Hi, Dee.
 
Confidentiality agreements are often proposed for a covered entity's own workforce.  The idea is to be responsive to the Privacy Rule's requirements for reasonable security precautions and for a system for sanctioning workforce members who violate the Privacy Rule.  Among other things, a confidentiality agreement (which need not be more than a page) would put a covered entity's workforce members on notice of the consequences of violating the Privacy Rule.
 
The idea of extending confidentiality agreements to the workforce of a business associate would seem to be responsive to the same considerations.
 
However, I don't believe that such an agreement is best structured as one between the covered entity and the business associate's workforce members.  It would make better sense for a covered entity to require its business associate, as a function of the business associate contract, to enter into such agreements with its own personnel.  It's hard to see what consideration would be flowing to the business associate's employee from the covered entity so as to establish consideration for the promise of confidentiality made directly by the business associate's employee to the covered entity.  The covered entity isn't paying the employee's wages; and payment on the contract with the covered entity isn't going to the employee but to the business associate.  What would the business associate's employee be getting out of the deal?
 
A requirement in the covered entity's contract with the business associate that the business associate enter into such agreements with its workforce members, however, would be enforceable against the business associate by the covered entity and against the business associate's employee by the business associate. 
 
Such an agreement wouldn't do much if anything to increase the covered entity's rights and remedies, but it would show that the covered entity had gone the extra mile.  It's conceivable that such a showing might have some evidentiary value in a case in which a patient, for example, was suing a provider on State law breach of privacy and negligence grounds for some egregious act by a business associate with whom the provider had entrusted the patient's information.  Nevertheless, your question as to whether it's a mile worth going is a valid one.
 
John
redhipaa.com
 
----- Original Message -----
Sent: Friday, March 28, 2003 2:36 PM
Subject: CONFIDENTIALITY STATEMENT

I am seeing a few instances where Covered Entity's are requiring each member of a Business Associates workforce to sign the Covered Entity's Confidentiality Statement.  This is confusing to me because, I thought, this was one of the purposes of the Business Associate Agreement -- to not use or disclose PHI other than as permitted by the Agreement or as required by law. 
 
Has anyone else come across this situation and how are you handling or addressing?
 
Asking every employee of a Business Associate sign a confidentiality statement, seems like a lot of unnecessary busy work as well as being redundant.  Most organizations, if not all, require their employees to sign a confidentiality statement on an annual basis anyway.  Wouldn't this suffice?
 
Thank you for any feedback,
 
Dee Warrington
 
 
 
 

 

 

 

 

 

 

 
 
 
 
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