This came up in the testing conference call about TPA filing extensions for their customers, it is from the CMS FAQ.

 

Question: Must every employer/plan sponsor independently submit an ASCA compliance plan to obtain the extension? Our company is a third party administrator (TPA) for a large number of employer-sponsored health plans under ERISA. They all have the same implementation plan. May we file one plan as a TPA for all these plans?

 

Answer: First, determine whether the plans are “small health plans” for purposes of HIPAA. If they are, they already have a compliance date of October 16, 2003, and are not eligible to file for a further extension. Many ERISA plans will meet this definition.  For those plans that are not “small health plans”, the obligation to file a compliance plan rests with the plan, not the TPA. The use of the same TPA does not make two or more plans “related entities.” However, the TPA may submit the ASCA compliance extension plans on behalf of the employer/sponsor.

 

Regards,

 

David Frenkel

Business Development

GEFEG USA

Global Leader in Ecommerce Tools

www.gefeg.com

425-260-5030

 


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