It is very important under HIPAA to distinguish between disclosures made
for your own covered entity's purposes and disclosures made for another
entity's or person's purposes.  As I'm sure you know, a covered entity
may disclose PHI subject to the minimum necessary standard for health
care operations. The Privacy Rule's definition of health care operations
(§ 164.501) includes (4) Conducting or arranging for medical review,
legal services, and auditing functions, including fraud and abuse
detection and compliance programs."  Consequently when the covered
entity is defending itself in a legal proceeding , the covered entity's
appropriate use and disclosure of PHI falls under health care
operations. However, if a covered entity is requested to disclose PHI
for someone else's purposes via a subpoena, then of course, it must
comply with § 164.512 and § 164.528.  See also § 164.506.

Best regards, Dave Ermer 

Gordon & Barnett
Attorneys at Law
1133 21st St., NW, Suite 450
Washington, DC 20036
202-833-3400 ext 3009 (voice)
202-223-0120 (fax)
www.gordon-barnett.com

>>> "Giesecke, Steve" <[EMAIL PROTECTED]> 04/04/03
05:37PM >>>
The 164.512 provisions, specifically Disclosures for judicial and
administrative proceedings, name conditions for when an authorization
is
not required and could be applied to your situation.  This section
states:
 
A covered entity may disclose protected health information in the
course
of any judicial or administrative proceeding: 
 
(i) In response to an order of a court or administrative tribunal,
provided that the covered entity discloses only the protected health
information expressly authorized by such order; or 
 
(ii) In response to a subpoena, discovery request, or other lawful
process, that is not accompanied by an order of a court or
administrative tribunal
 
So, if a doctor is sued by a patient that would seem to be covered by
the conditions mentioned above.  
 
 
Steve Giesecke
Olympia, WA
(360) 570-4543
 
 
  
 
-----Original Message-----
From: [EMAIL PROTECTED] [mailto:[EMAIL PROTECTED] 
Sent: Friday, April 04, 2003 1:54 PM
To: WEDI SNIP Privacy Workgroup List
Cc: [EMAIL PROTECTED] 
Subject: Malpractice and HIPAA
 
If a dr. is sued by a patient, can the dr. then use the patient's
records to defend him or herself without getting an authorization? 
The
patient would most likely not agree to sign an authorization in this
case. Would the dr. have to subpoena the records in his/her office?

Thanks as always for your advice.

Jill Rubin, Esq.
(617)388-2404
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you wish to receive an official opinion, post your question to the WEDI SNIP Issues 
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