Of course, in principle slabs should converge to bulk epsilon. But:

In your slabs with a k-mesh of 69x69x1 you are using "effectively" a k-mesh
of 69x69x39  instead of  a 69x69x69 mesh.
In addition, in the z direction you use "root-sampling" instead of tetrahedra
method. It is like integration with the rectangular-rule instead of a 
trapezoidal rule.

Try fcc-Al with a small tetragonal distortion during setup, so that you get 
only 16 sym.ops.
then change c/a back to 1 and use a kmesh of 69x69x39 and compare the 
dielectric function
to the 2 times 69-mesh. (This mimics the k-mesh problem, but still there s the
integration method !!).

You probably need even more layers ....

Am 26.11.2013 04:51, schrieb phlhj phlhj:
Dear Prof. Blaha,

Thanks so much for your suggestion.

I tried bulk Al supercell with 39ML without vacuum with the same k-mesh as used 
in 39 ML thin film supercell. In fact I get the same results for plasma 
frequency and
dielectric function as those from Al unit cell with only one Al atom. I think 
the k-mesh of 61x61x1 I used in my calculation is dense enough to give a 
precise result.

The main difference for the dielectric function between thin film geometry and 
bulk geometry is at the low energy range (<1.2eV). I researched some paper for 
studying the
anisotropic surface reflectance in semiconductor surface, say, GaAs(110). Even 
15 atomic layers are used in the LDA calculation but still some difference 
around the band
gap regime for the dielectric function is found between surface calculation and 
bulk calculation. I think the difference I encountered for teh dielectric 
function between
slab Al(111) and bulk Al might be similar to the case in semiconductor system. 
However,  from the physical point of view, it's hard to understand why there is 
still
appreciable difference out there even though very thick film is used. 
Physically the dielectric function of the very thick slab should converge to 
that in the bulk counterpart.

Thank you so much for sharing any understanding about this,

Wenmei


2013/11/24 Peter Blaha <[email protected] 
<mailto:[email protected]>>

    As you probably know, the dielectric function of Al converges VERY slowly
    with respect to the k-mesh.

    When you do slab calculations, you include the surface effect, but you also 
replace
    the periodicity in k-z (and thus the k-mesh in k-z) to a backfoldung 
according to
    your slab. Even a 39 ML slab corresponds probably not to a very large k-z 
mesh and
    in addition the integration over k-z is limited to a "root"-sampling 
instead of the
    tetrahedron method. I could even imagine large numerical problems in this 
2-D integration
    using a 3-D algorithm in joint due to large degeneracy of the tetrahedra.

    At least you could differentiate between "integration problems" and surface 
effects
    by using a 39-layer bulk structure (i.e. remove the vacuum in your 
supercell, so that
    you get 3D-Al again, but restrict yourself to 1-k point in k-z) and compare 
the
    resulting eps to bulk Al (with 1 atom/cell and good k-meshes.

    Am 23.11.2013 16:54, schrieb phlhj phlhj:

        Dear all,

        I was trying to calculate the optical properties of Al(111) slab. For 
the bulk FCC Al, I can reproduce the dielectric functions and plasma frequency 
very precisely
        reported
        in literature before.  However, I did find some difference between the 
slab dielectric functions and the corresponding bulk values.

        Especially even though I used very thick slab, say 39MLs, in the low photo 
energy range (<1eV), the imaginary part is much larger than the bulk. I doubt 
this may be
        related
        to the band-folding and symmetry reduction in the direction normal to 
the surface.

        Also, I found the plasma frequency of the slab is smaller than the bulk 
plasma frequency.

        Mathematically, this behavior of the imaginary parts of the interband 
and intraband transitions contributions seems to be able to be understood from 
the f-sum rule.

        1) However, physically it's hard to believe, because when the slab 
thickness is very thick for example the 39MLs used in my test calculation, the 
slab wavefunctions
        should
        be very very close to the bulk wavefunction except in the very thin 
slab/vacuum interface region. This should give us the dielectric functions for 
the slab which
        are very
        very close to the bulk values. This argument should be also true for 
the slab plasma frequency.

        2) If the different values are because of the surface slab structure we 
used in the calculation, which indeed breaks the translational symmetry in the 
normal direction.
        Then the question is that in real experiment because the sample always 
is finite with the boundary surface, how can we get the dielectric information 
really for the
        ideal
        bulk rather than the slab similar as that mentioned above. Or in 
calculating dielectric function, when should we use bulk geometry? when should 
we use slab geometry?

        Thanks a lot for any idea.

        Wenmei








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Inst. Materials Chemistry, TU Vienna
Getreidemarkt 9, A-1060 Vienna, Austria
Tel: +43-1-5880115671
Fax: +43-1-5880115698
email: [email protected]
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