-Caveat Lector-

New York Times
October 26, 1999

New Way of Looking at Diseases of the Brain
By SANDRA BLAKESLEE

   A highly respected neuroscientist has developed a provocative new
   theory of how the brain is organized which, if confirmed, would
   explain how and why the mind produces symptoms found in several
   seemingly unrelated disorders.

   According to the theory, the deep sadness in severe depression, the
   hand wringing in obsessive compulsive disorder, the ringing in the
   ears of tinnitus, the unrelenting discomfort of chronic pain and the
   shaking and immobility seen Parkinson's disease all stem from the same
   basic brain defect: a decoupling of two brain regions that normally
   fire their cells in synchrony.

   If the theory is correct, it would explain why experimental surgical
   techniques involving implanting electrodes in the brain to treat
   Parkinson's disease and depression seem to work so well, and it would
   expand their application to other brain diseases.

   The neuroscientist, Dr. Rodolfo Llinas, a professor at New York
   University Medical School, presented his findings on Sunday night in
   Miami to some 4,000 researchers attending the annual Society for
   Neuroscience meeting.

   Although the theory has not yet been subjected to peer review, a paper
   describing the work was submitted last week to Proceedings of the
   National Academy of Sciences and accepted for publication in just two
   days.

   Dr. Llinas is a member of the academy, which often publishes the work
   of leading scientists or their protégés when the ideas are new and
   have not yet been tested by others.

   "This work is very important," said Dr. Edward Jones, president of the
   Society for Neuroscience and director of the Center for Neuroscience
   at the University of California in Davis.

   "What makes it so compelling is that it doesn't come completely out of
   left field.

   It builds on a body of work that's been growing for some time.

   Everyone will say wow, yes!"

   Because these new insights into brain organization, if confirmed,
   would almost certainly promote the use of surgery to treat psychiatric
   and neurological diseases, other scientists urged caution in applying
   the theory. They are concerned because psychosurgeries that were tried
   30 to 40 years ago in these same regions of the brain made many people
   mentally incompetent.

   The theory involves two brain areas -- the cerebral cortex and the
   thalamus -- and how they communicate.

   The cortex is a thickly folded band of tissue that carries out higher
   mental capacities in humans and other mammals. It is composed of six
   layers of cells that are highly interconnected and organized into
   specialized regions that allow people to move their bodies, plan for
   the future, talk, listen, sense touch, respond to emotions and carry
   out other functions. The sixth layer of these cells is also directly
   connected through nerve fibers to cells in the thalamus, an older
   brain structure that is just under the cortex.

   The thalamus is usually thought of as a relay station. Virtually all
   information flowing from the outside world and lower brain regions
   must go through the thalamus before being passed on to the cortex.

   But according to Dr. Llinas, the thalamus does much more than simply
   pass information.

   The way that it coordinates its activity with the cortex, he says,
   gives rise not only to the symptoms seen in many neurological and
   psychiatric diseases, but to consciousness itself.

   It does so through what Dr. Llinas calls thalamo-cortical
   oscillations. The thalamus contains special cells that pass tiny
   electrical currents across their membranes in a highly coordinated
   manner, Dr. Llinas said in a telephone interview. Rather than firing
   sporadically and singly, like other nerve cells, the cells in the
   thalamus oscillate, firing in groups together at various frequencies.

   By virtue of their connections, these thalamic cells then cause cells
   in layer six -- the layer of the cortex closest to them -- to
   oscillate at the same frequency. This coordination between these
   oscillating cells in the cortex and thalamus, which are constantly
   flipping signals back and forth, binds information from different
   regions of the brain into complete actions, perceptions, movements and
   into consciousness itself, he said.

   When the cells oscillate at a high frequency, the brain is awake and
   alert.

   When they fall into low frequencies, the brain becomes disconnected,
   unconscious and falls asleep.

   In studying patients with various brain diseases, Dr. Llinas and his
   colleagues noticed that particular regions of their thalamuses
   oscillated at abnormally low frequencies, as if those regions were
   asleep.

   When this happens, Dr. Llinas said, key parts of the cortex are
   decoupled from the thalamus. Those parts of the cortex then become
   overly excited because they are no longer under proper control, he
   said, and symptoms of dysfunction emerge.

   For example, a defect in one tiny part of the thalamus that projects
   to one of the higher areas controlling movements can cause those
   movements to become uncoordinated.

   The result is the tremors seen in Parkinson's disease.

   If the defect is a fraction of an inch away, a different part of the
   region controlling movement is affected, resulting in the rigidity
   seen in many patients.

   Chronic-pain sufferers also have sluggish regions of the thalamus, Dr.
   Llinas said.

   Areas of the cortex that deal with pain become overexcited, producing
   intense discomfort that does not respond to drugs.

   Dr. Llinas speculates that the same underlying defect causes some
   types of depression, most tinnitus and obsessive compulsive disease.
   In each case, according to his theory, a part of the thalamus is out
   of phase with the cortex which, unregulated, produces symptoms of
   profound sadness, ringing in the ears or endless hand washing.

   All these disorders might be treated by implanting electrodes into the
   thalamus to break the abnormal oscillation patterns, Dr. Llinas said.
   In fact, the most effective treatment for Parkinson's patients who do
   not respond to drug therapy involves putting electrodes directly into
   the thalamus. "This breaks the abnormal disconnection and the person
   immediately gets better," Dr. Llinas said. "But you have to keep the
   electrode in. It's like a pacemaker." Similar surgeries have been
   tried successfully for chronic pain and depression. In each case, the
   electrode is targeted on only a few thousand cells.

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