*Hi Folks,
Hope you are doing well,
Please reply to **[email protected]* <[email protected]>**

*Title*:                         Sr. Business Analyst

*Duration*:                 12+ months

*Visa*:                          Any

*Location*:                 Orange County/CA



*Interview Mode:::: Telephonic followed by F2F*



*Requirements*:



*Make sure candidate have:*



·         Business Analyst

·         5+ years of experience with a large and diverse investment
management firm with a background in fixed income and equities.

·         Has work on a Legal/Compliance Team



*When send a candidate to me beside sending the candidate information
please add years *

·         *? years* Business Analyst

·         *? years* of experience with a large and diverse investment
management firm with a background in *? years* fixed income and *?
years* equities.


·         Has work on a *? years* Legal/Compliance Team









*Position Description:   *



Looking for a business analyst in its Technology department to work on its
Legal/Compliance Team. This person will participate in all phases of
project management, including requirements gathering, specification
definition, oversight of code development, creating test and rollout plans,
oversight of rollouts, and collect performance metrics, with the goal of
enhancing efficiencies across the firm’s business departments and across
global office locations.



The Business Analyst position is an ideal opportunity for individuals
interested in pursuing a career in the fast paced, dynamic fixed income
markets. In this role, you will be expected to learn about securities,
trade strategies, the impact of trades to client portfolios, and what
client guidelines are intended to do.



The Business Analyst position is an ideal opportunity for individuals
interested in pursuing a career in the fast paced, dynamic fixed income
markets. In this role, you will be expected to learn about securities,
trade strategies, the impact of trades to client portfolios, and what
client guidelines are intended to do.







*Job Requirements:*

* *

An undergraduate or degree in Accounting, Business, Finance, Economics or
other related field is required. Advanced degree is preferred.

Over 5 years of experience with a large and diverse investment management
firm with a background in fixed income and equities.

Good working knowledge of SQL

Excellent working knowledge of Excel

Series of progressive roles in operations, compliance, and/or related
functions and a proven track record of success.

Working knowledge of regulatory requirements applicable to investment
management firms.

Led major initiatives and projects across cross functional areas globally.

Previous compliance experience in the following areas are a plus; annual
compliance program reviews, forensic testing/trade surveillance, audits,
service provider oversight, regulatory examinations, distressed business
units, private equity deals, sub-advisory relationships.

Excellent written and verbal communications skills

Prioritize multiple projects and multitask

Self starter, self driven



*Preferred (but not required) business skills & technical skills*

* *

- Excel VBA

- Knowledge of derivative/FX/Equity products

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