Re: Book on future of STM publishers

2002-07-18 Thread Thomas Krichel
  M. Meier writes

 An exposé is availabel under http://www.ep.uni-muenchen.de/themen.htm. The
 book as a whole will unfortunately not be available online for free.

  I understand that the book is Michael's PhD thesis. I think that
  it would be interesting to understand the reasons why it is not
  freely available online. If the FOS movement can not convince scholars
  in scholarly communication to make their work freely available online,
  we do have a problem. I would like to understand what the problem is
  here.


  Cheers,

  Thomas Krichel   mailto:kric...@openlib.org
  http://openlib.org/home/krichel
  RePEc:per:1965-06-05:thomas_krichel


Re: What About the Author Self-Archiving of Books?

2002-07-18 Thread Thomas Krichel
  David Goodman writes

 The traditional solution here is a traditional library. Some things
 librarians can't do as well as we would like, but we do know how to buy
 books and lend them to people.

  It would be a waste of resources for a book that is
  written in German, when there may only be a handful
  of people on campus who read that language. That brings me
  back to my earlier point about the automated translation.


  Cheers,

  Thomas Krichel   mailto:kric...@openlib.org
  http://openlib.org/home/krichel
  RePEc:per:1965-06-05:thomas_krichel


Re: Book on future of STM publishers

2002-07-18 Thread Fytton Rowland
This is an interesting point.  In some disciplines, there is a tradition of
writing journal articles based on one's PhD research -- some of them perhaps
published before the thesis is written -- while in other fields the practice is
to turn one's thesis into a book.  However, the thesis itself, in its original
form as an examination document, is usually made publicly available in the
library of its home university, and is indexed in various secondary services
such as Dissertation Abstracts.  If universities in future mostly have OAI-
compliant servers, and theses are submitted in electronic as well as printed
form, there seems to be no obstacle to each university mounting its own theses
on its server for free worldwide access.

But... Stevan often makes the point that his concern is purely with the
scholarly journal literature, which is given away by its authors, and which
should be avialable free of charge to other scholars.  He goes on to say that
this argument does not apply to other kinds of publication for which authors
are traditionally paid, which is the case with books, even scholarly books. On
that argument, having to pay 30 Euros for Meier's book is o.k.

Hmm... So, if we are in a discipline that uses journals, free access is o.k.;
free access to the raw thesis is also o.k.; but if the discipline is one that
has the tradition of a book based on the thesis, then free access is not o.k.
What do others think of this line of argument?

Fytton.

Fytton Rowland, Dept of Information Science, Loughborough University, UK.

Quoting Thomas Krichel kric...@openlib.org:

   M. Meier writes

  An exposé is availabel under http://www.ep.uni-muenchen.de/themen.htm.
 The
  book as a whole will unfortunately not be available online for free.

   I understand that the book is Michael's PhD thesis. I think that
   it would be interesting to understand the reasons why it is not
   freely available online. If the FOS movement can not convince scholars
   in scholarly communication to make their work freely available online,
   we do have a problem. I would like to understand what the problem is
   here.

   Cheers,

   Thomas Krichel
 mailto:kric...@openlib.org

 http://openlib.org/home/krichel

 RePEc:per:1965-06-05:thomas_krichel




Re: Book on future of STM publishers

2002-07-18 Thread Stevan Harnad
 Fytton Rowland, Dept Information Science, Loughborough Univ, UK wrote:

 ...In some disciplines, there is a tradition
 of writing journal articles based on one's PhD research -- some of them
 perhaps published before the thesis is written -- while in other fields
 the practice is to turn one's thesis into a book. However, the thesis
 itself, in its original form as an examination document, is usually
 made publicly available in the library of its home university, and is
 indexed in various secondary services such as Dissertation Abstracts. If
 universities in future mostly have OAI-compliant servers, and theses
 are submitted in electronic as well as printed form, there seems to be
 no obstacle to each university mounting its own theses on its server
 for free worldwide access.

There is (and should be) a growing number of Open Access Eprint Archives
for University Theses and Dissertations. I append a list of Universities
that are already providing open online access to their theses in this
way at the end of this message.

 Stevan often makes the point that his concern is purely with the
 scholarly journal literature, which is given away by its authors, and
 which should be available free of charge to other scholars. He goes on
 to say that this argument does not apply to other kinds of publication
 for which authors are traditionally paid, which is the case with books,
 even scholarly books
 
 So, if we are in a discipline that uses journals, free access is
 o.k.; free access to the raw thesis is also o.k.; but if the discipline
 is one that has the tradition of a book based on the thesis, then free
 access is not o.k. What do others think of this line of argument?

This interesting puzzle is certainly worth discussing. I can guess the
answer: For 99% of theses/dissertations, the optimal/inevitable outcome
is exactly the same as for 100% of the peer-reviewed research
literature: Open Access.

But for perhaps 1% of dissertations -- those from which their authors
hope to make a book that can make some money for them -- those authors
may not want to provide open access to their dissertation (beyond the
mandatory deposit in their university library, and whatever can be
attained by interlibrary loan, etc.). (I doubt this has much to do with
discipline differences: It has more to do with expectation of sellability,
and whether the author wishes to make a career in research or in writing.)

There is absolutely nothing wrong with this. I see no reason why authors
should be denied possible sales revenue if they wish it. 

This topic has already been discussed in this Forum under the thread
Journal Papers vs. Books: The Direct/Indirect Income Trade-off
http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/0317.html and has since
been published as an article: Harnad, S., Varian, H.  Parks, R. (2000)
Academic publishing in the online era: What Will Be For-Fee And What Will
Be For-Free? Culture Machine 2 
http://culturemachine.tees.ac.uk/Cmach/Backissues/j002/Articles/art_harn.htm
and http://cogprints.soton.ac.uk/documents/disk0/00/00/17/00/index.html

By way of summary: Hal Varian pointed out that, statistically speaking,
MOST books fail to make money for their authors. I replied that where
there's life there's hope, and that hope of sales revenue is what drives
a good deal of human creativity and productivity in certain areas. With
no hope of sales revenue, some things simply would never get written in
the first place.

Having said that, it is also true that even non-give-away authors
sometimes give away their early work in order to publicize it and to build
a readership for later work. This would certainly apply to thesis-work
too. In addition, the book version is often much more readable than the
thesis, so a give-away open-access thesis might serve as an advertisement
for the non-give-away, toll-access book version.

And finally, thesis authors can make their own decisions on the
trade-off between maximizing the research impact of their theses through
open access and maximizing their sales income from toll-access. 
http://www.ecs.soton.ac.uk/~harnad/Tp/resolution.htm#1.2
I doubt that many thesis authors believe they have a potential best-seller
on their hands and, on reflection, and in the context of the 99% of theses
that will be openly accessible, more and more will opt for open access.

But this is their choice. No coercion is necessary. On the contrary, any
hint of coercion will only work against the cause of open-access for the
remaining 99%

Now, the growing list of Open Access Archives for Theses and
Dissertations:

Virginia Tech Electronic Thesis and Dissertation Collection
http://scholar.lib.vt.edu/
http://www.dlib.org/dlib/september96/theses/09fox.html

Networked Digital Library of Theses and Dissertations (NDLTD)
http://www.ndltd.org/

Caltech Electronic Theses and Dissertations
http://etd.library.caltech.edu/

CCSD theses-EN-ligne
http://theses-en-ligne.in2p3.fr/

Re: Ingenta to offer OAI eprint service

2002-07-18 Thread Stevan Harnad
This is a reply to another commentator's expression of concern (excerpt
will be quoted shortly) about the license that Southampton University has
given to Ingenta to develop a commercial service to install, customize
and maintain Eprints Archives for Universities who wish to purchase such
a service.

http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/2108.html

The commentator's concern is that the Ingenta version of the software
might become better than the free version, and that this would increase
rather than decrease the digital divide for poorer countries.

The gist of the reply has already made in this Forum:

http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/2111.html

The GNU license for the free version not only requires that the
free version remain freely available, but it also requires that all
alterations in the software be freely available, both to all users and
to all programmers who are doing further modifications of the code.

http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/2118.html

Moreover, any revenues received from Ingenta by Southampton University
will be used to continue to develop and support the free version.

This has already been stated in this Forum. The point to be addressed
here is the specific one, about developing countries and the digital
divide:

The commentator who is quoted (anonymously) below expresses some entirely
understandable yet entirely groundless worries. I would have preferred
to reply to the entire message in full openly, but as it was not posted,
I reply only to the anonymized excerpt.

I think we have come to a point where it is very important to express
explicit commitment to the support of the free version of Eprints,
by way of reassurance to the developing world.
http://software.eprints.org/

This is not because there is any danger at all that Southampton
University would betray the project, nor because there is any immediate
danger that underfunding of the free Southampton version could make it
inferior to the fee-based Ingenta version (the GNU license already
protects against that). It is merely because of perceptions. It is
important to reassure both the developing world and the many first-world
institutions suffering from the serials budget crisis that the rug will
not be pulled out from under them insofar as the Eprints software is
concerned.

The fact is that so much about open-access is about perception: It is
(wrong-headed) perceptions that are making us demonize publishers,
and believe that the open-access problem, or its solution, somehow lies
with them. It is (wrong-headed) perceptions that make as believe that
copyright (or peer review, or preservation, or plagiarism, or something
else) makes it illegal (or imprudent or unnecessary) to take matters
into our own hands and create open access overnight by self-archiving
our peer-reviewed research in our institutional Eprint Archives.
http://www.arl.org/sc/subversive/

By the same token, it is perception (and in this case misperception)
that sees Ingenta's commercial version of Eprints as an obstacle to open
access and as widening the digital divide.

At the heart of the commentator's worry is a profound and persistent
misunderstanding of the actual causal role that the software is meant
to play in the Open Access movement -- and from the specific vantage
point of the developing countries in particular.

The misunderstanding is this: The Eprints software and the Eprints
Archives themselves cannot give the developing world (or anyone)
access to the research literature. Only researchers and their
institutions can do that. It is wrong to think of either the software or
the (empty) archives as any sort of a boon to the developing world. It
is the FILLING of those archives that will constitute the boon to the
developing world (and to everyone else too). Hence what the commentator
and everyone else should really be worrying about is: How can we get
those archives filled as soon as possible?

Offering the commercial Ingenta option for those universities who prefer
to pay to have their Eprint Archives installed and maintained for them,
rather than to use the free version and do it for themselves, is one of
the (many) things that can be done to help get those archives filled as
soon as possible!

For, whether Ingenta-maintained or university-maintained, we are
talking about Open Access Archives, containing each university's own
peer-reviewed research output, freely accessible to everyone. It should
not worry anyone that some universities (who can afford it, and have
only been held back from self-archiving by the fact that they did not
wish to install and maintain their archives themselves, preferring
instead to pay a commercial service to do it) will now have available
to them the very service whose absence has so far held them back
from self-archiving.

And a second, perhaps deeper misperception inherent in the commentator's
worry is this: The real boon to the developing world that the eprints

Re: Book on future of STM publishers

2002-07-18 Thread Albert Henderson
on Thu, 18 Jul 2002 Fytton Rowland j.f.rowl...@lboro.ac.uk wrote:
 
 This is an interesting point.  In some disciplines, there is a tradition of
 writing journal articles based on one's PhD research -- some of them perhaps
 published before the thesis is written -- while in other fields the practice 
 is
 to turn one's thesis into a book.  However, the thesis itself, in its original
 form as an examination document, is usually made publicly available in the
 library of its home university, and is indexed in various secondary services
 such as Dissertation Abstracts.  If universities in future mostly have OAI-
 compliant servers, and theses are submitted in electronic as well as printed
 form, there seems to be no obstacle to each university mounting its own theses
 on its server for free worldwide access.
 
 But... Stevan often makes the point that his concern is purely with the
 scholarly journal literature, which is given away by its authors, and which
 should be avialable free of charge to other scholars.  He goes on to say that
 this argument does not apply to other kinds of publication for which authors
 are traditionally paid, which is the case with books, even scholarly books. On
 that argument, having to pay 30 Euros for Meier's book is o.k.
 
 Hmm... So, if we are in a discipline that uses journals, free access is o.k.;
 free access to the raw thesis is also o.k.; but if the discipline is one that
 has the tradition of a book based on the thesis, then free access is not o.k.
 What do others think of this line of argument?

The fundamental flaw in Stevan's position is  
that it discounts the receipt of value -- 
recognition and targeted dissemination -- exchanged
by the journal author. If one recognizes that the 
journal publisher does provide such value, the 
journal author is on the same footing as the book 
author. No man but a blockhead ever wrote, except
for money, as Samuel Johnson observed. Steven's 
position is out of bounds. The question is moot. 

In the case of the dissertation, the acceptance
is of a lesser value, since it is student work. 
Most books derived from dissertations require a 
good deal of additional work before they are 
publishable in the usual sense and recognizable
by the world beyond dissertation examiners.

The future of STM publishing is a great topic
for magazines that have a short shelf life.
They can attract a curious readership and sell
lots of advertising by puzzling over questions
without answers.

I for one have serious doubts whether the future 
of any industry niche would be a fit subject for 
a student dissertation. Most predictive visions 
offered decades ago by experts are today only 
meaningful as evidence of lobbying and other 
promotional efforts. Book or dissertation, I
would expect to shelve this topic near astrology.   

Best wishes,

Albert Henderson
Former Editor, PUBLISHING RESEARCH QUARTERLY 1994-2000
70244.1...@compuserve.com


.
.