Lithium-ion intercalation by coupled ion-electron transfer

Despite the ubiquitousness of lithium-ion intercalation batteries, there
are still many open questions about the relationship between ion and
electron transfer. Zhang et al. present a combined experimental and
modeling study examining the fundamental mechanisms of lithium-ion
intercalation into battery cathodes by analyzing current-voltage responses
at small overpotentials (see the Perspective by Warburton). A key finding
was the close agreement between the experiments and coupled ion–electron
transfer theory rate expressions. The authors concluded that the
reaction-limited current in lithium-ion batteries is associated with the
lithium-ion vacancy fraction, in conjunction with temperature and
electrolyte effects, thus providing a pathway for designing lithium-ion
battery interfaces. —

Lithium-ion batteries power modern portable electronics and electric
vehicles by intercalating lithium ions from liquid electrolytes into solid
electrode materials. Although predictive models for ion diffusion in solids
are well established, the fundamental reaction mechanism for lithium
intercalation across the electrode-electrolyte interface remains poorly
understood. The Butler-Volmer (BV) equation, a simple model of ion
transfer, has been widely used to describe intercalation kinetics in
batteries but lacks microscopic details and fails to predict trends in
reaction rates across different materials and operating conditions.
Moreover, the BV exchange current densities inferred from experiments and
simulations for the same electrode-electrolyte pairs can vary by orders of
magnitude. Such ambiguities limit the design of batteries with desired
energy and power capabilities and reveal the need for an alternative theory
of intercalation kinetics.

RATIONALE

We hypothesize that lithium intercalation can proceed by coupled
ion-electron transfer (CIET), where the insertion of a lithium ion from the
electrolyte is facilitated by electron transfer to reduce a neighboring
metal cation in the electrode. The mathematical framework of CIET unifies
classical ion-transfer models with the Marcus theory of electron transfer
and makes predictions that differ substantially from those of existing BV
models, such as a strong dependence of the reaction rate on lithium vacancy
fraction and the existence of a quantum-mechanical reaction–limited current.

RESULTS

Using a charge-adjusted potentiostatic pulse method, we measured
intercalation and deintercalation kinetics for common positive electrode
materials, including LixCoO2 and LixNi1/3Co1/3Mn1/3O2, in a number of
electrolytes and temperatures. The measured current densities increase
linearly with increasing lithium vacancy fraction (1 − x) and increasing
overpotential (up to 150 mV), which cannot be explained by the prevailing
BV model. Instead, the electron transfer–limited regime of CIET theory fits
the data well, collapsing hundreds of data points onto a universal
current-voltage curve with only a small set of intrinsic material
parameters, including the electrode reorganization energy, electronic
coupling, and free energies of ion transfer and surface adsorption. These
parameters offer guidance for experimental measurements, engineering
simulations, and computational screening of faster electrodes and
electrolytes. Moreover, rate capability measurements of eight electrode
materials revealed a linear decay of battery capacity with increasing
current—a signature of CIET reaction limitation in stark contrast to BV
kinetics.

CONCLUSION

This work presents a unified experimental and theoretical framework for
lithium intercalation based on CIET, supported by evidence across a wide
range of common electrodes, electrolytes, and operating conditions. The
measured intercalation rates are orders of magnitude smaller than those
used in computational modeling of batteries and cannot be explained by
solid diffusion or empirical film resistances. Instead, the data are
consistent with CIET theory, which links the reaction rate to microscopic
charge-transfer properties, such as ion-transfer free energy and
reorganization energy. This mechanistic understanding challenges the
conventional view that lithium-ion batteries are diffusion limited and
highlights the electrode-electrolyte interface as a key kinetic bottleneck.
By linking interfacial electrochemistry with electrode performance, CIET
theory may catalyze new strategies to develop faster-charging, higher-power
energy storage technologies.

Schematic of lithium intercalation by CIET.

Intercalation proceeds through simultaneous ion transfer to a crystal
vacancy and electron transfer to an adjacent redox-active metal site. The
transition state is governed by lithium vacancy fraction and reorganization
of the electron environment.

Abstract

The underlying reaction mechanism in lithium-ion batteries remains poorly
understood. We provide experimental and theoretical evidence that lithium
intercalation occurs by coupled ion-electron transfer, where ion transfer
across the electrode-electrolyte interface is facilitated by electron
transfer to a neighboring redox site. Electrochemical measurements for a
variety of common electrode and electrolyte materials reveal a universal
dependence of the (de-)intercalation rate on Li+ vacancy fraction, as well
as temperature and electrolyte effects consistent with the theory, which
could be used to guide the molecular design of lithium-ion battery
interfaces.

K Rajaram IRS 31025

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