I suspect we all agree that we want our research to be widely available, with 
as few restrictions as possible. However, we also need infrastructure to 
support our publication process. At the moment, this includes archival digital 
libraries, with search functionality. Since there are no paper archives 
anymore, we want these to have long-term stability, measured in decades and 
possibly multiple centuries.

Google Scholar, as useful as it is, is no functional replacement for IEEE 
Xplore and the ACM DL. (Besides, Google could, at any moment, terminate that 
service, as it has with other services.) Somebody has to pay for editorial 
assistants for journals, for review systems, for meta data extraction, editing 
(for journals) and for the digital repositories.

Thus, the interesting question is how to run such a system. Unfortunately, the 
authors of the review boycott don't seem to offer much of a positive 
alternative that has the stability and functionality properties. There are a 
few options:

- Professional societies, with (largely) institutional access charges. This 
means that almost all major research institutions and their members have access 
to the papers, but some smaller institutions may not.  For ACM and IEEE, this 
is not cheap, but seems reasonable. For-profit journal prices are often not 
nearly as reasonable, particularly for some of the specialty medical journals.

- OpenAccess with author charges. This just shifts the burden - now the author 
has to pay to publish, which again is probably more of a concern for smaller 
institutions, individuals and institutions in LDCs.

Given that the vast majority of authors are probably from the major research 
institutions, this seems like a zero-sum effort - you're just shifting money 
from the library budget to the research budgets or a special publication 
budget. (The current system seems more efficient, since it's one charge for the 
institution, rather than hundreds of little charges for each conference and 
journal paper.)

- Some combination of the two. This is actually what we really have today: for 
example, conference paper authors pay publication charges that are in excess of 
costs, in addition to the DL subscription that affords zero-cost access to many 
researchers.

- Government - such as the NIH PubMed system. That's not a bad option, but 
shifts the burden to the taxpayer, however modest. It would be nice if NSF or 
some UN organization did this, but that's wishful thinking, not a plan.

- Foundation - some philanthropic foundation runs this. Again, nice 
(particularly if Microsoft or Google fund it), but somebody has to ensure 
long-term stability and availability.

If we agree that somebody has to pay, either author or reader (institution) or 
some combination, the second question is whether the current charges are 
reasonable. It appears that in some cases, the digital libraries are a source 
of revenue for the societies and certainly for the for-profit publishers, but 
it would be nice to have better data. If that is the case, I think it's more 
productive to have a discussion along the lines of:

(1) Should publications be only self-supporting or is it ok that they are a 
"tax" that funds our professional infrastructure or possibly private profit?

(2) Would it be more efficient if we had a single digital library for the 
non-medical sciences than dozens of them, all reasonably similar, but with only 
partially overlapping holdings?


For (1), personally, I try to submit to not-for-profit organizations, rather 
than pricey for-profit journals or for-profit conferences and encourage my 
students to do the same. This is partially self-interested: my perception is 
that it is a lot easier for students to get access to the ACM DL and IEEE 
Xplore than to the fragmented libraries maintained by the various journal 
publishers.

For (2), I do think this is a bit of a waste - if done correctly, I think ACM, 
Usenix and IEEE (plus a lot of other engineering societies) could get a much 
better digital library if they pooled their resources, rather than "competing" 
and fragmenting. To me, that's the more interesting question than who pays how, 
as it affects the ease of doing research and the quality of research. [See "The 
Darwin Economy" by H. Frank for some interesting cases where competition can be 
quite wasteful rather than productive.]

The best thing Google and Microsoft could do is to create the best search 
platform they can, make it available as a free option to all the 
societies/publishers, and then let the publisher worry about access control and 
archival. Google Scholar seems to already do this to some extent, but the 
coverage is unclear.

Henning

On Oct 25, 2011, at 12:22 PM, Jakob Eriksson wrote:

> Joe,
> 
> I've seen a lot of knee-jerk reactions to this initiative in response to my 
> original post. 
> 
> There may be good arguments in both directions, but accusing pledge signers 
> of being egoistical, when what they are trying to achieve is free access to 
> research articles for all, seems a bit far-fetched. 
> 
> See below for a more detailed response to your points. 
> 
> On Oct 24, 2011, at 1:55 PM, Joe Touch wrote:
> 
>> I agree with others; this notably doesn't boycott submission, only peer 
>> review.
>> 
>> That has a few net effects:
>>      (1) - they're benefiting from the reviews of others without
>>      pulling their own weight
>>      (2) - they won't be on program committees anymore
>> 
>> (1) is clearly irresponsible. First, they're clearly benefiting from the 
>> reviews of others but not pulling their own weight. Second, they're failing 
>> to train their own students in how to review papers, which is a key part of 
>> their education as well as preparing them for life after graduation.
> 
> I don't think this is what (1) implies. Anyone can shirk their reviewing 
> responsibilities in this way today, without signing the pledge. Those that 
> choose to sign the pledge clearly have something else in mind.
> 
> If I sign it, my intention would certainly be to continue carrying the same 
> review load as I do today. I would simply reject requests from certain 
> venues, and be more accommodating to others, as I now have more time to spare 
> for reviewing. I would hope and expect that most of the pledge signers have a 
> similar take on this.
> 
> With more quality reviewers available to venues with good copyright policies, 
> these venues will undoubtedly rise in the ranks, gradually achieving the goal 
> of the pledge. 
> 
>> (2) has repercussions as well. They no longer help promote their employer in 
>> the community (being listed on TPCs is an advertisement of sorts). They also 
>> no longer are able to impact the community through their participation in PC 
>> meetings, which include personal networking opportunities and technical 
>> direction.
> 
> Again, I don't think things have to happen this way. For example, a signer 
> may reject an invitation to IEEE / ACM conference XXX based on their 
> copyright policy, and instead participate in ACM/USENIX conference YY which 
> has a better policy, or even use the spare time and availability of (highly 
> qualified but pledged) reviewers to start a new online journal with a more 
> appropriate policy. 
> 
>> Finally, I'm assuming that:
>>      - Google now offers advertising for free
>>      - Microsoft products are available for public download
>>      - UC Berkeley no longer charges tuition
> 
> You forget that these venues do not actually produce the papers: we do. They 
> also don't fund them: the NSF, NIH and others do. 
> 
> A colleague of mine chimed in with these statistics today: "Elsevier 
> (publishing, not the Reed Elsevier parent company) received 2 billion EUR in 
> revenue in 2010 and kept approximately 36% of that as profit." 
> 
> What exactly is it that Elsevier does (not their volunteering reviewers and 
> authors), that justifies $2B/year of funding, and 720 million in annual 
> profits? 
> 
> Jakob Eriksson
> Assistant Professor 
> University of Illinois at Chicago
> 
> 
> _______________________________________________
> IEEE Communications Society Tech. Committee on Computer Communications
> (TCCC) - for discussions on computer networking and communication.
> [email protected]
> https://lists.cs.columbia.edu/cucslists/listinfo/tccc
> 


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