Beyond Imperialism: The New Internationalism

  By Akira Iriye
  History News Network | Date not given
  http://hnn.us/articles/13625.html

(Akira Iriye, Charles Warren Professor of American History at Harvard
University, has written widely on the history of international
relations and U.S. foreign affairs. His books include "Cultural
Internationalism and World Order" (1997), "Japan and the Wider World:
>From the Mid- Nineteenth Century to the Present" (1997), and "Global
Community: The Role of International Organizations in the Making of
the Contemporary World" (2002). He has been a Fellow of the American
Academy since 1982.)


Much has been said about the United States having become, or having to
become, an empire. To provide the chaotic world, especially in the
wake of the Cold War, with some semblance of law and order, it has
been asserted, the international community needs a new world order, a
global empire, a superpower that can speak on behalf of all countries
and all peoples, a power willing to use its military and economic
resources to protect all against the forces of violence and anarchy.
There is only one nation that can fulfill the task: the United States.
In the twenty-first century, therefore, humankind may be forced to
choose between continued disorder and imperial governance instituted
by the United States.

So one side of the argument goes. But others dispute this contention,
insisting that for practical or moral reasons the United States should
never take on an imperial role.

A historian can only contribute to this debate by historicizing
it–-that is, by noting what empires and imperialism have meant in the
past, and by examining what these might mean in today's world. This
essay seeks to put empires and imperialism in the context of modern
world affairs and to discuss how they contributed, or failed to
contribute, to stabilizing international order. It cannot be denied
that there was a time when empires provided some sort of world order.
In the first half of the nineteenth century, the globe was dotted by
huge territorial empires, including the Ottoman, Persian, Mughal
(Mogul), Russian, and Chinese (Qing). They presided over large,
multiethnic populations and kept (with varying degrees of success)
local tensions under control. These were traditional imperial states
under the rule of dynasties whose origins went back several centuries.
They governed essentially contiguous territories, thereby establishing
some semblance of regional order. One might include the United States
in this list as well: it, too, grew as a territorial empire during the
nineteenth century, expanding northward, westward, and southward, with
the central government establishing its authority over all parts of
its territory, at least after the Civil War.

These landed empires were joined by the maritime empires of Britain,
France, Spain, and other European nations that superimposed a
commercial regime over the vast, traditional empires of the Middle
East, South Asia, and East Asia. The relationship between the landed
and maritime empires was sometimes violent– for example, in India
during the 1850s when Britain displaced the Mughal Empire with its own
colonial regime. On the whole, however, the traditional empires
continued to function, even as merchants, sailors, and missionaries
from the maritime powers infiltrated their lands.

Until the last decades of the nineteenth century, these territorial
and maritime empires constituted an international order. The system of
international law that had originated in Europe in the seventeenth
century steadily spread to other parts of the world, and all these
empires, as well as other independent states, entered into treaty
relations with one another. This was an age of multiple empires. When
we talk of empires today, or of the United States having become an
empire, we obviously do not have in mind such a situation. Rather,
many observers draw the analogy between empire today and the British
and other maritime empires that emerged at the end of the nineteenth
century when a handful of colonial regimes established near-total
control over most of the world's land and people. This distinction is
important, since much depends on what historical antecedent one is
referring to when one talks about an empire.

Likewise significant, in contemporary discussions the `imperialism'
that is most relevant is the `new imperialism' that emerged in the
last decades of the nineteenth century and persisted only through the
first decades of the twentieth. A handful of nations whose empires
were both territorial and maritime exercised the new imperialism;
great military powers such as Britain, France, Germany, Russia, the
United States, and Japan incorporated overseas territory into their
respective domains, thereby emerging as world powers. Most of Africa,
the Middle East, Asia, and the Pacific were carved into their colonies
and spheres of influence. Once acquired, these lands were governed by
cadres of administrators recruited both at home and in the colonies;
and these colonial regimes were in turn protected by officers and men
sent from the metropoles and by troops and police recruited locally.
The new imperialists vied with one another for control over land,
resources, and people, and in the process they fought many colonial
wars. Instead of producing global chaos and anarchy as a consequence,
however, these empires at times managed to establish some sort of
world order. They did so both by seeking to stabilize their
relationships with one another and by making sure the people they
controlled would not threaten the system.

The Russo-Japanese War (1904–1905) and its aftermath serve as a good
illustration. Ignited by Russia and Japan's clashing ambitions in
northeast China (Manchuria) and the Korean peninsula, this first major
war of the twentieth century was a typically imperialistic war. When
negotiations to define their respective spheres of domination failed,
the two countries fought on land and at sea, but not on Russian or
Japanese soil; the Chinese and Koreans themselves had no say in this
war that would determine their nations' futures. Victorious, Japan won
control over Korea and southern Manchuria, turning the former into its
colony and the latter into its base of operation on the Chinese
mainland. The other Great Powers, assuming their own imperial domains
would not be directly threatened by the conflict or its eventual
outcome, did not intervene, but in the end the United States offered
mediation with a view to preventing further bloodshed and regional
disorder. Within two years of the war's end, moreover, Russia and
Japan reconciled and agreed to divide Manchuria (and later, Inner
Mongolia) between them.

The two empires had fought an imperialistic war and, just as quickly,
had decided to preserve their imperial spheres through cooperation.
Such behavior was typical in the age of the new imperialism. The other
imperialists essentially stood by, accepting the new status quo in
Asia, although the United States, with its empire in the Pacific,
began to view Japan's growing power with alarm. Still, the United
States and Japan reached agreement that they would not challenge their
respective empires: the United States would not dispute Japanese
control over Korea or southern Manchuria, and Japan would not infringe
on U.S. sovereignty in the Philippines, Guam, or Hawaii. The Japanese
also accepted French control over Indochina and Dutch control over the
East Indies, despite the movements against colonialism that were
developing in those colonies. Some of these movements' leaders looked
to Japan, the only non-Western Great Power, for support, but Japan
chose to identify itself with the other imperialists.

At least for the time being, the imperial powers colluded with one
another to keep their respective colonial populations under tight
control. The world order they established entailed a division of
humankind between the ruler and the ruled, the powerful and the weak,
the `civilized' and the `uncivilized.' The world of the new empires
had its heyday at the beginning of the twentieth century, but it
disintegrated rapidly following the Great War. The German, Austrian,
and Ottoman Empires collapsed after the four years of fighting, while
the Russian Empire, on the opposite side of the conflict, was undone
by the revolutionaries who came to power during the war. The empires
of Britain, France, Japan, and the United States did not disappear,
but they were no longer capable of providing the globe with system and
order. They might have tried to cooperate with one another to preserve
the new imperialism, but they had neither the will nor the resources
to do so. Imperialistic collusion broke down, and Japan began
challenging the existing empires in Asia and the Pacific in the 1930s.
Under Nazi leadership a new German empire emerged, and Japan and
Germany in combination collided head-on with the remaining empires of
Europe and the United States.

In that sense, World War II was an imperialistic war, but it was also
the beginning of the end of all empires, new and old. By seeking to
destroy each other, the empires had committed collective suicide– but
that was only one reason behind the demise of imperialism. More
fundamental was the emergence of antiimperialism as a major force in
twentieth-century world affairs.

Anti-imperialistic nationalism had many sources–ideological,
political, social, and racial–but above all, it was fostered by the
development of the transnational forces that are usually identified as
globalization. The age of the new imperialism coincided with the
quickening tempo of technological change and of international economic
interchanges; more and more quantities of goods and capital crossed
borders, and distances between people of different countries narrowed
dramatically, thanks to the development of the telegraph, the
telephone, the steamship, the automobile, and many other devices.

These advances in science and technology at one level facilitated
imperialistic control over distant lands-–and for this reason most
historians tend to claim that imperialism and globalization went hand
in hand. Without the international order sustained by the imperial
powers (in particular, by the British Empire), it is often argued,
economic globalization would have been much more difficult, if not
impossible, to develop. The empire provided a political and legal
framework, backed up by military force, for the economic transactions
and technological developments of the day. The imperial administrators
built roads, established schools, and helped eradicate diseases in
their colonies and spheres of influence, thereby modernizing these
areas and incorporating them into an increasingly integrated globe.
Thus, if one accepts such a perspective, it is possible to say that
imperialism and globalization reinforced one another, even that they
were two sides of the same phenomenon– something like the development
of a stable and interdependent world order.

But it is also clear that globalization facilitated the growth of
colonial resistance to imperialist domination. To the extent that
globalization was an integrative force, bringing people of all
countries closer together, it undermined one essential condition of
imperialism: the rigid separation of colonizer and colonized. The
blurring of the distinction took many forms: mixed marriages between
these two groups of people, compradors acting as middlemen between
colonial administrators and the native populations, and the education
of colonial elite in the schools and universities of the European
metropoles. Imperialism would have ceased to function if such blurring
continued–-and that was why, even while colonizer and colonized were
intermingling at one level, at another a system of rigid social and
cultural distinction was maintained. Such distinction in turn aroused
resistance and opposition from the indigenous populations, reinforcing
anticolonialist sentiments.

If globalization, in short, facilitated the new imperialism, it also
provided favorable conditions for the emergence of anti-imperialism.
And in the end, anti-imperialism proved to be a far stronger
imperative than imperialism.

Before the Great War, anti-imperialists in Tunisia, Egypt, India,
China, Korea, and elsewhere were already aware that modern
transportation and communications technology could serve their
interests as well as they had served those of their colonial masters.
Anti-imperialists could use railways and steamships to travel long
distances and organize resistance movements; they could use the mass
media and circulate handbills and newspapers among an increasingly
literate populace; and they could even establish transnational
connections and convene international congresses against imperialism.

Although some in the metropoles supported the anti-imperialist
movement, before the Great War it had not significantly weakened or
altered the structure of imperial governance. Yet even as large
numbers of colonial troops were recruited to fight for their
respective masters, the war experience did nothing but encourage the
growth of anti-imperialism.

Both the Bolshevik revolutionaries' antiimperialist ideology and
Woodrow Wilson's conception of self-determination indicated that even
among the victorious Allies the ranks of the imperialist powers were
breaking down. The processes of globalization that had facilitated
imperialism were now encouraging the spread of anticolonial
nationalism. If empires had defined the nineteenth century, then
nationalism would define the twentieth.

This became quite evident after the Great War, when economic
globalization resumed, buttressed by such technological inventions as
the airplane, the radio, and the cinema. Imperialism, however, was not
reinforced by this process but, on the contrary, was eclipsed by an
ever-more vociferous clamor for national liberation all over the
world. When the remaining imperial powers failed to respond in unison
to such voices, or to prevent another calamitous war from breaking out
between themselves, anti-imperialist movements grew so strong that by
the end of World War II, nationalism had come to be seen as a
plausible alternative to imperialism as the basis for reconstructing
world order.

Instead of a handful of large and powerful empires providing law and
order in the world, now, after World War II, sovereign states were
expected to act as both the constituents and guardians of the
international system. The former empires that were now shorn of
colonies, the newly decolonized countries, and the countries that had
been independent but noncolonial states–-all would be equal players in
the postwar world order. They would ensure domestic stability while at
the same time cooperating with one another through the United Nations,
an organization whose basic principle is national independence and
sovereignty. The so-called Westphalian system of sovereign states that
had provided the normative framework for European international
affairs since the seventeenth century would now be applied to the
entire globe, as country after country achieved independence in
Africa, the Middle East, Asia, and elsewhere. Global governance would
no longer be based on a vertical division of the world into the ruling
powers and all the rest, but instead established through a horizontal
system of cooperation among nations of presumably equal status.

The history of the world in the second half of the twentieth century
was to show, however, that sovereign states were no more capable of
producing a stable international order than the empires had been:
nearly as many lives were lost in interstate and civil wars after 1945
as in World War II. With rare exceptions, the United Nations proved
incapable of preventing such conflict when national interests
collided, and few countries were willing to give precedence to the
principle of international cooperation.

It is often argued that the postwar international system was defined
by the cold war in which the United States and the Soviet Union
effectively divided the globe into two counterbalancing spheres of
influence. The two countries, which controlled the domestic affairs of
their allies and client states to maintain local order, managed to
prevent a third world war from erupting. If we accept this view, we
are in effect saying the United States and the Soviet Union behaved
like erstwhile empires, as providers and sustainers of local and
international order. But it must be recognized that unlike the
nineteenth-century empires, they did not discourage nationalism.

The United States, after all, continued to espouse the principle of
national selfdetermination, and the Soviet Union, for its part,
preached ideological anti-imperialism. Both superpowers supported
colonial liberation movements, although in practice they did not
always find them compatible with their global strategies. Meanwhile,
the independent states of Asia, the Middle East, Africa, and Latin
America often refused to heed the dictates of the Cold War
antagonists. Nationalism, once unleashed, could not be contained even
by the Cold War's new empires.

Globalization proceeded apace after World War II, but this was not
because of the Cold War or postcolonial nationalism, but rather in
spite of them. Economic, social, and cultural bonds of interdependence
were strengthened across nations by supranational entities (especially
regional communities) and by non-state actors (such as multinational
enterprises and international nongovernmental organizations). Regional
communities, most notably the European Economic Community, sought to
subordinate separate national interests to considerations of
collective well being. The idea had always been there after all, it
was well recognized that globalization implied some sort of
transnationally shared interest–-but it was not put into practice
until a group of European countries agreed to put an end to their
history of internecine wars and to give up part of their respective
sovereign rights for the sake of regional peace and solidarity.

The number of non-state actors grew rapidly after World War II.
Whereas in the quarter century after 1945 the number of independent
states nearly doubled, international nongovernmental organizations and
multinational enterprises increased even more spectacularly. While the
superpowers worked to advance their own geopolitical agendas, and
independent states continued to look after their own parochial
interests, these non-state actors together promoted globalization and
a sense of transnational interdependence.

The question, then, was whether the non-state actors would be able to
provide global order if this task could not be entrusted to the
superpowers or the sovereign states.

This was the key question that had to be addressed in the last three
decades of the twentieth century–-and it remains the key question
today. Indeed, it is the question at the heart of the contemporary
debate on empire.

During the 1970s and 1980s, as Cold War tensions abated, fresh
national rivalries were unleashed, fracturing Africa, the Middle East,
Central Asia, and Southeast Asia. At the same time, forces for
transnational interconnectedness were strengthened. The European
Economic Community, now joined by Britain, steadily effected regional
integration, and its success encouraged similar, if smaller-scale,
arrangements elsewhere, such as the Association of Southeast Asian
Nations and the North American Free Trade Area.

Whether such regional entities would, by themselves, succeed in
establishing a new international order remained to be seen. If such
communities developed as exclusionary groupings, pursuing only their
internally shared interests, they might end up dividing the world. But
other developments in the last decades of the century tended to
encourage international and interregional cooperation and to generate
conditions for the emergence of a new, stable order. During the 1970s,
for instance, issues such as environmental degradation and human
rights abuses were becoming so serious that they would have to be
solved through transnationally coordinated action. The United Nations
sponsored conferences to deal with them, and it was joined by newly
formed nongovernmental organizations that were transnational in
character, such as Friends of the Earth and Amnesty International.
Acts of international terrorism also aroused global awareness, evoking
calls for collective response.

These issues were no longer confined to specific countries or regions.
It was no accident, then, that international organizations of all
sorts, but especially of the nongovernmental variety, grew
spectacularly in the last decades of the century. At a time when
sovereign states were proving incapable of constructing a viable
international order, and when the Cold War was ebbing, regional
communities, international organizations, and non-state actors were
actively seeking an alternative–-a global community that did not rely
for its viability on the existing governments and armed forces, but on
the transnational activities of individuals and organizations. These
were all aspects of the globalizing trend of international affairs.

Can such transnational forces and activities somehow manage to combine
to establish a global structure of governance? That is the major
challenge today.

A hundred years ago, globalization had coincided with the new
imperialism. By the late twentieth century, nineteenth-century-style
imperialism had long since disappeared from the scene, but the
postcolonial states had proved no more capable of establishing a
stable world order than the older nations that had been in existence
for a long time. Would the regional communities provide the answer? If
not, would transnational non-state entities such as nongovernmental
organizations and multinational enterprises be able to construct a
global civil society? How could nonstate bodies establish any sort of
governing structure to provide law and order? How would they define
their relationship to the existing states?

These were serious questions to which no satisfactory answer was
readily available. It may have been for this reason that some began to
look back fondly on empires as providers of international order. Two
developments at the end of the twentieth century and the beginning of
the twenty-first made the question of effective world governance
extremely urgent. One was the frequency and geographical spread of
international terrorism, and the other, the proliferation of nuclear,
biological, and chemical weapons across national boundaries. Both were
serious challenges to the whole world, requiring an effective response
from all–states, international organizations, regional communities,
and non-state actors. Such cooperation, however, would take a long
time to develop, so in the meantime the United States took it upon
itself to punish terrorist groups and the `rogue states' suspected of
harboring weapons of mass destruction. For those who believed that
international order must be buttressed by a great military power
willing to use its resources for this purpose, the United States
provided the ready, and possibly only, answer. The nation would carry
out the functions that the earlier empires had performed. It would be
the empire for the twenty-first century. But today there is little
tolerance for any sort of imperialism anywhere in the world. Although
old-fashioned imperialism is far from dead, it has no legitimacy in
the international community, which is, at least in theory, constructed
on the principles of national self-determination and human rights.
Moreover, the Atlantic world, which dominated modern international
relations and of which the United States was an integral part, can no
longer claim the same degree of hegemony in world affairs.

On one hand, European countries have tended to move within the
framework of their regional community, quite independently of the
transatlantic ties. On the other hand, China, India, and some Latin
American and Middle Eastern countries are likely to develop as centers
of economic and even military power. To the extent that the new
imperialism of a hundred years ago was largely a product of Western
civilization, today we must reckon with the fact that non-Western
civilizations have grown in strength and self-confidence. If a new
empire were to emerge, therefore, it would not be able to function if
it were identified solely with the West. Such an empire would have to
accommodate different civilizations from all regions of the Earth, and
it would need to be mindful of the transnational networks of goods,
capital, ideas, and individuals that constitute global civil society.

In other words, a new empire for the new millennium would not be an
empire in any traditional sense.

What may have worked briefly a hundred years ago cannot be expected to
reappear and function in the same way today. There is, however,
another nineteenth-century legacy that might, in its
twenty-first-century incarnation, provide a more relevant solution to
today's problems: the legacy of internationalism. It is sometimes
forgotten that the age of the new imperialism was also a time when
modern internationalism was vigorously promoted, by governments,
private organizations, and individuals. The Olympic Games were one
example, the Permanent Court of Arbitration in the Hague, another. The
internationalists established transnational organizations and convened
world congresses. They sought an alternative to a world order that was
dominated by the imperialists. Yet the contest for influence between
imperialism and internationalism appeared to be decided in the
former's favor when, despite the internationalists' ardent pleas for
peace and understanding among nations, the world powers chose war.

But the Great War proved to be the swan song of empires, and their
certain demise was implicit in the establishment of the League of
Nations, an internationalist project par excellence. Although the
League did little about the existing empires besides placing Germany's
former colonies and those of its wartime allies under a system of
mandates, and while it proved powerless to check the aggressive
imperialism of Germany and Japan in the 1930s, its internationalist
vision never died. The international body, assisted by a host of
nongovernmental organizations, kept up the efforts–-even during the
dark days of World War II–-to define norms of behavior for nations and
individuals, efforts that laid the ground for conceptions of human
rights, crimes against humanity, and universal equality and justice
under the law. The United States and Great Britain, even as they
fought against the Axis Powers, without hesitation embraced this
internationalist legacy that became the basis of the United Nations.

Even if somehow a new empire were to emerge, that empire would have to
embody principles of human rights and justice for all. It would have
to be an empire of freedom in support of the emergent transnational
institutions of global civil society. Since such a development is
highly unlikely, we would do better to explore the alternative. After
all, there actually are other ways of securing international order.
And there is no reason why the internationalist legacy, rather than
the legacy of the briefly dominant new imperialism, should not serve
humankind today. 






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