http://www.indianexpress.com/news/A-quota-of-change/376272


A quota of change
Madhav Khosla
Posted online: Oct 22, 2008 at 0320 hrs
There is no small irony in India's most famous Dalit calling for
reservations for forward castes. "Social engineering" may be the
driving force behind Mayawati's recent promise of reservations for
poorer forward castes if she becomes prime minister; but the plan
itself requires legal innovations unprecedented in recent political
memory.
Reservations in India have conventionally been justified by the need
to remedy historical imbalances. Discrimination over generations
towards certain sections of society translates, it has been argued, to
the lack of access towards education and employment. The focus on
caste as a yardstick for the identification of beneficiaries has been
one of the central themes in Indian reservation policies. In the
recent Supreme Court decision (in the A.K. Thakur case) upholding OBC
reservations, Justice Dalveer Bhandari lamented that Indian
reservation policy had failed to adopt economic factors as an index.
Mayawati, it seems, is on a mission to change just that.

Mayawati's pledge — which has previously been made by Lalu Prasad
Yadav and the Left — may thus be a harbinger of more refined
reservation policies in India: those that shift the focus from solely
caste-based considerations to economically-driven factors. Mayawati
has not elaborated on the legal details that her promise entails; so
let me do that for her. Article 38 of the Indian Constitution enjoins
the state to minimise inequalities in income, and eliminate
inequalities in "status, facilities and opportunities". Article 46
requires the State to promote "the educational and economic interest
of the weaker sections of the people". Since articles 38 and 46 are
mere "Directive Principles of State Policy", they remain
unenforceable. But enforceability is distinct from significance; the
provision lends support to state action aimed at addressing
inequality.

Articles 15 and 16 of the Indian Constitution enable the State to
enact provisions supporting preferential treatment for pre-defined
categories of beneficiaries. Article 16 focuses exclusively on public
employment, whereas article 15 may be used for the purposes of both
education and public employment. Under Article 15(4), the State may
make "any special provision" to benefit "socially and educationally
backward classes" or SC/STs. If Mayawati's proposal seeks to rest on
the enabling provisions of article 15, the poor forward castes in
question must be categorised as either "socially and educationally
backward classes" (or SC/STs), a proposition that appears implausible
at best. Social backwardness is tied to some form of social
discrimination. In R. Chitralekha's case (1964), the Supreme Court
confirmed that caste determines social backwardness. Forward castes
are, by definition, not social discriminated against. In Indra Sawhney
(1992), the Supreme Court emphasised that reservations under article
16 requires social backwardness in addition to economic backwardness.

Hence, unlike reservations for OBCs, SCs, and STs, it is unlikely that
reservations for poor forward castes can find support in articles 15
or 16: Mayawati will require an alternate legal route.

What could that be? For reservations for poor forward castes to be
permissible, they would have to be accommodated under article 14 of
the Indian Constitution. As per article 14, "The State shall not deny
to any person equality before the law or the equal protection of the
laws within the territory of India". The validity of Mayawati's
proposal will thus depend on how the judiciary treats caste-based
classifications under article 14, a legal issue that is more open. The
question is likely to ultimately turn on whether the exceptions
permitting discrimination under Articles 15 and 16 (such as SC/ST
reservation) are regarded as exhaustive in nature. If the judiciary
treats these exceptions as a closed set, then independent reservations
measures under article 14 cannot stand. Arguing that articles 15 and
16 are not complete codes on preferential treatment, it seems, will be
Mayawati's only option.

Though her proposal is indeed innovative, it does not go far enough.
Mayawati's recent statements indicate a continuation of the narrowness
that has clothed affirmative action policies in India since their
inception — believing "reservations" to be the only legally proper and
morally justified form of affirmative action. Poor forward castes may
well require and deserve preferential treatment, but that treatment
could take several forms. Reservations aside, it may even go beyond
affirmative action altogether. Recent official proposals, such as the
Madhava Menon report on an "equal opportunity commission' for India,
suggest inventive ways to address inequality. Finally, Mayawati has
not put forth any empirical evidence to support the claim that poor
forward castes deserve reservations. Usually, affirmative action
targets minorities. Perhaps Mayawati believes, as Shashi Tharoor once
wrote, that "we are all minorities in India".

The writer is a researcher at the Commission on Centre-State
Relations, New Delhi

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