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Article Title:
==============

Avoiding Merchant Account Chargebacks

Article Description:
====================

A chargeback is a transaction that an Issuer returns to a 
merchant bank and most often, to the merchant - as a financial 
liability. In essence, it reverses a sales transaction, as 
follows: 


Additional Article Information:
===============================

1987 Words; formatted to 65 Characters per Line
Distribution Date and Time: 2008-01-22 10:00:00

Written By:     Scott Burke
Copyright:      2006-2008
Contact Email:  mailto:[EMAIL PROTECTED]



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Avoiding Merchant Account Chargebacks
Copyright (c) 2006-2008 Scott Burke
MAXX Business Solutions
http://www.cmscreditcards.com/



A chargeback is a transaction that an Issuer returns to a 
merchant bank and most often, to the merchant - as a financial 
liability. In essence, it reverses a sales transaction, as 
follows:

 * The card issuer subtracts the transaction dollar amount 
   from the cardholder's Visa account. The cardholder receives 
   a credit and is no longer financially responsible for the 
   dollar amount of the transaction. 

 * The card issuer debits the merchant bank for the dollar 
   amount of the transaction. 

 * The merchant bank will, most often, deduct the transaction 
   dollar amount from the merchant's account. 

 * The merchant loses the dollar amount of the transaction. 
   For merchants, chargebacks can be costly. 

 * You can lose both the dollar amount of the transaction 
   being charged back and the related merchandise. 

 * You also incur your own internal costs for processing 
   the chargeback. 


Why Chargebacks Occur 

The most common reasons for chargebacks include: 

 * Customer disputes

 * Fraud 

 * Processing errors

 * Authorization issues 

 * Nonfulfillment of copy requests (only if fraud or illegible) 

Although you probably cannot avoid chargebacks completely, you 
can take steps to reduce or prevent them. Many chargebacks result

from easily avoidable mistakes, so the more you know about proper

transaction-processing procedures, the less likely you will be to

inadvertently do, or fail to do, something the might result in a

chargeback.

Of course, chargebacks are not always the result of something 
merchants did or did not do. Errors are also made by merchant 
banks, card issuers, and cardholders. 


Your Responsibility 

>From the administrative point of view, the main interaction in a

chargeback is between an Issuer and a merchant bank. The Issuer 
sends the chargeback to the merchant bank, which may or may not 
need to involve the merchant who submitted the original 
transaction. This processing cycle does not relieve merchants 
from direct responsibility for taking action to remedy and 
prevent chargebacks. In most cases, the full extent of your 
financial and administrative liability for chargebacks is spelled

out in your merchant agreement. 


Customer Dispute Chargebacks

Customer disputes are one of the most common reasons for 
chargebacks. A customer may dispute a transaction because:

 * A credit has not been processed when the customer expected 
   it would be. 

 * Merchandise ordered was never received. 

 * A service was not performed as expected. 

 * The customer did not make the purchase; it was fraudulent. 

Because these chargebacks may indicate customer dissatisfaction
-
and the potential for lost sales in the future - addressing their

underlying causes should be an integral part of your customer 
service policies.

If a cardholder with a valid dispute contacts you directly, act 
promptly to resolve the situation. Issue a credit, as 
appropriate, and send a note or e-mail message to let the 
cardholder know he or she will be receiving a credit.


Chargeback Remedies 

Even when you do receive a chargeback, you may be able to resolve

it without losing the sale. Simply provide your merchant bank 
with additional information about the transaction or the actions

you have taken related to it. For example, you might receive a 
chargeback because the cardholder is claiming that credit has not

been given for returned merchandise. You may be able to resolve 
the issue by providing proof that you submitted the credit on a 
specific date. Send this information to your merchant bank in a 
timely manner. 

The key in this and similar situations is always to send your 
merchant bank as much information as possible to help it remedy 
the chargeback. With appropriate information, your merchant bank

may be able to resubmit, or "represent", the item to the Issuer

for payment. 

Timeliness is also essential when attempting to remedy a 
chargeback. Each step in the chargeback cycle has a defined time

limit during which action can be taken. If you or your merchant 
bank does not respond during the time specified on the request -
which may vary depending on your merchant bank - you will not be

able to remedy the chargeback. 

Although many chargebacks are resolved without the merchant 
losing the sale, some cannot be remedied. In such cases, 
accepting the chargeback may save you the time and expense of 
needlessly contesting it. 


Representment Rights for Card-Not-Present Merchants

Card-not-present merchants should be familiar with the chargeback

representment rights associated with the use of AVS, CVV2, and 
the option to provide compelling information. Specifically, your

merchant bank can represent a charged-back transaction if:

 * You received an AVS positive match in the authorization 
   message and if the billing and shipping addresses are the 
   same. You will need to submit proof of the shipping address 
   and delivery. 

 * You submitted an AVS query during authorization and received 
   a "U" response from a U.S. Issuer. This response means the 
   Issuer is unavailable or does not support AVS. 

 * You submitted a CVV2 verification request during authorization

   and received a "U" response from a U.S. Issuer. This
response 
   means the Issuer does not support CVV2. 

 * You can provide documentation that you: 

 * Spoke to the cardholder and he or she now acknowledges the 
   validity of the transaction, OR received a letter from the 
   cardholder that he or she now acknowledges the validity of 
   the transaction. 

If you believe you have AVS, CVV2, or compelling information 
representment rights on a charged - back transaction, work with 
your merchant bank to ensure that all supporting evidence for 
the representment is submitted. 


Avoiding Chargebacks 

Most chargebacks can be attributed to improper transaction-
processing procedures and can be prevented with appropriate 
training and attention to detail. The following best practices 
will help you minimize chargebacks. 


Point of Sale

 * Declined Authorization. Do not complete a transaction if 
   the authorization request was declined. Do not repeat the 
   authorization request after receiving a decline; ask for 
   another form of payment. 

 * Transaction Amount. Do not estimate transaction amounts. 
   For example, restaurant merchants should authorize 
   transactions only for the known amount on the check; 
   they should not add on a tip. 

 * Referrals. If you receive a "Call" message in response 
   to an authorization request, do not accept the transaction 
   until you have called your authorization center. In such 
   instances, be prepared to answer questions. The operator 
   may ask to speak with the cardholder. If the transaction 
   is approved, write the authorization code on the sales 
   receipt. If declined, ask the cardholder for another Visa 
   card. 

 * Expired Card. Do not accept a card after its "Good Thru" 
   or "Valid Thru" date unless you obtain an authorization 
   approval for the transaction. 

 * Card Imprint for Key-Entered Card-Present Transactions. 
   If, for any reason, you must key-enter a transaction to 
   complete a card-present sale, make an imprint of the 
   front of the card on the sales receipt, using a manual 
   imprinter. Even if the transaction is authorized and the 
   cardholder signs the receipt, the transaction may be 
   charged back to you if the receipt does not have an 
   imprint of the embossed account number and expiration 
   date.

 * Cardholder Signature. The cardholder's signature is 
   required for all card-present transactions. Failure to 
   obtain the cardholder's signature could result in a 
   chargeback if the cardholder later denies authorizing 
   or participating in the transaction. When checking the 
   signature, always compare the first letter and spelling 
   of the surname on the sales receipt with the signature 
   on the card. If they are not the same, ask for additional 
   identification or make a Code 10 call.

 * Digitized Cardholder Signature. Some Visa cards have a 
   digitized cardholder signature on the front of the card, 
   in addition to the hand-written signature on the signature 
   panel on the back. However, checking the digitized 
   signature is not sufficient for completing a transaction. 
   Sales staff must always compare the customer's signature 
   on the sales receipt with the hand-written signature in 
   the signature panel. 

 * Fraudulent Card-Present Transaction. If the cardholder is 
   present and has the account number but not the card, do 
   not accept the transaction. Even with an authorization 
   approval, the transaction can be charged back to you if 
   it turns out to be fraudulent. 

 * Legibility. Ensure that the transaction information on 
   the sales receipt is complete, accurate, and legible 
   before completing the sale. An illegible receipt, or a 
   receipt which produces an illegible copy, may be returned 
   because it cannot be processed properly. The growing use 
   of electronic scanning devices for the electronic 
   transmission of copies of sales receipts makes it 
   imperative that the item being scanned be very legible. 

 * "No Chargeback" Sales Receipts. Independent entrepreneurs 
   have been selling sales-receipt stock bearing a statement 
   near the signature area that the cardholder waives the 
   right to charge the transaction back to the merchant. 
   These receipts are being marketed to merchants with the 
   claim that they can protect businesses against chargebacks; 
   in fact, they do not. "No chargeback" sales receipts 
   undermine the integrity of the Visa payment system and 
   are prohibited. 


Sales-Receipt Processing

 * One Entry for Each Transaction. Ensure that transactions 
   are entered into point-of-sale terminals only once and 
   are deposited only once. You may get a chargeback for 
   duplicate transactions if you: 

 * Enter the same transaction into a terminal more than once 

 * Deposit both the merchant copy and bank copy of a sales 
   receipt with your merchant bank. 

 * Deposit the same transaction with more than one merchant 
   bank. 

 * Voiding Incorrect or Duplicate Sales Receipts. Ensure 
   that incorrect or duplicate sales receipts are voided 
   and that transactions are processed only once. 

 * Depositing Sales Receipts. Deposit sales receipts with 
   your merchant bank as quickly as possible, preferably 
   within one to five days of the transaction date; do not 
   hold on to them. 

 * Timely Deposit of Credit Transactions. Deposit credit 
   receipts with your merchant bank as quickly as possible, 
   preferably the same day the credit transaction is 
   generated. 

 * Ship Merchandise Before Depositing Transaction. For 
   card-not-present transactions, do not deposit sales 
   receipts with your merchant bank until you have shipped 
   the related merchandise. If customers see a transaction 
   on their monthly Visa statement before they receive the 
   merchandise, they may contact their Issuer to dispute 
   the billing. Similarly, if delivery is delayed on a 
   card-present transaction, do not deposit the sales 
   receipt until the merchandise has been shipped. 

 * Requests for Cancellation of Recurring Transactions. 
   If a customer requests cancellation of a transaction 
   that is billed periodically (monthly, quarterly, or 
   annually), cancel the transaction immediately or as 
   specified by the customer. As a customer service, advise 
   the customer in writing that the service, subscription, 
   or membership has been cancelled and state the effective 
   date of the cancellation. 


Customer Service

Delayed Delivery. If the merchandise or service to be provided to

the cardholder will be delayed, advise the cardholder in writing

of the delay and the new expected delivery or service date.

Item Out of Stock. If the cardholder has ordered merchandise that

is out of stock or no longer available, advise the cardholder in

writing. If the merchandise is out of stock, let the cardholder 
know when it will be delivered. If the item is no longer 
available, offer the option of either purchasing a similar item 
or canceling the transaction. Do not substitute another item 
unless the customer agrees to accept it. 

Disclosing Refund, Return, or Service Cancellation Policies. If 
your business has policies regarding merchandise returns, 
refunds, or service cancellation, these policies must be 
disclosed to the cardholder at the time of the transaction. Your

policies should be pre-printed on your sales receipts; if not, 
write or stamp your refund or return policy information on the 
sales receipt near the customer signature line before the 
customer signs (be sure the information is clearly legible on all

copies of the sales receipt). Failure to disclose your refund and

return policies at the time of a transaction could result in a 
dispute should the customer return the merchandise.

Return, refund, and cancellation policy for Internet merchants. 
This policy must be clearly posted to inform cardholders of their

rights and responsibilities (e.g., if the merchant has a limited

or no refund policy, this must be clearly disclosed to cardholder

on your Website before the purchase decision is made to prevent 
misunderstandings and disputes). 




---------------------------------------------------------------------
Scott Burke, President of MAXX Business Solutions is committed 
to making the merchant experience a pleasure and one that will 
build long-lasting business relationships. MAXX works as a 
trusted partner in merchant account credit card processing 
and strives to provide merchants with the best support, 
the best rates, and the best service in the industry. 
http://www.cmscreditcards.com


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