In response to Kathy Morgan's query, I had rashly asserted that the term 
"alpha" to indicate 
the dominant animal in a group must have originated with the primate studies of 
C.R. 
Carpenter. I suggested that Carpenter might have used the term as early as 1942 
in an 
article in the Journal of Comparative Psychology. To which David Kreiner 
helpfully replied:

> Stephen, first the good news. I was able to access the full text of Carpenter 
> (1942). The 
> bad news: no use of the term "alpha male." 

Uh-oh. Another case of a beautiful theory slain by an ugly fact. I was led 
astray by comments 
such as those by Haraway (1978), on Carpenter removing the "alpha male" from 
his group 
and then observing the remaining animals. But after David's bad news, I was 
able to get to a 
book of Carpenter's published and unpublished papers dating from the 
1930's.(Carpenter, 
1964). He never said "alpha male" there or elsewhere in his writings, instead 
using such 
phrases as "most dominant male", "no. 1 dominant male", and "supremely dominant 
male". 
Clearly, Carpenter needed but was unaware of the succinct  and memorable term  
"alpha 
male". 

On the other hand, William Scott set me on the right track by noting the use of 
the term 
"alpha cock" and "alpha mouse" by the zoologist W.C. Allee as early as 1942. 
The phrase 
appears even earlier in Allee's book, _The Social Live of Animals_ (1938), 
where it seems to 
be close to a definition, namely  "A hen which is otherwise the _alpha_ 
[italics in the original] 
bird in the pen may be pecked with impunity by some low-ranking member, 
although the 
latter is in turn pecked by many birds over which the _alpha_ hen has a clearly 
established 
social superiority (p. 179). "

So my current candidate for the originator of the phrase is W.C. Allee. 
Interestingly, Allee 
does not use the phrase in an even earlier paper (Masure and Allee, 1934), 
instead referring 
to the "despot" of the flock, an unsatisfactory and anthropomorphic term. 

Two final points: In searching the web, I came across an essay by Robert Ardrey 
on "The 
alpha fish" in his book _The Social Contract_ (1970) [ 
http://www.ditext.com/ardrey/4.html  ], 
where he discusses the history of research on the alpha animal. He suggests, 
although "not 
sure",  that it was G.K. Noble who originated the term as "the alpha fish". In 
my second post, I 
did cite a 1944 paper by Noble using this term, but nothing earlier. So I'm 
sticking with Allee 
in 1938. 

Second, I was already familiar with Allee through his delightful, brilliant, 
and disgusting (1933) 
study providing an early demonstration of the social facilitation effect, that 
things go better 
when performed in front of an audience. If I recall correctly, he showed that 
cockroaches, 
when in the presence of a bleacher section of enthusiastic roach supporters 
chanting, "Go, 
roach, go!", performed better on a simple maze than did solitary cockroaches. I 
am not 
making this up (ok, maybe just the chanting). 

Stephen


Haraway, D. (1978). Animal sociology and a natural economy of the body politic, 
part I: A 
political physiology of dominance. Signs, v. 4, p. 21--

Carpenter, C.R. (1964). Naturalistic behavior of nonhuman primates. 
Pennsylvania State 
University Press. 

Masure, R., and Allee, W. (1934). The social order in flocks of the common 
chicken and the 
pigeon. Auk, 51, 306-327

Gates, M. F., & Allee, W. C. (1933). Conditioned behavior of isolated and 
grouped 
cockroaches on a simple maze: Journal of Comparative Psychology Vol 
15(2),331-358. 


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Stephen L. Black, Ph.D.          
Professor of Psychology, Emeritus   
Bishop's University               
 e-mail:  [email protected]
2600 College St.
Sherbrooke QC  J1M 1Z7
Canada
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