Message text written by INTERNET:t...@world.std.com

>On December 17 FCC took another big step towards getting itself out of the
telecommunications equipment approval business, in order to allocate
resources to enforcement of its regulations.  Docket 98-68 covers both
wired and wireless telecom equipment de-regulation issues, an Adobe Acrobat
file version of the docket is at

http://www.fcc.gov/Bureaus/Engineering_Technology/Orders/1998/fcc98338.pdf

Text and Wordperfect versions also available on FCC's home page in the
Headlines section.


Tom, thank you very much for sharing this with us.  You are correct from
the perspective
of what this means to Industry and Certification houses.  However, you have
not grasped
the essence of the decision.  The FCC REMAINS the Approval Authority.  The
TCBs only
certify that the equipment meets the requirements.  So, the FCC is getting
out of some
of parts of the approval business, but not all parts.  Given that in the
past one civil servant
reviewed the applications for registration no matter who submitted them,
and had a sixth
sense for what was fishy, anything that requires more people and accredited
laboratories 
and certification organizations WILL HAVE TO COST MORE and will probably
not be as
responsive, efficient and cost-effective.  COMPARE THIS WITH THE MARK OF A
NRTL,
THE NRTL NEVER EVER SAY THEY APPROVE THE EQUIPMENT, THEY SAY THAT THE
EQUIPMENT MEETS THE REQUIREMENTS OF SOME PARTICULAR STANDARD(S).
THYE "LIST" THE EQUIPMENT ON A LIST OF EQUIPMENT THAT HAS PASSED THE TESTS.
IF YOU READ THE FINE PRINT YOU FIND OUT THAT THE AUTHORITY HAVING
JURISDICTION
IS THE ONLY ONE WHO CAN APPROVE, AND DOES SO ON THE STRENGTH OF THE
MARK OF A NRTL.  PART 68 EQUIPMENT NEVER WAS APPROVED.  IT WAS REGISTERED. 

This action amends parts 0,2,15,25, and 68 of the rules to give
manufacturers the option of obtaining equipment CERTIFICATION from private
entities for equipment requiring approval from the FCC.
Telecommunication Certification Bodies, or TCBs, will be established "to
function much like the Commission by certifying a product based on the test
results of one representative sample."
THE COMMISSION DID NOT DO MUCH CERTIFYING IN THE PAST.   THEY REGISTERED.

TCBs must "have the technical expertise and capability to test the
equipment it will certify", although a TCB can accept manufacturer's data
or data from subcontractors - the TCB will be responsible for subcontractor
results.

The Docket also adopts rule changes to implement Mutual Recognition
Agreements (MRAs) for product approvals with the European Community (EC),
THE CHANGE IN THE RULES WAS INSTIGATED BY THE MRAs.  IT IS NOT
PROBABLE THAT THE RULES WOULD HAVE BEEN CHANGED AS THEY 
ARE, IF IT WEREN'T FOR THE MRAs. 
the Asia Pacific Economic Cooperative (APEC), and others.  TCBs will be
private entities in the US, designated entities in other countries.

WHETHER THE ENTITY IS PRIVATE OR PUBLIC HAS NOTHING TO DO WITH DESIGNATION.
THE US DESIGNATES QUALIFIED LABORATORIES TO THE EUROPEAN COMMUNITY.  THE
EUROPEAN COMMUNITY DESIGNATES QUALIFED LABORATORIES TO THE US.
THE US DESIGNATING AUTHORITY MUST ASSURE ITSELF THAT THE LABORATORIES THEY
DESIGNATE ARE CAPABLE OF DOING THE JOB.  BECAUSE THEY CANNOT TREAT FOREIGN
BODIES DIFFERENT THAN NATIONAL BODIES, THEY HAD TO INSTITUTE THIS
ACCREDITATION BUSINESS, OR MAKE IT A FREE-FOR-ALL.  THEY CHOSE THE
ACCREDITATION CHURCH, WHICH WILL DRIVE THE PRICE OF TELECOM PRODUCTS IN
NORTH AMERICA UP FOR THE CONSUMERS.  (I AM NOT ARGUING THAT THEY SHOULD
HAVE GONE THE FREE-FOR-ALL ROUTE.  I AM MERELY STATING THAT WE WENT FROM A
SIMPLE AND INEXPENSIVE APPROVALS ROUTE TO A MORE COMPLEX AND COSTLY ROUTE,
IN THE HOPE AND EXPECTATION THAT WE WILL GAIN FROM THE INCREASE IN
BUSINESS.) 

TCBs will be accredited to ISO/IEC Guide 65 and ISO/IEC Guide 25.  NIST
will be
responsible for accrediting TCBs, FCC will DESIGNATE QUALIFIYING TCBs TO
THE EUROPEAN UNION.  SUCH DESIGNATIONS WILL BE ANNOUNCED via
Public Notice.  (NOTE: THE EU HAS THE RIGHT TO QUESTION US DESIGNATIONS,
THE US HAS THE RIGHT TO QUESTION EU DESIGNATIONS.  BEING DESIGNATED DOES
NOT "NECCESSARILY" MEAN YOU'RE IN.  I HAVEN'T CAREFULLY READ THE FCC
DOCUMENT, SO I AM NOT SURE THAT THE FCC NEEDS TO DESIGNATE LABS FROM THE
US, FOR THE US.  I WOULD EXPECT THAT THE FCC WILL PROVIDE A PUBLIC NOTICE
ON WHAT FOREIGN DESIGNATIONS IT DID ACCEPT).

Once TCBs have been established, FCC will no longer process or issue
certifications for pc's and pc peripherals (new para 15.101)

There has been no limit put on the number of TCBs that will be accepted.

TCBs will be able to perform all the equipment CERTIFICATION functions
currently performed by FCC, with the following caveats and exceptions:

- TCBs are not to impose their own requirements and conform test and
certification procedures with FCC rules and requirements

- TCBs will not be permitted to waive rules.  Waivers and new or novel rule
applications or interpretations will be done by FCC

- Grantees of certification will remain the party responsible to FCC for
product compliance

- There are no restrictions for fees TCBs may charge for certifications

- TCBs may process requests for permissive changes to certified equipment,
irrespective of who originally certified the equipment

- TCBs must perform periodic audits of equipment on the market they have
certified to ensure continued compliance.

- TCBs will not be allowed to authorize "transfers of control" on Part 2
grants of certification, only FCC can do this.  TCBs will be allowed to
authorize transfer of Part 68 grants.

IMPLEMENTATION:  The rules go into effect 90 days after Docket 98-68 is
published in the Federal Register. The docket has a 24 month transition
period for implementation of TCBs, FCC would like to implement sooner but a
number of administrative tasks remain re documentation and accreditation
issues.  Since the 24 month transition period for MRAs began 1 Dec 1998,
one can assume the TCB program will be in effect before 1 Dec 2000,
although it is  not explicitly so stated in the Docket.

IMHO:  The TCB program will cut certification times but costs are likely to
remain the same. FCC contends competition among TCBs will reduce
certification costs, but the TCBs will need to price their  services to pay
for the periodic equipment audits they are required to perform, and this
will erode some or perhaps all of the anticipated savings.

During the transition period, FCC will continue offer certification
services.  If I were a manufacturer with product to certify during this
transition period, would I choose a rapid route to compliance knowing I
would be subject to periodic equipment audits, or would I wait a few more
weeks for the government to process the application and not have to worry
about mandatory audits?

There is still a lot of work and confusion ahead.  With respect to
intentional radiators (i.e. transmitters) the US standards seem
well-defined and complete, but as yet the EU standards to which TCBs will
be testing are not established.  In other words, TCBs in the EC (TCBs are
called CABs in the MRA, a TLA for Conformity Assessment Body) know what
requirements they must meet for US certification, but the same thing cannot
yet be said for US TCBs looking to sell products in the EU.  Establishing
the list will take time, since the US has one set of national requirements,
and the EU at least 15 sets.

TO THE BEST OF MY KNOWLEDGE, THE EU HAS ONLY ONE EMC DIRECTIVE ???

The new rules state that FCC will not accept certifications from foreign
TCB/CABs unless that country will accept certifications from US based TCBs
for its nation's requirements.  So, until these EU regulations are defined,
it appears the only type of mutual recongnition that will occur will be for
unintentional radiators, such as ITE equipment, and this is already in
place.

Happy New Year, everybody!

Tom Cokenias
EMC/Radio Approvals Consultant<

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