Who is receiving payment from whom is not always the deciding factor.
At my organization, we contract for Medical Directors, they are doing
that on our behalf, and they are being paid... but in their role of
providing treatment to our residents, they are NOT BAs.  In our
situation, they are considered part of an OHCA.  (BTW, when these same
Medical Directors participate in our QA efforts, *then* they are doing
something for us as a facility, vs. for our residents, and they are
BAs.)

Typically, if the relationship is solely for the purposes of treatment
or solely for the purposes of payment, a BA relationship does not exist.
It's when you get into HCO that there is more likely to be a BA
relationship.

In the given situation, it seems that there are cross-referrals going on
(your CE to the diagnostic CE; and they back to you if necessary) - but
referrals qualify as treatment, so no BA.  It also seems that when they
provide the treatment, they are 1) providing treatment, and 2) doing so
on their own behalf (regardless of whom is paying them to do so).  It
also seems that when you are paying them, you are acting on your own
behalf, just as any payor is acting on its own behalf when it pays.

Just my 2c.
Sherriann Hamilton, Privacy Officer/Training Director
The Christian Church Homes of KY
12700 Shelbyville Road, Ste. 1000
Louisville, KY  40243
(502) 254-4254 - phone
(502) 396-4217 - cell 
(502) 254-5117 - fax 
 
Please check out our web site at www.cchk.org 
 

-----Original Message-----
From: Rachel Foerster [mailto:[EMAIL PROTECTED] 
Sent: Monday, November 10, 2003 2:27 PM
To: WEDI SNIP Privacy Workgroup List
Subject: RE: business associate - yes or no?

Roger, the key difference in this scenario and which brought me to my
conclusions is this statement by Wendy:

" . . . the contractor is providing this service on our behalf, for us,
and
are receiving money from us to provide these services. "

Therefore, the contractor is providing treatment services on behalf of
Wendy's company and Wendy's company is paying the contractor for those
services performed, not the patient. Neither is the contractor
submitting a
claim to a payer for reimbursement. While it's not totally clear, it
does
appear that Wendy's company is a healthcare provider and is contracting
with
another healthcare provider to perform treatment services to its
patients on
its behalf.

Rachel

Rachel Foerster
Rachel Foerster & Associates, Ltd.
Voice: 847-872-8070
email: [EMAIL PROTECTED]



-----Original Message-----
From: taway3 [mailto:[EMAIL PROTECTED] 
Sent: Monday, November 10, 2003 1:18 PM
To: Rachel Foerster; WEDI SNIP Privacy Workgroup List
Subject: RE: business associate - yes or no?


Rachel and Wendy,
I'm going to respectfully disagree. If my physician sends me to an
imaging
facility for x-ray, would that not be a treatment relationship? My
understanding is that two CE's collaborating on treatment do not require
a
BAA. What is different here?

Regards,

Roger Wernow
RMW Associates (A Consulting Company)
321-956-0485

-----Original Message-----
From: Rachel Foerster [mailto:[EMAIL PROTECTED]
Sent: Monday, November 10, 2003 1:38 PM
To: WEDI SNIP Privacy Workgroup List
Subject: RE: business associate - yes or no?


Wendy, based on your description of this activity I would conclude that
your
contractor is indeed your business associate. You have engaged this
contractor to perform a function on your behalf using PHI.

Rachel Foerster
Rachel Foerster & Associates, Ltd.
Voice: 847-872-8070
email: [EMAIL PROTECTED]



-----Original Message-----
From: Reynolds, Wendy J [mailto:[EMAIL PROTECTED]
Sent: Monday, November 10, 2003 12:06 PM
To: WEDI SNIP Privacy Workgroup List
Subject: business associate - yes or no?



I am in the process of reviewing a contact which will entail an
agreement
between us (a covered entity) and the contractor (another covered
entity) in
which the contractor will provide cancer screening/diagnostic tests to a
specific category of women (income guidelines, age, etc.) per grant
parameters.  I am having trouble with this one, because usually
"treatment"
reasons do not necessitate a business associate agreement between two
covered entities.  However, we are paying the contractor a per capita
rate
to provide the services (diagnostic tests) to these patients. If
patients
need further treatment, they are referred back to us to take care of.

In this situation, I am not sure the contractor is really providing
"treatment" to the patients.  Furthermore, in this situation, the
contractor
is providing this service on our behalf, for us, and are receiving money
from us to provide these services.  This arrangement does not fit the
business associate exceptions or examples as listed on the OCR website.
I
have read the definition of treatment in the regs, but really think this
arrangement should have a BAA.  But of course the contractor disagrees.

Am I being too picky?  Any opinions out there?


Wendy J. Reynolds, MPA, CHP
EVMS Director of Privacy Program
EVMS HS Clinical Auditor
Eastern Virginia Medical School
Fairfax Hall, 1st floor
721 Fairfax Avenue
Norfolk, VA 23507
(757) 446-0337
[EMAIL PROTECTED]



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