Please share resume to *vinee...@1pointsys.com <vinee...@1pointsys.com>*



*Title: Compliance BA (Must have more than 9+ years exp.)*

Location: Boston, MA

Duration: 6+ Months



*Compliance coding (Investment Oversight) experience using Sentinel*

*OR*

*Any other similar tool and strong domain experience" is a MUST have
requirement.*



This role requires strong domain experience from someone who understands
the Business side (Regulatory requirements) along with some technical
experience of coding (at least SQL).

Prior experience in any of the Regulatory requirements below may be useful.
Someone who knows the regulatory side of the below and able to explain the
importance. This is crucial for selection, below are few examples:



   - Asset allocation, issuer concentration, quality ratings  (i.e. Equity,
   OTC investment ratios, concentration means area of investments done e.g.
   Consumer , Tech etc. ,  ratings would indicate the risk element of the
   portfolio etc.)
   - security investment limits (thresholds, either defined by the
   Investment manager or regulatory)
   - Credit quality and derivatives (tells you exposure/risk)
   - Country and regional/state exposures and investment rules  (Regional
   Asset allocation, country risk)







*VINEET SHARMA
<https://em-ui.constantcontact.com/em-ui/em/page/em-ui/email>*

*Mobile: (315) 514-3320 *

*Desk:    (803) 818-3474    Ext: 112*

*vinee...@1pointsys.com <vinee...@1pointsys.com>*

*Sr Recruiter | 1Point System LLC*

*Connect on Skype: vicky1point...@gmail.com <vicky1point...@gmail.com>*

*Connect on LinkedIn: linkedin.com/in/vineet-sharma-11043aa4
<https://www.linkedin.com/in/vineet-sharma-11043aa4>*

*Office Fax: 803-832-7973 <803-832-7973> *

*115 Stone Village Drive • Suite C • Fort Mill, SC • 29708*

*An E-Verified company | An Equal Opportunity Employer*

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