[ The Types Forum, http://lists.seas.upenn.edu/mailman/listinfo/types-list ]

Jan,

I agree that it would be good for ACM to be more transparent about where the money is going, or improve their PR. I really doubt that they are being dishonest; maybe they are being inefficient or pointless activities, but I have yet to see a convincing analysis of that. I do wonder what specifically you feel they are wasting money on. I feel we tend to take the existence of professional societies like ACM and IEEE for granted, but we should be less cavalier about the possibility of blowing up their funding model.

You must have misread the ACM page. The $3k APC was cited not as a "reasonable" charge, but exactly to argue that ACM is better than many commercial publishers. An APC of $3-5k is not unusual (even for some non-open-access journals!), whereas ACM's are much lower.

Springer's APC vary by venue. Randomly visiting some open-access Springer journal sites suggests that the APCs for their OA journals are pretty close to those of ACM: around $1200.

Andrew

jan Vitek wrote on 12/22/19 1:18 PM:
[ The Types Forum, http://lists.seas.upenn.edu/mailman/listinfo/types-list ]

Andrew,

One problem here is that ACM is financing a whole lot of other
things besides publishing our papers with the DL’s revenue.
They like to call those things their “Good Works” but I have
never seen convincing accounting of what they are or an open
discussion with the community if there is strong support for
spending our DL revenues on them.

So, when you talk about the economics — you have to qualify this
by saying “assuming we agree with ACM on their use of our funds”.

Many of us don’t.

Springer gives ETAPS APCs of 200$ (if I recall). The ACM document
talks about APC charges of up to 3000$.  They are not reasonable.

-jan


Jan Vitek, Professor
Computer Science, Northeastern University
Video chat: https://bluejeans.com/8650208205
Book a meeting: https://calendly.com/vitekj

On Dec 22, 2019, at 12:52 PM, [email protected] 
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Today's Topics:

   1. Re:  In a letter to the US White House, ACM opposes free
      distribution of peer-reviewed journal articles (Andrew Myers)
   2. Re:  In a letter to the US White House, ACM opposes free
      distribution of peer-reviewed journal articles (Gabriel Scherer)


----------------------------------------------------------------------

Message: 1
Date: Sun, 22 Dec 2019 09:46:15 -0500
From: Andrew Myers <[email protected]>
To: Gabriel Scherer <[email protected]>
Cc: Types list <[email protected]>
Subject: Re: [TYPES] In a letter to the US White House, ACM opposes
        free distribution of peer-reviewed journal articles
Message-ID: <[email protected]>
Content-Type: text/plain; charset=utf-8; format=flowed

It feels a bit facile to bash the ACM for signing onto this letter. The
letter does not mean that they oppose making publications freely
available; in fact, I believe open access is a goal for ACM. The letter
means that they oppose having the government *mandate* that all
scientific publishers operate in this way. Exactly what the right
funding model is for scientific publications is still up in the air.
Should the government spend taxes enforcing rules whose implications we
do?not?fully?understand??I?think?not.

The discussions I have seen about this topic seem to focus on the costs
to readers and authors while completely ignoring the economics of
publishing. I hope we can agree that publishers do provide some value in
supporting the scientific process, for example by maintaining archives
of publications for decades and across formats. That value can only be
delivered if ACM et al. have money. Where are they supposed to get it?
The old model of libraries paying ACM subscriptions is dying and is
incompatible with open access. Corporate charity is unreliable and
insufficient. The only other player with an incentive to provide money
is the authors. My understanding is that the economics are forcing ACM
to?go?in?that?direction.

I believe ACM Is trying to be a good actor here, unlike publishers that
double-dip by extracting money from both the authors (publication fees)
and the readers (subscription fees); those publishers are doing very
well financially and generating well-earned resentment. My understanding
is that ACM does not want to double-dip. Instead, the idea is that
authors at institutions with ACM subscriptions will pay lower or no fees
for publications. That should keep the total cost to institutions under
control and hopefully approximately cost-neutral. And note that the open
access fees charged to other authors are still much lower than the
author fees charged by other publishers. The journal Nature charges
authors?$2000,?for?example,?and?it?is?not?the?high?end.

Best,

Andrew?Myers

Gabriel?Scherer?wrote?on?12/21/19?6:01?AM:
[?The?Types?Forum,
http://lists.seas.upenn.edu/mailman/listinfo/types-list?]

Dear?Roberto?(and?list),

The?new?ACM?Open?model?is?based?on?the?core?idea?of?saving?the?licensing
revenue?of?the?ACM?by?shifting?costs?from?their?many?customers?(including
in?particular?companies)?to?only?the?institutions?who?submit?the?articles.

They?hope?that?the?academic?actors?that?produce?the?scientific?value?will
also?pay?for?current?ACM?expenses.?This?model?is?completely?incompatible
with?having?fair?Open?Access?prices?for?ACM?publications;?on?the?contrary,

it?would?result?in?a?strong?total-cost?increase?for?academic?entities?that

publish?in?ACM?proceedings.

This?is?frankly?explained?on?the?(current?version?of)?the?ACM?Open
documentation?page:
https://www.acm.org/publications/openaccess#acmopen

Today,?ACM?Publications?and?the?ACM?Digital?Library?platform?are?funded?by

selling?"read"?or?"access"?licenses?to?approximately?2,700?universities,
government?research?labs,?and?corporations?from?around?the?world.?The
income?generated?from?the?sale?of?these?licenses?[...]?is?approximately
$20M+?annually

The?vast?majority?of?[ACM]?articles?are?authored?by?individuals?affiliated

with?~1,000?institutions,?which?is?roughly?1/3?of?the?institutions?that
license??access??to?the?ACM?Digital?Library.?So,?the?main?challenge?for?ACM

is?how?to?generate?roughly?the?same?income?from?1/3?the?number?of
institutions?over?the?long?term,?as?ACM?transitions?from?selling
institutional?"access"?to?an?institutional?"OA?publication"?model?and?more

and?more?of?the?articles?published?in?the?ACM?DL?are?published?in?front?of

the?subscription?paywall.

A?transition?to?fair?Open?Access?practices?would?require?the?difficult
decision?of?giving?up?on?licensing?revenue.
The?ACM?does?not?seem?willing?to?do?it,?and?cannot?be?trusted?to?do?it
eventually.


On?Fri,?Dec?20,?2019?at?7:08?PM?Roberto?Di?Cosmo <[email protected]>
wrote:

Thanks?Gabriel?for?bringing?this?to?this?list:?it?was?indeed?shocking?to
see?ACM
(and?many?other?learned?societies)?in?the?list?of?signatories?of?this
letter.

The?fact?that?many?small?learned?societies?do?not?feel?ready?to?jump?into

a?pure
open?access?model?right?away?does?not?justify?their?signature?on?a?letter

containing?highly?debatable?(that's?an?euphemism)?statements?like?the?ones

you?pinpoint.

By?a?curious?coincidence,?I?got?almost?at?the?same?time?an?ACM?newlsetter

(Blue
Diamond)?containing?among?other?announcements,?this?one:

?????ACM?OPEN:?A?New?Transformative?Model?for?Open?Access?Publication

??????Over?the?past?year?ACM?Publications?staff?have?been?working
collaboratively?with
??????a?group?of?large?research?universities?in?the?United?States?to
develop?an
??????entirely?new?and?innovative?model?for?Open?Access?publication?that
has?the
??????potential?to?transition?ACM?into?a?predominantly?Open?Access
publisher?over?the
??????next?decade?or?sooner.

You?can?find?details?of?the?proposed?model?at
https://www.acm.org/publications/openaccess#acmopen

Cheers

--
Roberto

On?Fri,?Dec?20,?2019?at?02:53:05PM?+0100,?Gabriel?Scherer?wrote:
[?The?Types?Forum,
http://lists.seas.upenn.edu/mailman/listinfo/types-list?]
Dear?types-list?and?SIGPLAN,

I?have?long?been?of?the?opinion?that?our?scientific?publications
should?be?Open?Access,?and?that?editors?should?not?request?more?than
a?fair?price?(cost?of?publication,?which?Dasgtuhl?estimates?at?$60
per?article).?In?particular,?I?believe?that?copyright?transfer
agreements,?as?imposed?by?most?editors?including?the?ACM,?is?deeply
unethical:?the?publishers?are?not?the?authors?of?our?scientific
production?and?they?should?not?force?us?to?give?our?copyright?to
them.?A?non-exclusive?publishing?agreement?should?be?enough.

Whether?or?not?you?agree?with?this?position,?you?may?be?interested?in
the?content?of?the?following?letter?to?the?US?White?House?that
a?coalition?of?scientific?publishers,?*including?the?ACM*,?signed?and
support.



https://presspage-production-content.s3.amazonaws.com/uploads/1508/coalitionletteropposinglowerembargoes12.18.2019-581369.pdf

???press?release?from?the?coalition?of?editors:

https://newsroom.publishers.org/researchers-and-publishers-oppose-immediate-free-distribution-of-peer-reviewed-journal-articles

(This?letter?was?written?in?the?context?of?a?proposed?US?legislation
to?force?more?scientists?to?publish?their?work?in?Fair?Open?Access
venues.?I?haven't?been?able?to?find?a?precise?link?to?a?discussion?of
this?proposed?legislation.)

The?following?parts?of?the?letter?co-signed?by?the?ACM?are
particularly?juicy:

[We]?have?learned?that?the?Administration?may?be?preparing?to?step
into?the?private?marketplace?and?force?the?immediate?free?distribution
of?journal?articles?financed?and?published?by?organizations?in?the
private?sector,?including?many?non-profits.?This?would?effectively
nationalize?the?valuable?American?intellectual?property?that?we
produce?and?force?us?to?give?it?away?to?the?rest?of?the?world?for
free.
This?mandate?[...]?would?make?it?very?difficult?for?most?American
publishers?to?invest?in?publishing?these?articles.?As?a?consequence,
it?would?place?increased?financial?responsibility?on?the?government
through?diverted?federal?research?grant?funds?or?additional?monies
to?underwrite?the?important?value?added?by?publishing.?In?the?coming
years,?this?cost?shift?would?place?billions?of?dollars?of?new?and
additional?burden?on?taxpayers.
In?my?discussion?with?many?of?us,?I?regularly?hear?that?the?ACM?is
"not?evil"?(the?SIGPLAN,?of?course,?is?pure?good!)?and?that?placating
its?weird?views?(for?example,?that?it?really?does?cost?$700?or?$900?to
publish?an?article?as?Open?Source)?is?good?for?our?research
community.?It?do?not?see?how?this?argument?is?compatible?with?the?ACM
signing?this?letter.

I?believe?that?many?of?our?activities,?which?we?collectively?trained
ourselves?to?see?as?harmless?administrative?details?of?our?research
work,?are?in?fact?empowering?the?ACM?to?make?those?claims.?Should?we
accept?to?give?away?our?copyright,?or?pay??unreasonable
Gold?Access?author?processing?charges?(APCs)?

?:?The?SIGPLAN?decision?to?cover?APC?costs?for?PACMPL?articles?is
shielding?many?of?us?from?paying?APCs.?But?many?of?the?smaller
conferences,?symposiums?or?workshops?in?our?community?whose
proceedings?are?handled?by?the?ACM?are?still?limited?to?"pay
$900"?(or?"pay?$25?per?page")?as?the?only?Open?Access?option,?with
copyright?transfer?as?the?only?free?choice,?which?is?effectively
keeping?those?proceedings?Closed-Access.
--
Roberto?Di?Cosmo

------------------------------------------------------------------
Computer?Science?Professor
?????????????(on?leave?at?INRIA?from?IRIF/University?Paris?Diderot)

Director
Software?Heritage https://www.softwareheritage.org
INRIA
Bureau?C328??????????????????E-mail?: [email protected]
2,?Rue?Simone?Iff??????????Web?page?: http://www.dicosmo.org
CS?42112????????????????????Twitter?: http://twitter.com/rdicosmo
75589?Paris?Cedex?12????????????Tel?:?+33?1?80?49?44?42
------------------------------------------------------------------

GPG?fingerprint?2931?20CE?3A5A?5390?98EC?8BFC?FCCA?C3BE?39CB?12D3




------------------------------

Message: 2
Date: Sun, 22 Dec 2019 18:52:12 +0100
From: Gabriel Scherer <[email protected]>
To: Andrew Myers <[email protected]>
Cc: Types list <[email protected]>
Subject: Re: [TYPES] In a letter to the US White House, ACM opposes
        free distribution of peer-reviewed journal articles
Message-ID:
        <CAPFanBFYpcjf=8AJubHawGv=K-SB=91mfh+-ly9ccxf5d9+...@mail.gmail.com>
Content-Type: text/plain; charset="UTF-8"

Dear Andrew (and list),

I believe open access is a goal for ACM


This is what the ACM says, but this is not their actions suggest. Some
examples:

1. They signed this letter. (They defend their choice in
https://www.acm.org/about-acm/opposition-to-zero-embargo-mandate )

2. Events affiliated with an ACM conference, such as a workshop, are not
allowed to publish their proceedings as (fair) open-access if they wish to,
for example by publishing in ETCS or LiPICS. (I know from my experience
with the ML and OCaml workshops that ACM people check this and enforce this
rule.)

3. According to private communication with ETAPS organizers, the Gold Open
Access deal offered by Springer costs *less* per paper for ETAPS than the
Open Access model that SIGPLAN generously funds for PACMPL. If you're doing
worse than Springer at Open Access, you are probably not trying very hard.

I hope we can agree that publishers do provide some value in supporting the
scientific process, for example by maintaining archives of publications for
decades and across formats.

According to LiPICS (the fair Open Access publishing arm of Schloss
Dagstuhl), their edition/typesetting work costs 60? per article (
https://www.dagstuhl.de/en/publications/lipics/processing-charge/ ). (In
any case, ACM outsources their edition work on proceedings to external
companies, that if I understand correctly are budgeted as part of the
conference organization, so not paid by ACM itself.)

According to arXiv, their long-term archival platform costs <$7 per article
( https://arxiv.org/help/support/whitepaper#21-budget ).

On Sun, Dec 22, 2019 at 3:46 PM Andrew Myers <[email protected]> wrote:

It feels a bit facile to bash the ACM for signing onto this letter. The
letter does not mean that they oppose making publications freely available;
in fact, I believe open access is a goal for ACM. The letter means that
they oppose having the government *mandate* that all scientific publishers
operate in this way. Exactly what the right funding model is for scientific
publications is still up in the air. Should the government spend taxes
enforcing rules whose implications we do not fully understand? I think not.

The discussions I have seen about this topic seem to focus on the costs to
readers and authors while completely ignoring the economics of publishing.
I hope we can agree that publishers do provide some value in supporting the
scientific process, for example by maintaining archives of publications for
decades and across formats. That value can only be delivered if ACM et al.
have money. Where are they supposed to get it? The old model of libraries
paying ACM subscriptions is dying and is incompatible with open access.
Corporate charity is unreliable and insufficient. The only other player
with an incentive to provide money is the authors. My understanding is that
the economics are forcing ACM to go in that direction.

I believe ACM Is trying to be a good actor here, unlike publishers that
double-dip by extracting money from both the authors (publication fees) and
the readers (subscription fees); those publishers are doing very well
financially and generating well-earned resentment. My understanding is that
ACM does not want to double-dip. Instead, the idea is that authors at
institutions with ACM subscriptions will pay lower or no fees for
publications. That should keep the total cost to institutions under control
and hopefully approximately cost-neutral. And note that the open access
fees charged to other authors are still much lower than the author fees
charged by other publishers. The journal Nature charges
authors $2000, for example, and it is not the high end.

Best,

Andrew Myers

Gabriel Scherer wrote on 12/21/19 6:01 AM:

[ The Types Forum, http://lists.seas.upenn.edu/mailman/listinfo/types-list ]


Dear Roberto (and list),

The new ACM Open model is based on the core idea of saving the licensing
revenue of the ACM by shifting costs from their many customers (including
in particular companies) to only the institutions who submit the articles.
They hope that the academic actors that produce the scientific value will
also pay for current ACM expenses. This model is completely incompatible
with having fair Open Access prices for ACM publications; on the contrary,
it would result in a strong total-cost increase for academic entities that
publish in ACM proceedings.

This is frankly explained on the (current version of) the ACM Open
documentation page:
   https://www.acm.org/publications/openaccess#acmopen

Today, ACM Publications and the ACM Digital Library platform are funded by
selling "read" or "access" licenses to approximately 2,700 universities,
government research labs, and corporations from around the world. The
income generated from the sale of these licenses [...] is approximately
$20M+ annually

The vast majority of [ACM] articles are authored by individuals affiliated

with ~1,000 institutions, which is roughly 1/3 of the institutions that
license ?access? to the ACM Digital Library. So, the main challenge for ACM

is how to generate roughly the same income from 1/3 the number of
institutions over the long term, as ACM transitions from selling
institutional "access" to an institutional "OA publication" model and more
and more of the articles published in the ACM DL are published in front of
the subscription paywall.

A transition to fair Open Access practices would require the difficult
decision of giving up on licensing revenue.
The ACM does not seem willing to do it, and cannot be trusted to do it
eventually.


On Fri, Dec 20, 2019 at 7:08 PM Roberto Di Cosmo <[email protected]>
<[email protected]>
wrote:

Thanks Gabriel for bringing this to this list: it was indeed shocking to
see ACM
(and many other learned societies) in the list of signatories of this
letter.

The fact that many small learned societies do not feel ready to jump into
a pure
open access model right away does not justify their signature on a letter
containing highly debatable (that's an euphemism) statements like the ones
you pinpoint.

By a curious coincidence, I got almost at the same time an ACM newlsetter
(Blue
Diamond) containing among other announcements, this one:

     ACM OPEN: A New Transformative Model for Open Access Publication

      Over the past year ACM Publications staff have been working
collaboratively with
      a group of large research universities in the United States to
develop an
      entirely new and innovative model for Open Access publication that
has the
      potential to transition ACM into a predominantly Open Access
publisher over the
      next decade or sooner.

You can find details of the proposed model at
https://www.acm.org/publications/openaccess#acmopen

Cheers

--
Roberto

On Fri, Dec 20, 2019 at 02:53:05PM +0100, Gabriel Scherer wrote:

[ The Types Forum,

http://lists.seas.upenn.edu/mailman/listinfo/types-list ]

Dear types-list and SIGPLAN,

I have long been of the opinion that our scientific publications
should be Open Access, and that editors should not request more than
a fair price (cost of publication, which Dasgtuhl estimates at $60
per article). In particular, I believe that copyright transfer
agreements, as imposed by most editors including the ACM, is deeply
unethical: the publishers are not the authors of our scientific
production and they should not force us to give our copyright to
them. A non-exclusive publishing agreement should be enough.

Whether or not you agree with this position, you may be interested in
the content of the following letter to the US White House that
a coalition of scientific publishers, *including the ACM*, signed and
support.




https://presspage-production-content.s3.amazonaws.com/uploads/1508/coalitionletteropposinglowerembargoes12.18.2019-581369.pdf

   press release from the coalition of editors:


https://newsroom.publishers.org/researchers-and-publishers-oppose-immediate-free-distribution-of-peer-reviewed-journal-articles

(This letter was written in the context of a proposed US legislation
to force more scientists to publish their work in Fair Open Access
venues. I haven't been able to find a precise link to a discussion of
this proposed legislation.)

The following parts of the letter co-signed by the ACM are
particularly juicy:

[We] have learned that the Administration may be preparing to step
into the private marketplace and force the immediate free distribution
of journal articles financed and published by organizations in the
private sector, including many non-profits. This would effectively
nationalize the valuable American intellectual property that we
produce and force us to give it away to the rest of the world for
free.
This mandate [...] would make it very difficult for most American
publishers to invest in publishing these articles. As a consequence,
it would place increased financial responsibility on the government
through diverted federal research grant funds or additional monies
to underwrite the important value added by publishing. In the coming
years, this cost shift would place billions of dollars of new and
additional burden on taxpayers.

In my discussion with many of us, I regularly hear that the ACM is
"not evil" (the SIGPLAN, of course, is pure good!) and that placating
its weird views (for example, that it really does cost $700 or $900 to
publish an article as Open Source) is good for our research
community. It do not see how this argument is compatible with the ACM
signing this letter.

I believe that many of our activities, which we collectively trained
ourselves to see as harmless administrative details of our research
work, are in fact empowering the ACM to make those claims. Should we
accept to give away our copyright, or pay? unreasonable
Gold Access author processing charges (APCs)?

?: The SIGPLAN decision to cover APC costs for PACMPL articles is
shielding many of us from paying APCs. But many of the smaller
conferences, symposiums or workshops in our community whose
proceedings are handled by the ACM are still limited to "pay
$900" (or "pay $25 per page") as the only Open Access option, with
copyright transfer as the only free choice, which is effectively
keeping those proceedings Closed-Access.

--
Roberto Di Cosmo

------------------------------------------------------------------
Computer Science Professor
             (on leave at INRIA from IRIF/University Paris Diderot)

Director
Software Heritage                https://www.softwareheritage.org
INRIA
Bureau C328                  E-mail : [email protected]
2, Rue Simone Iff          Web page : http://www.dicosmo.org
CS 42112                    Twitter : http://twitter.com/rdicosmo
75589 Paris Cedex 12            Tel : +33 1 80 49 44 42
------------------------------------------------------------------

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