Deflation Fusion
Speculations Regarding the Nature of Cold Fusion
Horace Heffner                  October 17, 2007


PURPOSE

It is intended here to advance potential mechanisms underlying the production of cold fusion and low energy nuclear reactions (LENR). The possible existence of such mechanisms suggests new experiments and improved techniques that may lead to a better understanding of some of the anomalous behavior of these reactions, like unusual branching ratios. It is also intended to derive some engineering principles to utilize the mechanisms.


ELECTRON SCREENING IN FUSION REACTIONS

The term “electron screening” when applied to fusion reactions typically has two meanings.

One type of electron screening is the effect of the distribution of charge in the electron wave functions of orbital electrons between two hydrogen nuclei. The charge of a single orbital electron is spread over a large volume, compared to nuclear distances, thus this screening is very tenuous. The electron screening in a hydrogen molecule actually thins out if the two nuclei are brought closer together than their average separation distance, thus increasing their mutual repulsion, and restoring the molecular shape. This orbital electron screening requires long tunneling distances of the hydrogen nucleus to achieve fusion, due to the large size of the orbital in comparison to the nucleus.

Another kind of electron screening can occur when most of the wave function of one or two free electrons gets between two hydrogen nuclei. This can only happen if the screening electron de Broglie wavelength is small, therefor the momentum and thus energy of the screening electron is high, well over 2000 eV. This kind of electron screening happens with great frequency only in very hot dense environments.

Electron screening fusion reactions can be called electron catalyzed fusion. Proposed here is a third kind of electron catalyzed fusion, called deflation fusion. It is not an electron screening reaction. It is fusion occurring as the result of a multi-body quantum wave function collapse simultaneously involving electron(s) and hydrogen nuclei, especially deuterons. Wave function collapse is a term which has meaning depending on the quantum interpretation invoked. Regardless of interpretation, as applied here, it is a very real phenomenon. Consider the electron capture reaction. An electron with a wave function covering a volume thousands of times that of a nucleus suddenly collapses to become part of the nucleus when the electron capture reaction occurs. Similarly, in the photoelectric effect, a photon from across the universe, having a wave function of very large size, can collapse its entire energy and momentum onto one tiny electron on one atom in order to eject it from its orbital. An electron on one side of a Josephson junction has a wave function that initially extends to the other side of the junction with only a small (volume integral) probability. Yet, depending on the width of the junction and the potential across the junction, once the electron tunnels across, it builds a newly centered (center of mass) wave function having a small probability of being where it was on the other side. These are three examples of wave function collapse, where a quantum wave function can suddenly change both location and locus probability distribution dramatically. Such quantum wave function collapse can happen and indeed happens when it is energetically favorable for either electrons or nuclei.

Typically in deflation fusion the wave functions of an electron and two hydrogen nuclei momentarily collapse into a small volume, their centers of mass being co-located, to create an intermediate state. Weak and/or strong nuclear reactions may occur in this intermediate state. This process differs from an electron screening process, where the screening occurs prior to tunneling, and does not involve an electron in the nucleus. A key ingredient to making deflation fusion occur is stressing the electron wave function so as to make its collapse with two nearby nuclei energetically favorable. Another key ingredient is creating a configuration in which it is more energetically favorable for two nuclei to tunnel to an electron, or a nucleus to tunnel to a nucleus-electron pair in close proximity, than for the electron to tunnel toward one of the nuclei.


TWO BODY WAVE FUNCTION COLLAPSE

An electron wave function collapse upon a single nucleus, followed by reverse tunneling, is much more likely than the 3 body events discussed above, but it is an unnoticed event, an event without any "ash" or consequences. When the reverse tunneling occurs, the final state is identical to the initial state. Neutron creation is energetically not favored from the two body event, because a neutron has more energy than an electron plus a proton, and also because neutron creation is a weak force interaction. A weak force interaction is improbable, even if an energetic neutrino or energetic nucleus supplies the energy, because weak reactions require a long exposure time. Typically tunneling is a two way possibility. All else being equal, the smaller the probability of a "tunneled to" volume, the less apparent time available in that small volume state. Still, the apparent time in even a very small probability state is finite, and thus interactions, like strong or weak force interactions, other tunneling, etc., are made possible from that state, and their probabilities depend on the apparent percentage of time in that state. This is how electron capture happens, which is energetically favored in some nuclei, but not protium or deuterium nuclei. Note that, for the sake of simplicity, tritium will not be mentioned here except to note that it is essential to eventually test any effective cold fusion cell type with a 50-50 deuterium-tritium mix.

Some quantum interpretations see the electron as a point particle and its quantum waveform as in effect a probability distribution for its whereabouts. More accepted interpretations see the quantum waveform as merely a potentiality of particle existence in a given volume, without actual existence unless a measurement is performed. This latter view appears to the author to be wrong at least to the extent portions of the quantum waveform, any selected volume of the electron quantum waveform that is, exerts force as if there were partial charge located in that volume, and the proportion of effective charge in that volume corresponds to the electron occupation probability for that volume. This apparent partial waveform charge accounts for location of the nucleus at the "center of charge" of an atom, dislocation of the center of charge in an electric field, the converse effect, i.e. the piezoelectric effect, and electron screening in hydrogen molecules.

A momentary state exists periodically for hydrogen nuclei and nearby electrons in which a single small wave function exists for that state and the nucleus plus electron can act as single small intermediate state particle. (This state may be viewed alternatively under some interpretations as a coexisting state, a partial existence potentiality, or a state which manifests on observation with some finite probability. ) Call this small wave function state a deflated hydrogen state. That state, or particle, formed some times under observation and wave function collapse, is not a neutron, not a di-neutron, not a hydrino, not a hydrex,1 and not a protoneutron as in the Mitchell Jones theory as discussed first on the newslist sci.physics.fusion. The deflated hydrogen state differs from the above listed particle concepts in that it represents a partial form of existence of the involved electron-hydrogen nucleus pair. The deflated hydrogen state (at least upon observation) exits for time intervals in the attosecond range, but it is repeated at a high apparent rate. Depending on the strength of the bond or resonance of the deflated hydrogen state, this momentarily bound state may be an intermediate state preceding deflation fusion. In other words, a three body wave function collapse may consist of a multistage process, a two body collapse to a deflated hydrogen state, possibly followed by some very small attosecond order duration of motion of the neutral charge deflated hydrogen, followed by tunneling of the intermediate state particle to a second nucleus, or vice versa, or even tunneling to or with a lattice nucleus. Cold fusion engineering then consists of designing ways to increase the probability of and thus the proportion of existence of the deflated state hydrogen, and thus the probability of deflation fusion, or of increasing the probability of multi-body wave function collapse.

Now that the deflated hydrogen state has been defined, it is easy to see the ideal configuration to engineer is one in which tunneling tends to occur in the deflated state, or tunneling to a site momentarily occupied by a deflated state hydrogen tends to occur. This is cold fusion.

It is not known the strength of the bond of the deflated hydrogen state, or its distribution, and thus the respective probabilities of one stage or two stage multi-body wave function collapse. It is likely the bond is very weak and variable because the deflated hydrogen state occurs extremely frequently and periodically. It might be expected the deflated state happens with a probability being roughly equal to the probability of the electron being in or highly proximal to the hydrogen nucleus. The probability may in fact have been observed to be much higher than this though. The deflated hydrogen state may indeed provide an explanation for the missing proton problem. 2 3 The probability of the deflated hydrogen state in water and other compounds may be as high as 0.25. When viewed in attosecond time frames, water is H1.5O, not H2O.

The electron hops into and out of, or otherwise coexists in, the deflated hydrogen state without any change in energy or apparent radiation. One way to visualize this state is that it is a partial state of the involved electron which is not observed unless wave function collapse occurs which precipitates a strong force reaction fusion event with another nucleus, or interaction occurs with a photon or particle, one possibly used to sense the state, or at least lack of interaction from the state.

Another way to view the deflated state is it is a brief state which is both energetically permitted and then ended by zero point field interaction. As with the orbital itself, there is thus no resultant radiation due to electron acceleration. Heisenberg is not violated because the time intervals are so brief.

An electron easily tunnels back and forth between an orbital state, or partial orbital state, and a deflated hydrogen state, i.e. coexists in those states, because it is energetically possible. In normal circumstances the deflated hydrogen state is not observed because it is so brief, though with new technology it may be observed because the deflated hydrogen state is neutral, thus the hydrogen nucleus can in effect momentarily disappear periodically, or with some probability, to a photon, neutron, or electron beam. There is nothing that traps the electron in the nucleus in the deflated hydrogen state because the potential energy change due to charge location is offset by the uncertainty energy, in essence the energy required to confine the electron to a small volume, zero point energy. However, this energy balance changes if deflation fusion ensues, because there are then two positive charges in the nucleus, and the electron must inflate its way out of this fused nucleus by accumulating zero point energy, and it radiates in the process.

It is reasonable to discuss or treat multi-body tunneling as a single event or process because a two stage deflation fusion process in which a deflated hydrogen is involved is essentially indistinguishable in outcome from a single stage multi-body collapse. Both can occur in attosecond range time intervals.


WHY KINETIC FUSION IS UNAFFECTED

The very brief existence of the deflated state explains why kinetically induced fusion can not make use of the Coulomb barrier being down , because there is insufficient time for a motional approach of two nuclei before the barrier is back up. Even at an energy of 2000 eV the proton has a velocity of 6x105 m/s, thus travels only 6x10-13 m per attosecond. This is not enough to affect to a practical degree the tunneling rate for hot fusion.


ELECTRON FUGACITY

Much discussion has occurred in the cold fusion (CF) and low energy nuclear reaction (LENR) literature regarding the importance of achieving high D/Pd atomic ratios, i.e. high hydrogen loading in CF cathodes, and thus high hydrogen fugacity. Fugacity is similar to pressure in that it is a measure of the energy required to add an additional particle to a system. 4

Much work in the cold fusion field has, from early on, focused on the difficulty of achieving high hydrogen fugacity5 because lattice imperfections exist, electrode metals fail, diffusion occurs into cracks and occlusions6 , and other sources of hydrogen loss exist.

Some work has focused on the importance of superimposed electrostatic fields in or on cathodes, specifically that of S. Szpak, P. A. Mosier- Boss, F. E. Gordon.7 This work noted structural and morphological changes in electrode structure, dendrite growth, etc., in the presence of strong electrostatic fields.

Despite an intense focus on hydrogen fugacity, and some work related to superimposed electrostatic fields, no work has focused on electron fugacity. This is a complex area due to the quantum mechanical requirement for degenerate electrons to occupy ever higher energetic states once their density passes a critical value, and no conduction electron is free to "move" statistically speaking. 8

One aspect of achieving high loading coefficients is that conduction band electrons, which are ionically bound to the adsorbed hydrogen in the lattice, are bound to a specific location when the adsorbed hydrogen reaches saturation and thus can no longer diffuse. In fact, one means of measuring cathode loading is to measure cathode conductivity. A key aspect of achieving high electron fugacity then, when no other means is applied or even known to be of use, is to achieve loading to the point no diffusion can occur. Cracked electrodes, lattice imperfections, unsealed exposed surfaces, and anything else that permits hydrogen diffusion leakage decreases electron fugacity as well.

As hydrogen is loaded into Pd at a given temperature the conductivity decreases to about H0.8Pd, and then increases with increased loading. 9 Beyond this point long range electron waveform interaction appears to become significant. More importantly, the sensitivity of lattice resistance to temperature begins to increase, especially near H9.5Pd loading, due to the increased sensitivity of the energetic long range electron wave function interaction to thermal disruption. This suggests the possible utility of loading at high temperatures and then reducing temperature to establish high electron fugacity and the energetic long range electron wave functions capable of energy focusing. In any event, these facts strongly indicate that both conductivity and its relation to temperature should be studied in relation to induced surface charge in thin films, and the existence of the deflated hydrogen state should be investigated in relation to these variables.

Though electron fugacity is highly related to hydrogen fugacity, they are not synonymous. Electron fugacity at the surface of a metal conductor clearly can be increased by increasing the magnitude of the negative potential of the metal. This increase of negative potential is synonymous with an increase in electron surface density. Excess itinerant electrons migrate to the surface of a metal conductor - to a point. When conduction bands at the surface fill up, addition excess electrons are forced to lower levels. At very negative potentials, orbitals of surface atoms deform out into the space beyond the normal surface. When complete hydrogen saturation occurs in a loaded cathode, additional conduction band electrons are forced to occupy locations within the volume of the conductor. Therefore the conduction bands at the surface fill up, pushing the excess conduction band electrons deeper into the metal.

If sufficient electron fugacity is achieved in a given volume of a lattice, then the addition of more electrons results in a higher energy state of the electrons, not a higher temperature of the electron "gas". It is at this point fusion may possibly be catalyzed by electron fugacity. Increased electron quantum state and reduced wavelength assists electron catalysis of fusion. The common 3 body tunneling deuteron reaction probabilities are energetically increased:

   D + e- + D ---> He + e- + energy

   D + e- + D ---> T + p + e- + energy

   D + e- + D ---> 3He + p + e- + energy

These reactions involve the simultaneous 2 body tunneling of an electron and deuteron to the location of another deuteron, or vice versa, i.e. a three body reaction. Similar reactions can involve other isotope pairs or multiple isotope-electron reactions. When the fugacity of both hydrogen and electrons reaches a critical point, the addition of more energy to the lattice results in fusions. This is an energy focusing effect. An increase in the group energy state, i.e. group fugacity, can result in a pressure outlet involving only a few members.

Note that the eventual escape of the catalytic electron from the newly fused nucleus reduces the resultant nuclear temperature. The electron populated nucleus can radiate. The branching ratios from an electron catalyzed reaction will therefore differ from those of a kinetic fusion reaction which does not involve a catalytic electron in the initial bound state.

High surface electron fugacity of a cathode can be achieved by increasing the negative potential of the cathode, and thus the electrostatic field at the cathode surface. It can also be increased in small locations by a bumpy or dendritic cathode surface.

An alternative way, or more importantly an incremental way, to increase the electric field strength at an electrode surface is to bounce a laser beam off of it at a low angle of deflection. Laser stimulation of a very highly negative potential cathode surface may work in a gas environment, provided the surface out gassing is controlled by choice of a surface material with a low hydrogen permeability and which sustains both a high hydrogen and high electron fugacity by presenting an appropriately strong barrier to diffusion. Such a surface can be fed adsorbed hydrogen via a proton conducting backing like palladium. Laser stimulation of fusion on a cathode surface in the presence of a magnetic field is well known and is called the Letts-Cravens Effect.10 11


DEFLATED PAIRED STATE

In a high electron fugacity environment, excess electrons can be expected to form pairs with other conduction band electrons, including those which are ionically bound to hydrogen nuclei. These pairs consist of electrons occupying the same quantum state with the exception of opposed spins. Such a paring in fact creates a weak bond between the paired state electrons. The existence of such pairs in a highly loaded lattice provides a credible explanation for increased conductivity at high electron fugacities, as well as the increased sensitivity of conductivity to thermal disruption, though this hypothesis requires experimental validation, especially at in cathodes with high backside potentials. At high loading, conductivity should vary depending on both temperature change and large swings in cathode potential. The existence of weakly bound paired electrons increases the probability of a deflated paired state. In such a state two small wavelength electrons exist in the nucleus. Such a state, having a negative charge, has a vastly increased probability of tunneling to other nuclei, and of being a target for tunneling nuclei.


SURFACE POTENTIAL

Surface potential at a conductor surface point P is defined here to be with respect to the surface of some small volume (dx)3 of a neutral matter, where there is no intervening conductive surface surrounding P and separating P from the neutral matter. Neutral matter is matter having an equal number of positive and negative charges. Establishing and measuring potential in this context is critical in achieving a desired or even known electron fugacity. For this reason, conducting LENR experiments in Faraday Cages is essential. The small volume of neutral matter that defines zero potential can then be located within the Faraday cage metal itself. It should be sufficient to use a grounded Faraday cage as ground potential, i.e. potential zero, to achieve the electron fugacity goals for various experiments.


BRANCHING RATIOS

If sufficient electron and deuteron fugacity is achieved the probability of a three body electron tunneling reaction is energetically increased. When the fugacity of both hydrogen and electrons reaches a critical point, addition of more energy to the lattice results in fusions. This is an energy focusing effect. An increase in the group energy state, i.e. group fugacities, results in a pressure outlet involving wave function collapse of relatively few members, resulting in deflation fusion. Let us examine how this deflation fusion process might change branching ratios.

The following are standard D + D hot fusion branching ratios:

   D + D  -->  T(1.01 MeV)  + p(3.03 MeV)          (4.03 MeV, 50%)
   D + D  -->  3He(0.82 MeV)  + n(2.45 MeV)         (3.27 MeV, 50%)
   D + D  -->  4He( 76 keV) + gamma (23.8 MeV)      (23.9 MeV, 1x10^-6)

The initial effect of an electron in a newly fused nucleus is to reduce its potential energy in comparison to a hot fusion created nucleus. The tunneling of two deuterons and an electron to a point is the result of a wave function collapse. The amount of energy lost in the wave function collapse is dependent on the size of the combined intermediate result, which is a random variable.

From the electric potential energy Pe for separating an electron from two deuterons we have:

  Pe = k (-2q)(q)(1/r) = (2.88x10-9 eV m) (1/r)

which we can rearrange to obtain r for a given potential energy,

   r = (2.88x10-9 eV m) (1/Pe)

and we have for 23.9 MeV:

  r = (2.88x10-9 eV m) (1/(23.9x106 eV))

  r = 1.2x10-16 m

which is about 10 times the diameter of a quark, and thus in the realm of credibility. It is feasible for the wave function collapse to initially consume all the available fusion energy.

If the three interacting particles collapse to a point, or even to quark size, then all the 23.9 MeV available from ordinary hot fusion (and more) is consumed. This is certainly an energetically favorable tunneling reaction. Further, given that the collapsed intermediate nucleus radius is variable in size, according to some probability distribution, various total energy amounts are available per reaction. We can also see that the neutron producing reaction, D + D --> 3He + n, having the least energy available from the fusion reaction (3.27 MeV), would necessarily be the least likely branch path. Thus it is clear how the electron catalyzed deflation fusion produces an initially cool nucleus, and favors the reaction D + D --> He. However, the nucleus can't stay cool. The confined electron gains energy from the vacuum, and from its immediate neighbors, which also gain zero point energy due to the small nucleus size.12 The electron gains zero point energy until it has sufficient energy to tunnel out, and possibly take some kinetic energy with it also. In the process of the electron gaining energy, while it is confined with the nucleus hadrons and experiencing accelerations within the energetic nucleus, the nucleus can be expected to radiate. This is the bulk of the energy of cold fusion, of electron catalyzed deflation fusion - protracted low energy gammas and beta radiation. The most likely product is helium, and the second most likely product, though comparatively rare, is tritium. The least likely products are helium-3 and neutrons, though trace amounts of these products are produced.


References and rich text version at:

http://www.mtaonline.net/~hheffner/DeflationFusion.pdf


Horace Heffner
http://www.mtaonline.net/~hheffner/



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