive appeal to, and preoccupation with, logic and
rationality should surely be dropped. They don't persuade. As Syun Tutiya so
rightly says about authors, We have to change them and must not keep telling
them that they are wrong. Empathy has to take the place of nagging. Persuasion
techniques that are more like those used in marketing need to be deployed. And
things like the completely useless bashing of OA publishing (Gold rush) may
perhaps dissuade some people from submitting to OA journals, it definitely
doesn't help to persuade them to go green. And Open Access suffers as a
result.

If one cannot motivate authors to self-archive, it's not their 'passivity' that
is to blame, it is one's lack of persuasiveness.

Success!

Jan Velterop


Stevan Harnad wrote:
  [cut]

  But the worry about keystrokes is a particularly silly one, these
  days.
  We have shown that deposit takes only about 6 minutes. (Multiply
  this
  with how many papers an author publishes per year -- and compare it
  with
  the time it takes to do the keystrokes to write the paper itself,
  let
  alone the research on which it is based.)

  [cut]

Syun Tutiya wrote:
So your reference to your Point #29 is quite correct. I
agree that
those who are sitting pretty don't understand the
relationship between
impact of and access to scholarly articles, and so I
would be wrong.
But that is how they and we are.  We have to change them
and must not
keep telling them that they are wrong. Mandating does
not seem to me
to change them, but just encourage them to come up with
reasons for
not being able to deposit.  You will still have to talk
to them.






Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-17 Thread uchijima hideki
Dear Professor Harnad,

  Thank you for your interest and comments in JAIRO and institutional 
repositories in Japan.
IR has increased at a high speed in the past 5 years under the positive 
influence of NII's 
financial support and the formation of IR communities in Japan. 1 million 
contents and 0.7
million full-texts are the results of those succesful efforts.

Congratulations to Japan's JAIRO http://jairo.nii.ac.jp/en/ for harvesting the 
700,000 full-texts (out of one million total) self-
archived in Japan's 158 Institutional Repositories since 2007.

  I'v attached an excel file indicating the number of articles submitted and 
haversted by JAIRO on 
a monthly basis during 2009. According to this statistics, total number of 
researh articles is 
27,718 and it consists of 8,307 English papers and 19,411 Japanese ones (incl. 
other some languages).

  *You can download the same data from 
http://irdb.nii.ac.jp/analysis/index_e.php

  *It should be noted that year 2009 in JAIRO means Japanese fiscal year from 
April 2009 to March 2010.
   So I used figures from the period between January to December in 2009 for 
the comparison below.

  On the other hand, according to ISI Thomson-Reuter's Global Reseach Report 
Japan (published this June), 
total number of English articles published in the journals which are included 
in the Web of Science is 
approximately 75,000. It is next to UK.
 
TR Global Report Japan  http://researchanalytics.thomsonreuters.com/grr/ 
(Resigtration is required, but freely available)

  So just comparing the number of papers writen in English in 2009 (8,307 / 
75,000), the ratio of self-archive
is about 11.1%. As you expected, it falls within the unmandated average of 
5%-20%.
  I think 158 IRs do cover almost all the reseach-intensive universities in 
Japan. In that sense, this
 comparison using WoS's figure may be relatively reasonable for the rough 
estimation of the self-archive rate
 on a national level.
  
  But I don't have any statisitcal data concerning the annual outputs of all 
the japanese researchers, so it 
is difficult to estimate the accurate percentage of the self-archive by 
academics. 
 *Any comments are welcome from Japan.

From the growth chart (if I have interpreted it correctly), about 75% of 
50,000 articles (i.e., 35,000 full-texts) were deposited 
in 2009. If we can assume that those deposits were all articles published 
within that same year (or the preceding one), then the 
question is: What percentage of Japan's (or of those 158 institutions') annual 
portion of the 2.5 million articles published yearly 
worldwide do these 35,000 full-texts represent? Does it exceed the worldwide 
unmandated baseline of 5-25%?

  Judging from the ratio above, our IR communities will have to carry out as 
many advocacies as possilbe toward academics 
now and in the future. I'd think it would be a common task for repository and 
research communities around the globe.
 
  As you might know, I hear Hokkaido University (one of top 10 universities in 
Japan and hosting IR named HUSCAP) is now
considering to adopt a university-wide mandate. If Hokkaido will succeed, it 
may have a positive impact on universities 
and other higer education institutions. At least, I hope so. 

  HOKKAIDO  
http://www.eprints.org/openaccess/policysignup/fullinfo.php?inst=Hokkaido%20University
  HUSCAPhttp://eprints.lib.hokudai.ac.jp/dspace/index.jsp?locale=enlang=en 

The reason I stress this point is that it is important that we do not content 
ourselves with absolute self-archiving totals and 
growth rates that look sizeable considered in isolation. The figure to beat is 
the unmandated baseline of 5-25%, and the only 
institutions that consistently beat it are those that mandate self-archiving. 
Their deposit rates jump to 60% and approach 100% 
within a few years.
There are already 170 self-archiving mandates worldwide registered in ROARMAP 
-- 96 institutional, 24 departmental and 46 funder 
mandates -- but alas none yet from Japan. If there are any, it would be very 
helpful if they would be registered in ROARMAP 
http://www.eprints.org/openaccess/policysignup/

  I'm also sorry to hear about such a low registration rate as open access 
repository in the ROAR. We will try to persuade
IR managers to register their IRs.

Also, although Japan has at least 158 repositories, only 77 of them are 
registered in ROAR:
http://roar.eprints.org/view/geoname/geoname=5F2=5FJP.html 
It would be very helpful if the rest were registered in ROAR too...
Stevan Harnad

Best Wishes,
Hideki



*Mail address changes from @ad. to @adm.
Hideki UCHIJIMA
Kanazawa University Library
Kakuma
Kanazawa City
Ishikawa Prefecture JAPAN
Telephone : +81-76-264-5203
Fax : +81-76-234-4050
Mail:uchij...@adm.kanazawa-u.ac.jp
http://www.lib.kanazawa-u.ac.jp/index.html
http://dspace.lib.kanazawa-u.ac.jp/dspace



[ Part 2, Application/VND.MS-EXCEL (Name: Articles by Japanese ]
[ Reseachers.xls) 23 KB. ]
[ 

Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-17 Thread Andrew A . Adams

During Open Access Week in October both Otaru University of Commerce and 
Hokkaido University will be holding meetings to promote deposit and adoption 
of a mandate. I have accepted invitations to speak at both events, arranged 
by Shigeki Sugita of the library at Otaru University of Commerce and Masako 
Suzuki of the library at Hokkaido University. Both are keen supporters of 
Green OA and a deposit mandate and are working hard to persuade managers and 
faculty at these two very different though physically close universities to 
adopt mandates (Otaru, being small and with limited funds has an access 
problem itself, whereas Hokkaido is one of the top ten universities in Japan 
and provides full funding of toll-gate access fees for its staff, who 
nevertheless lose impact for their publications when they are not deposited, 
unless published in an OA journal),



-- 
Professor Andrew A Adams  a...@meiji.ac.jp
Professor at Graduate School of Business Administration,  and
Deputy Director of the Centre for Business Information Ethics
Meiji University, Tokyo, Japan   http://www.a-cubed.info/




Re: JAIRO (Japanese Institutional Repositories Online)

2010-09-16 Thread Stevan Harnad
Congratulations to Japan's JAIRO http://jairo.nii.ac.jp/en/ for harvesting the 
700,000 full-texts (out of one million total) self-archived in Japan's 158 
Institutional Repositories since 2007.

To understand what this figure means, however, the fundamental question is 
whether or not it represents an increase over the worldwide baseline average 
for spontaneous (i.e. unmandated) self-archiving, which varies between 5-25% of 
the total annual output of the primary target content of the Open Access 
movement: the 2.5 million articles per year published in the planet's 25,000 
peer-reviewed journals across all disciplines and languages.

Of JAIRO's 700K full-text total, about 110K (15.5%) consisted of journal 
articles, based on http://irdb.nii.ac.jp/analysis/index_e.php 

From the growth chart (if I have interpreted it correctly), about 75% of 
50,000 articles (i.e., 35,000 full-texts) were deposited in 2009. If we can 
assume that those deposits were all articles published within that same year 
(or the preceding one), then the question is: What percentage of Japan's (or 
of those 158 institutions') annual portion of the 2.5 million articles 
published yearly worldwide do these 35,000 full-texts represent? Does it 
exceed the worldwide unmandated baseline of 5-25%?

The reason I raise this question is because absolute figures -- even absolute 
growth rates across years -- are not meaningful in themselves. They are only 
meaningful if expressed as the percentage of total annual output. For a single 
institutional repository, this means the percentage of that institution's 
annual output of refereed journal articles. For Japan's 158 institutional 
repositories, it means the percentage of the total annual output of those 158 
institutions. 

On the conservative assumption that research-active universities publish at 
least 1000 refereed journal articles per year, the estimate would be that those 
35K articles represent at most about 22% of those institutions' annual refereed 
journal article output, which falls within the global 5-25% unmandated baseline.

The reason I stress this point is that it is important that we do not content 
ourselves with absolute self-archiving totals and growth rates that look 
sizeable considered in isolation. The figure to beat is the unmandated baseline 
of 5-25%, and the only institutions that consistently beat it are those that 
mandate self-archiving. Their deposit rates jump to 60% and approach 100% 
within a few years.

There are already 170 self-archiving mandates worldwide registered in ROARMAP 
-- 96 institutional, 24 departmental and 46 funder mandates -- but alas none 
yet from Japan. If there are any, it would be very helpful if they would be 
registered in ROARMAP http://www.eprints.org/openaccess/policysignup/

Also, although Japan has at least 158 repositories, only 77 of them are 
registered in ROAR:
http://roar.eprints.org/view/geoname/geoname=5F2=5FJP.html 

It would be very helpful if the rest were registered in ROAR too...

Stevan Harnad

Björk B-C, Welling P, Laakso M, Majlender P, Hedlund T, et al. (2010) Open 
Access to the Scientific Journal Literature: Situation 2009. PLOS ONE 5(6): 
e11273. http://dx.plos.org/10.1371/journal.pone.0011273

Gargouri, Y., Hajjem, C., Lariviere, V., Gingras, Y., Brody, T., Carr, L. and 
Harnad, S. (2010) Self-Selected or Mandated, Open Access Increases Citation 
Impact for Higher Quality Research. PLOS ONE (in press) 
http://eprints.ecs.soton.ac.uk/18493/

Harnad, S, (2008) Estimating Annual Growth in OA Repository Content. Open 
Access Archivangelism. August 9 2008 
http://openaccess.eprints.org/index.php?/archives/445-guid.html

Harnad, S. The Denominator Fallacy http://bit.ly/DenominatorFallacy 

Sale, Arthur (2006) Researchers and institutional repositories, in Jacobs, 
Neil, Eds. Open Access: Key Strategic, Technical and Economic Aspects, chapter 
9, pages 87-100. Chandos Publishing (Oxford) Limited. 
http://eprints.utas.edu.au/257/

Sale, A. The Impact of Mandatory Policies on ETD Acquisition. D-Lib Magazine 
April 2006, 12(4). http://dx.doi.org/10.1045/april2006-sale

Sale, A. Comparison of content policies for institutional repositories in 
Australia. First Monday, 11(4), April 2006. 
http://firstmonday.org/issues/issue11_4/sale/index.html

Sale, A. The acquisition of open access research articles. First Monday, 11(9), 
October 2006. http://www.firstmonday.org/issues/issue11_10/sale/index.html

Sale, A. (2007) The Patchwork Mandate D-Lib Magazine 13 1/2 January/February 
http://www.dlib.org/dlib/january07/sale/01sale.html



On 2010-09-16, at 12:14 AM, 内島秀樹 wrote:

 Dear all,
 
  The number of the contents in JAIRO (Japanese Institutional Repository 
 Online)
 has reached to 1 million which include approximately 0.7 million fultexts.
  
  JAIRO is a national potal which harvest metadata from 158 Institutional 
 Repositories in Japan.
 
  English pages on JAIRO has also been updated. They include statics,