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U.S. Supreme Court: BIVENS v. SIX UNKNOWN FED. NARCOTICS AGENTS,
403 U.S. 388 (1971)



403 U.S. 388
BIVENS v. SIX UNKNOWN NAMED AGENTS OF FEDERAL BUREAU OF NARCOTICS
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
No. 301.
Argued January 12, 1971
Decided June 21, 1971


Petitioner's complaint alleged that respondent agents of the Federal Bureau
of Narcotics, acting under color of federal authority, made a warrantless
entry of his apartment, searched the apartment, and arrested him on narcotics
charges. All of the acts were alleged to have been done without probable
cause. Petitioner's suit to recover damages from the agents was dismissed by
the District Court on the alternative grounds (1) that it failed to state a
federal cause of action and (2) that respondents were immune from suit by
virtue of their official position. The Court of Appeals affirmed on the first
ground alone. Held:


1. Petitioner's complaint states a federal cause of action under the Fourth
Amendment for which damages are recoverable upon proof of injuries resulting
from the federal agents' violation of that Amendment. Pp. 390-397.

2. The Court does not reach the immunity question, which was not passed on by
the Court of Appeals. Pp. 397-398.

409 F.2d 718, reversed and remanded.
BRENNAN, J., delivered the opinion of the Court, in which DOUGLAS, STEWART,
WHITE, and MARSHALL, JJ., joined. HARLAN, J., filed an opinion concurring in
the judgment, post, p. 398. BURGER, C. J., post, p. 411, BLACK, J., post, p.
427, and BLACKMUN, J., post, p. 430, filed dissenting opinions.

Stephen A. Grant argued the cause and filed a brief for petitioner.

Jerome Feit argued the cause for respondents. On the brief were Solicitor
General Griswold, Assistant Attorney General Ruckelshaus, and Robert V. Zener.

Melvin L. Wulf filed a brief for the American Civil Liberties Union as amicus
curiae urging reversal. [403 U.S. 388, 389]

MR. JUSTICE BRENNAN delivered the opinion of the Court.

The Fourth Amendment provides that:


"The right of the people to be secure in their persons, houses, papers, and
effects, against unreasonable searches and seizures, shall not be violated .
. . ."

In Bell v. Hood, 327 U.S. 678 (1946), we reserved the question whether
violation of that command by a federal agent acting under color of his
authority gives rise to a cause of action for damages consequent upon his
unconstitutional conduct. Today we hold that it does.
This case has its origin in an arrest and search carried out on the morning
of November 26, 1965. Petitioner's complaint alleged that on that day
respondents, agents of the Federal Bureau of Narcotics acting under claim of
federal authority, entered his apartment and arrested him for alleged
narcotics violations. The agents manacled petitioner in front of his wife and
children, and threatened to arrest the entire family. They searched the
apartment from stem to stern. Thereafter, petitioner was taken to the federal
courthouse in Brooklyn, where he was interrogated, booked, and subjected to a
visual strip search.

On July 7, 1967, petitioner brought suit in Federal District Court. In
addition to the allegations above, his complaint asserted that the arrest and
search were effected without a warrant, and that unreasonable force was
employed in making the arrest; fairly read, it alleges as well that the
arrest was made without probable cause.1 Petitioner claimed to have suffered
great humiliation, [403 U.S. 388, 390] embarrassment, and mental suffering as
a result of the agents' unlawful conduct, and sought $15,000 damages from
each of them. The District Court, on respondents' motion, dismissed the
complaint on the ground, inter alia, that it failed to state a cause of
action.2 276 F. Supp. 12 (EDNY 1967). The Court of Appeals, one judge
concurring specially,3 affirmed on that basis. 409 F.2d 718 (CA2 1969). We
granted certiorari. 399 U.S. 905(1970). We reverse.


I
Respondents do not argue that petitioner should be entirely without remedy
for an unconstitutional invasion of his rights by federal agents. In
respondents' view, however, the rights that petitioner asserts - primarily
rights of privacy - are creations of state and not of federal law.
Accordingly, they argue, petitioner may obtain money damages to redress
invasion of these rights only by an action in tort, under state law, in the
state courts. In this scheme the Fourth Amendment would serve merely to limit
the extent to which the agents could defend [403 U.S. 388, 391] the state law
tort suit by asserting that their actions were a valid exercise of federal
power: if the agents were shown to have violated the Fourth Amendment, such a
defense would be lost to them and they would stand before the state law
merely as private individuals. Candidly admitting that it is the policy of
the Department of Justice to remove all such suits from the state to the
federal courts for decision,4 respondents nevertheless urge that we uphold
dismissal of petitioner's complaint in federal court, and remit him to filing
an action in the state courts in order that the case may properly be removed
to the federal court for decision on the basis of state law.

We think that respondents' thesis rests upon an unduly restrictive view of
the Fourth Amendment's protection against unreasonable searches and seizures
by federal agents, a view that has consistently been rejected by this Court.
Respondents seek to treat the relationship between a citizen and a federal
agent unconstitutionally exercising his authority as no different from the
relationship [403 U.S. 388, 392] between two private citizens. In so doing,
they ignore the fact that power, once granted, does not disappear like a
magic gift when it is wrongfully used. An agent acting - albeit
unconstitutionally - in the name of the United States possesses a far greater
capacity for harm than an individual trespasser exercising no authority other
than his own. Cf. Amos v. United States, 255 U.S. 313, 317 (1921); United
States v. Classic, 313 U.S. 299, 326 (1941). Accordingly, as our cases make
clear, the Fourth Amendment operates as a limitation upon the exercise of
federal power regardless of whether the State in whose jurisdiction that
power is exercised would prohibit or penalize the identical act if engaged in
by a private citizen. It guarantees to citizens of the United States the
absolute right to be free from unreasonable searches and seizures carried out
by virtue of federal authority. And "where federally protected rights have
been invaded, it has been the rule from the beginning that courts will be
alert to adjust their remedies so as to grant the necessary relief." Bell v.
Hood, 327 U.S., at 684 (footnote omitted); see Bemis Bros. Bag Co. v. United
States, 289 U.S. 28, 36 (1933) (Cardozo, J.); The Western Maid, 257 U.S. 419,
433 (1922) (Holmes, J.).

First. Our cases have long since rejected the notion that the Fourth
Amendment proscribes only such conduct as would, if engaged in by private
persons, be condemned by state law. Thus in Gambino v. United States, 275
U.S. 310 (1927), petitioners were convicted of conspiracy to violate the
National Prohibition Act on the basis of evidence seized by state police
officers incident to petitioners' arrest by those officers solely for the
purpose of enforcing federal law. Id., at 314. Notwithstanding the lack of
probable cause for the arrest, id., at 313, it would have been permissible
under state law if effected [403 U.S. 388, 393] by private individuals.5 It
appears, moreover, that the officers were under direction from the Governor
to aid in the enforcement of federal law. Id., at 315-317. Accordingly, if
the Fourth Amendment reached only to conduct impermissible under the law of
the State, the Amendment would have had no application to the case. Yet this
Court held the Fourth Amendment applicable and reversed petitioners'
convictions as having been based upon evidence obtained through an
unconstitutional search and seizure. Similarly, in Byars v. United States,
273 U.S. 28 (1927), the petitioner was convicted on the basis of evidence
seized under a warrant issued, without probable cause under the Fourth
Amendment, by a state court judge for a state law offense. At the invitation
of state law enforcement officers, a federal prohibition agent participated
in the search. This Court explicitly refused to inquire whether the warrant
was "good under the state law . . . since in no event could it constitute the
basis for a federal search and seizure." Id., at 29 (emphasis added).6 And
our recent decisions regarding electronic surveillance have made it clear
beyond peradventure that the Fourth Amendment is not tied to the [403 U.S.
388, 394] niceties of local trespass laws. Katz v. United States,389 U.S.
347(1967); Berger v. New York, 388 U.S. 41 (1967); Silverman v. United
States, 365 U.S. 505, 511 (1961). In light of these cases, respondents'
argument that the Fourth Amendment serves only as a limitation on federal
defenses to a state law claim, and not as an independent limitation upon the
exercise of federal power, must be rejected.

Second. The interests protected by state laws regulating trespass and the
invasion of privacy, and those protected by the Fourth Amendment's guarantee
against unreasonable searches and seizures, may be inconsistent or even
hostile. Thus, we may bar the door against an unwelcome private intruder, or
call the police if he persists in seeking entrance. The availability of such
alternative means for the protection of privacy may lead the State to
restrict imposition of liability for any consequent trespass. A private
citizen, asserting no authority other than his own, will not normally be
liable in trespass if he demands, and is granted, admission to another's
house. See W. Prosser, The Law of Torts 18, pp. 109-110 (3d ed. 1964); 1 F.
Harper & F. James, The Law of Torts 1.11 (1956). But one who demands
admission under a claim of federal authority stands in a far different
position. Cf. Amos v. United States, 255 U.S. 313, 317 (1921). The mere
invocation of federal power by a federal law enforcement official will
normally render futile any attempt to resist an unlawful entry or arrest by
resort to the local police; and a claim of authority to enter is likely to
unlock the door as well. See Weeks v. United States, 232 U.S. 383, 386
(1914); Amos v. United States, supra.7 "In such cases there is no safety for
the citizen, [403 U.S. 388, 395] except in the protection of the judicial
tribunals, for rights which have been invaded by the officers of the
government, professing to act in its name. There remains to him but the
alternative of resistance, which may amount to crime." United States v. Lee,
106 U.S. 196, 219 (1882).8 Nor is it adequate to answer that state law may
take into account the different status of one clothed with the authority of
the Federal Government. For just as state law may not authorize federal
agents to violate the Fourth Amendment, Byars v. United States, supra; Weeks
v. United States, supra; In re Ayers, 123 U.S. 443, 507 (1887), neither may
state law undertake to limit the extent to which federal authority can be
exercised. In re Neagle, 135 U.S. 1 (1890). The inevitable consequence of
this dual limitation on state power is that the federal question becomes not
merely a possible defense to the state law action, but an independent claim
both necessary and sufficient to make out the plaintiff's cause of action.
Cf. Boilermakers v. Hardeman, 401 U.S. 233, 241 (1971).

Third. That damages may be obtained for injuries consequent upon a violation
of the Fourth Amendment by federal officials should hardly seem a surprising
proposition. Historically, damages have been regarded as the ordinary remedy
for an invasion of personal interests in liberty. See Nixon v. Condon, 286
U.S. 73 (1932); [403 U.S. 388, 396] Nixon v. Herndon, 273 U.S. 536, 540
(1927); Swafford v. Templeton, 185 U.S. 487 (1902); Wiley v. Sinkler, 179
U.S. 58 (1900); J. Landynski, Search and Seizure and the Supreme Court 28 et
seq. (1966); N. Lasson, History and Development of the Fourth Amendment to
the United States Constitution 43 et seq. (1937); Katz, The Jurisprudence of
Remedies: Constitutional Legality and the Law of Torts in Bell v. Hood, 117
U. Pa. L. Rev. 1, 8-33 (1968); cf. West v. Cabell153 U.S. 78 (1894); Lammon
v. Feusier,111 U.S. 17 (1884). Of course, the Fourth Amendment does not in so
many words provide for its enforcement by an award of money damages for the
consequences of its violation. But "it is . . . well settled that where legal
rights have been invaded, and a federal statute provides for a general right
to sue for such invasion, federal courts may use any available remedy to make
good the wrong done." Bell v. Hood, 327 U.S., at 684 (footnote omitted). The
present case involves no special factors counselling hesitation in the
absence of affirmative action by Congress. We are not dealing with a question
of "federal fiscal policy," as in United States v. Standard Oil Co., 332 U.S.
301, 311 (1947). In that case we refused to infer from the Government-soldier
relationship that the United States could recover damages from one who
negligently injured a soldier and thereby caused the Government to pay his
medical expenses and lose his services during the course of his
hospitalization. Noting that Congress was normally quite solicitous where the
federal purse was involved, we pointed out that "the United States [was] the
party plaintiff to the suit. And the United States has power at any time to
create the liability." Id., at 316; see United States v. Gilman, 347 U.S. 507
(1954). Nor are we asked in this case to impose liability upon a
congressional employee for actions contrary to no constitutional [403 U.S.
388, 397] prohibition, but merely said to be in excess of the authority
delegated to him by the Congress. Wheeldin v. Wheeler, 373 U.S. 647 (1963).
Finally, we cannot accept respondents' formulation of the question as whether
the availability of money damages is necessary to enforce the Fourth
Amendment. For we have here no explicit congressional declaration that
persons injured by a federal officer's violation of the Fourth Amendment may
not recover money damages from the agents, but must instead be remitted to
another remedy, equally effective in the view of Congress. The question is
merely whether petitioner, if he can demonstrate an injury consequent upon
the violation by federal agents of his Fourth Amendment rights, is entitled
to redress his injury through a particular remedial mechanism normally
available in the federal courts. Cf. J. I. Case Co. v. Borak, 377 U.S. 426,
433 (1964); Jacobs v. United States, 290 U.S. 13, 16 (1933). "The very
essence of civil liberty certainly consists in the right of every individual
to claim the protection of the laws, whenever he receives an injury." Marbury
v. Madison, 1 Cranch 137, 163 (1803). Having concluded that petitioner's
complaint states a cause of action under the Fourth Amendment, supra, at
390-395, we hold that petitioner is entitled to recover money damages for any
injuries he has suffered as a result of the agents' violation of the
Amendment.


II
In addition to holding that petitioner's complaint had failed to state facts
making out a cause of action, the District Court ruled that in any event
respondents were immune from liability by virtue of their official position.
276 F. Supp., at 15. This question was not passed upon by the Court of
Appeals, and accordingly we do not consider [403 U.S. 388, 398] it here. The
judgment of the Court of Appeals is reversed and the case is remanded for
further proceedings consistent with this opinion.


So ordered.


Footnotes
[Footnote 1] Petitioner's complaint does not explicitly state that the agents
had no probable cause for his arrest, but it does allege that the arrest was
"done unlawfully, unreasonably and contrary to law." App. 2. Petitioner's
affidavit in support of his motion for summary [403 U.S. 388, 390] judgment
swears that the search was "without cause, consent or warrant," and that the
arrest was "without cause, reason or warrant." App. 28.

[Footnote 2] The agents were not named in petitioner's complaint, and the
District Court ordered that the complaint be served upon "those federal
agents who it is indicated by the records of the United States Attorney
participated in the November 25, 1965, arrest of the [petitioner]." App. 3.
Five agents were ultimately served.


[Footnote 3] Judge Waterman, concurring, expressed the thought that "the
federal courts can . . . entertain this cause of action irrespective of
whether a statute exists specifically authorizing a federal suit against
federal officers for damages" for acts such as those alleged. In his view,
however, the critical point was recognition that some cause of action
existed, albeit a state-created one, and in consequence he was willing "as of
now" to concur in the holding of the Court of Appeals. 409 F.2d, at 726
(emphasis in original).


[Footnote 4] "[S]ince it is the present policy of the Department of Justice
to remove to the federal courts all suits in state courts against federal
officers for trespass or false imprisonment, a claim for relief, whether
based on state common law or directly on the Fourth Amendment, will
ultimately be heard in a federal court." Brief for Respondents 13 (citations
omitted); see 28 U.S.C. 1442 (a); Willingham v. Morgan, 395 U.S. 402(1969).
In light of this, it is difficult to understand our Brother BLACKMUN'S
complaint that our holding today "opens the door for another avalanche of new
federal cases." Post, at 430. In estimating the magnitude of any such
"avalanche," it is worth noting that a survey of comparable actions against
state officers under 42 U.S.C. 1983 found only 53 reported cases in 17 years
(1951-1967) that survived a motion to dismiss. Ginger & Bell, Police
Misconduct Litigation - Plaintiff's Remedies, 15 Am. Jur. Trials 555, 580-590
(1968). Increasing this figure by 900% to allow for increases in rate and
unreported cases, every federal district judge could expect to try one such
case every 13 years.


[Footnote 5] New York at that time followed the common-law rule that a
private person may arrest another if the latter has in fact committed a
felony, and that if such is the case the presence or absence of probable
cause is irrelevant to the legality of the arrest. See McLoughlin v. New York
Edison Co., 252 N. Y. 202, 169 N. E. 277 (1929): cf. N. Y. Code Crim. Proc.
183 (1958) for codification of the rule. Conspiracy to commit a federal crime
was at the time a felony. Act of March 4, 1909, 37, 35 Stat. 1096.


[Footnote 6] Conversely, we have in some instances rejected Fourth Amendment
claims despite facts demonstrating that federal agents were acting in
violation of local law. McGuire v. United States, 273 U.S. 95 (1927)
(trespass ab initio); Hester v. United States, 265 U.S. 57 (1924) ("open
fields" doctrine); cf. Burdeau v. McDowell, 256 U.S. 465 (1921) (possession
of stolen property).


[Footnote 7] Similarly, although the Fourth Amendment confines an officer
executing a search warrant strictly within the bounds set by the warrant,
Marron v. United States, 275 U.S. 192, 196 (1927); see Stanley v. Georgia,
394 U.S. 557, 570-572 (1969) (STEWART, J., [403 U.S. 388, 395] concurring in
result), a private individual lawfully in the home of another will not
normally be liable for trespass beyond the bounds of his invitation absent
clear notice to that effect. See 1 F. Harper & F. James, The Law of Torts
1.11 (1956).


[Footnote 8] Although no State has undertaken to limit the common-law
doctrine that one may use reasonable force to resist an unlawful arrest by a
private person, at least two States have outlawed resistance to an unlawful
arrest sought to be made by a person known to be an officer of the law. R. I.
Gen. Laws 12-7-10 (1969); State v. Koonce, 89 N. J. Super. 169, 180-184, 214
A. 2d 428, 433-436 (1965).





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