Sirius created ZOOKEEPER-4823:
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             Summary: Proposal: Update the wiki of Zab 1.0 (Phase 2) to make it 
more precise and conform to the implementation
                 Key: ZOOKEEPER-4823
                 URL: https://issues.apache.org/jira/browse/ZOOKEEPER-4823
             Project: ZooKeeper
          Issue Type: Improvement
            Reporter: Sirius


As ZooKeeper evolves these years, its code implementation deviates the design 
of [Zab 1.0|https://cwiki.apache.org/confluence/display/ZOOKEEPER/Zab1.0] in 
several aspects.

One critical deviation lies in the _atomic actions_ upon a follower receives 
NEWLEADER (see 2.*f* in Phase 2).

The protocol requires that the follower " _*atomically*_ applies the new state 
and sets *f*.currentEpoch = _e_". However, the atomicity is not guaranteed with 
the current code implementation. Asynchronous logging and committing by 
multi-threads with node crash can interrupt this process and lead to possible 
data loss (see -ZOOKEEPER-3911-, ZOOKEEPER-4643, ZOOKEEPER-4646, 
-ZOOKEEPER-4785-). 

On the other hand, to implement atomicity is expensive and affecting 
performance. It is reasonable to adopt an implementation without requiring 
atomic updates in this step. It is highly recommended to update the design of 
Zab without requiring atomicity in Step 2.*f* to better guide the code 
implementation. 
h3. Update Step 2.*f* by removing the requirement of atomicity

Here provides a possible design of Step 2.*f* in Phase 2 with the removal of 
atomicity requirement.
h4. Phase 2: Sync with followers
 # *l* ...

 # *f* The follower syncs with the leader, but doesn't modify its state until 
it receives the NEWLEADER(_e_) packet. Once it receives NEWLEADER(_e_), -_it 
atomically applies the new state, and then sets f.currentEpoch = e. It then 
sends ACK(e << 32)._-

it executes the following actions sequentially:

*2.1. applies the new state;*

*2.2. sets f.currentEpoch = e;*

*2.3. sends ACK(e << 32).*

 # *l* ...

 

Note: 
 * To ensure the correctness without requiring atomicity, the follower must 
persist and sync the data before it updates its currentEpoch and replies 
NEWLEADER ack (See the analysis in ZOOKEEPER-4643 & ZOOKEEPER-4785)

 * This new design conforms to the code implementation in current latest code 
version (ZooKeeper v3.9.2). This code version has fixed the known data loss 
issues that stay unresolved for a long time due to non-atomic executions in 
Step 2.*f* , including -ZOOKEEPER-3911-, ZOOKEEPER-4643, ZOOKEEPER-4646 & 
-ZOOKEEPER-4785-. (see the code fixes in 
[PR-2111|https://github.com/apache/zookeeper/pull/2111] & 
[PR-2152|https://github.com/apache/zookeeper/pull/2152]). 

 * The correctness of this new design has been verified with the TLA+ 
specifications of Zab at different abstraction levels, including

 ** [High-level protocol 
specification|https://github.com/AlphaCanisMajoris/zookeeper-tla-spec/blob/main/Zab_new.tla]
 (developed based on the original [protocol 
spec|https://github.com/apache/zookeeper/blob/master/zookeeper-specifications/protocol-spec/Zab.tla])
 

 ** [Multi-threading-level 
specification|https://github.com/AlphaCanisMajoris/zookeeper-tla-spec/blob/main/zk_pr_2152.tla]
 (developed based on the original [system 
spec.|https://github.com/apache/zookeeper/blob/master/zookeeper-specifications/system-spec/zk-3.7/ZkV3_7_0.tla]
 This spec is corresponding to 
[PR-2152|https://github.com/apache/zookeeper/pull/2152], an effort to fix more 
known issues in Phase 2.) 

In the verification, the TLC model checker checks whether the new design 
satisfies the properties given by the Zab paper. No violation is found during 
the checking with various configurations.

 

We sincerely hope that the above update of the protocol design can be presented 
at the wiki page, and make it guide the future code implementation better!

 

About us: 

We are a research team using TLA+ to verify the correctness of distributed 
systems. 

Looking forward to receiving feedback from the ZooKeeper community!



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