Re: EPRINTS = PREPRINTS (unrefereed) + POSTPRINTS (refereed)

2004-01-28 Thread David Prosser
I certainly intended the article to reflect the first of the
interpretations that Stevan gives, i.e., that self-archiving is for
papers at all stages of their evolution from pre-print to post-print.
In the paper, I give a very brief (non-official) definition of self
archiving as:

'...the right of scholars to deposit their refereed journal articles in
searchable and free electronic archives'

I also talk about authors placing 'a peer-reviewed 'post-print' onto
their local institutional repository ensuring that both versions were
archived.'  Admittedly, this last comment is in relation to the
interaction with open access journals, but I agree that authors should
be doing that now where they can, even if the paper is published in a
subscription-based journal.

I plead guilty as charged to my tardiness in making my papers available.
The LIBER Quarterly paper (amongst others) is on the SPARC Europe
website at:

http://www.sparceurope.org/resources/index.html

I refer to the free version as a 'pre-print' only because it is the
version that I sent before it was printed - it should not vary from the
final version as there were no changes (to my knowledge).

I am also guilty of not formally archiving my papers in a repository,
only of (eventually) placing them on the SPARC Europe website.  If
anybody has a good suggestion as to a suitable repository I will load
them there.

I am not sure if the LIBER Quarterly is a 'green' journal or not, but I
side-stepped the issue by not assigning copyright.  I never give away my
copyright or sign a license that will stop me from putting up a version
of the final text.

I hope that this begins to return me to the ranks of a good citizen!

David

David C Prosser PhD
Director
SPARC Europe

E-mail: david.pros...@bodley.ox.ac.uk
Tel:+44 (0) 1865 284 451
Mobile: +44 (0) 7974 673 888
http://www.sparceurope.org


-Original Message-
From: American Scientist Open Access Forum
[mailto:american-scientist-open-access-fo...@listserver.sigmaxi.org] On
Behalf Of Stevan Harnad
Sent: 24 January 2004 14:11
To: american-scientist-open-access-fo...@listserver.sigmaxi.org
Subject: EPRINTS = PREPRINTS (unrefereed) + POSTPRINTS (refereed)

Subject Thread begins (2000):
http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/0661.html

Open Access News http://www.earlham.edu/~peters/fos/fosblog.html
(Friday January 23 2004) contains the following item:

 OA will transform scholarly communication

   David C. Prosser, The Next Information Revolution - How Open Access
   repositories and Journals will Transform Scholarly Communications,
   Liber Quarterly, 13, 3/4 (2003) (accessible only to subscribers).
   http://liber.library.uu.nl/cgi-bin/pw.cgi/articles/47/index.html
   Abstract: Complaints about spiralling serials costs, lack of
   service from large commercial publishers, and the inability to
   meet the information needs of researchers are not new. Over the
   past few years, however, we have begun to see new models develop
   that better serve the information needs academics as both authors
   and readers. The internet is now being used in ways other than just
   to provide electronic facsimiles of print journals accessed using
   the traditional subscription models. Authors can now self-archive
   their own work making it available to millions and new open access
   journals extend this by providing a peer-review service to ensure
   quality control.  Posted by Peter Suber at 11:29 PM.
http://www.earlham.edu/~peters/fos/2004_01_18_fosblogarchive.html#a10749
1856636195137

I could not access the article as Liber is toll-access; but perhaps
David Prosser could explain the last sentence in the above summary:

   Authors can now self-archive their own work making it available to
   millions and new open access journals extend this by providing a
   peer-review service to ensure quality control

Without the full text it is hard to know which of two possible senses
is intended here. The first sense is spot-on and irreproachable:

(1) Authors can now provide open access to the articles they publish
in toll-access journals by self-archiving them AND (2) there are
also new open-access peer-reviewed journals in which authors can
publish their articles.

If this is the intended sense of the passage, it is a very welcome
statement of the UNIFIED OPEN-ACCESS PROVISION POLICY:

(OAJ) Researchers publish their research in an open-access
journal if a suitable one exists, otherwise

(OAA) they publish it in a suitable toll-access journal and also
self-archive it in their own research institution's open-access
research archive.

But unfortunately there is another possible construal of the above
passage, and it would be very helpful if David would clarify whether it
was in fact this that he meant:

 Authors can now (1) self-archive unrefereed drafts of their work
 and then (2) extend this by submitting them to open-access journals

EPRINTS = PREPRINTS (unrefereed) + POSTPRINTS (refereed)

2004-01-24 Thread Stevan Harnad
This Subject Thread begins (2000):

 http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/0661.html

Related Threads:

The Green and Gold Roads to Open Access
 http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/3147.html

The Green Road to Open Access: A Leveraged Transition
 http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/3378.html
 
Open Access News http://www.earlham.edu/~peters/fos/fosblog.html
(Friday January 23 2004) contains the following item:

 OA will transform scholarly communication

   David C. Prosser, The Next Information Revolution - How Open Access
   repositories and Journals will Transform Scholarly Communications,
   Liber Quarterly, 13, 3/4 (2003) (accessible only to subscribers).
   http://liber.library.uu.nl/cgi-bin/pw.cgi/articles/47/index.html
   Abstract: Complaints about spiralling serials costs, lack of
   service from large commercial publishers, and the inability to
   meet the information needs of researchers are not new. Over the
   past few years, however, we have begun to see new models develop
   that better serve the information needs academics as both authors
   and readers. The internet is now being used in ways other than just
   to provide electronic facsimiles of print journals accessed using
   the traditional subscription models. Authors can now self-archive
   their own work making it available to millions and new open access
   journals extend this by providing a peer-review service to ensure
   quality control.  Posted by Peter Suber at 11:29 PM.
http://www.earlham.edu/~peters/fos/2004_01_18_fosblogarchive.html#a107491856636195137

I could not access the article as Liber is toll-access; but perhaps
David Prosser could explain the last sentence in the above summary:

   Authors can now self-archive their own work making it available to
   millions and new open access journals extend this by providing a
   peer-review service to ensure quality control

Without the full text it is hard to know which of two possible senses
is intended here. The first sense is spot-on and irreproachable:

(1) Authors can now provide open access to the peer-reviewed articles
they publish in toll-access journals by self-archiving them AND
(2) there are also new open-access peer-reviewed journals in which
authors can publish their articles.

If this is the intended sense of the passage, it is a very welcome
statement of the UNIFIED OPEN-ACCESS PROVISION POLICY:

(OAJ) Researchers publish their research in an open-access
journal if a suitable one exists, otherwise

(OAA) they publish it in a suitable toll-access journal and also
self-archive it in their own research institution's open-access
research archive.

But unfortunately there is another possible construal of the above
passage, and it would be very helpful if David would clarify whether it
was in fact this that he meant:

 Authors can now (1) self-archive unrefereed drafts of their work
 and then (2) extend this by submitting them to open-access journals
 to peer-review them.

I hope the latter is not what David meant, for it is merely the common
error of thinking that self-archiving is only, or primarily, about
unrefereed preprints. This is and has always been incorrect. Eprints
are electronic drafts of various stages of the same paper. Preprints are
drafts *before* the paper is peer-reviewed and accepted for publication,
and postprints are drafts *after* the paper has been peer-reviewed
and accepted for publication.
http://www.eprints.org/self-faq/#What-is-Eprint

Self-archiving can provide open access to either the preprint or the
postprint draft of an article or both, but the primary target of the
open-access movement is of course the postprint, not the preprint! There
are 2.5 million postprints published yearly in the world's 24,000
peer-reviewed journals (1000 of them open-access journals, 23,000 of
them toll-access journals), and it is to those 2.5 million postprints,
not merely their preprints, that self-archiving is intended to provide
open access.
http://www.eprints.org/self-faq/#What-self-archive

Preprints are an extra bonus. It is highly recommended that authors
self-archive their preprints too: It accelerates the research cycle,
physicists have been doing it for decades, and the research community is
quite capable (with plenty of prior practise from paper days) of making
the distinction between an unrefereed preprint and a refereed postprint
(bearing the journal name and date). The rule for unrefereed preprints
always was and continues to be: caveat emptor (i.e., use with caution),
and the cautious user will wait for the refereed version to appear before
risking an attempt to build upon work that has not yet been validated
and may prove unreliable or downright wrong (except in special cases
where the name and reputation of the author justifies the risk, or the
user is expert enough to peer-review it for himself).

A 

Re: EPRINTS = PREPRINTS (unrefereed) + POSTPRINTS (refereed)

2000-05-19 Thread Steve Hitchcock

At 09:21 18/05/00 +0100, Thomas Krichel wrote:

  Steve Hitchcock writes

 Paul Ginsparg defined an eprint as something self-archived by the author.
 Isn't that the clearest distinction, and an obvious one for this forum to
 draw?

  I tend to think of an eprint as a  public-access scientific document
  in electronic form.  The insistance on author self-archiving obscures
  the fact that there are many eprints that are not archived by the
  author but by an agent of the author, for example an academic institution
  or a scholarly society.


I suspect this is a view held by many, but it doesn't differentiate eprints
from other terms, and leads to the misunderstandings about which this
thread was initiated. In addition, what is public-access? Everything in
the library domain is public access, even a 10k/year journal, it's just not
very easy to access for most.

In the context of the Open Archives initiative, for example, there is no
debate about author self-archiving. The mission of the OAi is already quite
specific: it is A forum to discuss and solve matters of interoperability
between author self-archiving solutions. In view of Thomas' comment, I
wonder if the significance of this OAi statement has been widely understood.

Thomas is right, there are other means and models of archiving, illustrated
by the emerging medical archives such as PubMed Central where,
incidentally, use of the term eprint seems to be carefully avoided (PMC is
a repository of scientific articles).

The term author self-archiving doesn't obscure anything. In fact it
highlights the issues and agenda very clearly indeed. We are unlikely to
sustain eprints = preprints + postprints unless it is based on author
self-archiving.

Steve


Re: EPRINTS = PREPRINTS (unrefereed) + POSTPRINTS (refereed)

2000-05-19 Thread Stevan Harnad
EPRINTS = BOTH PREPRINTS AND POSTPRINTS, BOTH AUTO-ARCHIVED AND ALLO-ARCHIVED

On Fri, 19 May 2000, Steve Hitchcock wrote:

 The term author self-archiving
 highlights the issues and agenda very clearly indeed. We are unlikely to
 sustain eprints = preprints + postprints unless it is based on author
 self-archiving.

No one could be more sanguine about author self-archiving than myself,
but it is not part of the definition of eprint.

Eprints are online digital papers reporting scholarly/scientific
research. I'm sending you an eprint if I email you a draft of either
my unrefereed preprint or my refereed postprint. (When the digital
draft is just sitting inertly in my own machine, it's only trivially an
eprint, if an eprint at all.) A fortiori, it is an eprint if it is
archived on the Web. But surely it's just as much an eprint if it's
archived in a financially fire-walled proprietary archive that charges
tolls for access as it is if it is archived in a freely accessible,
interoperable open archive (or, for that matter, on the author's
home website).

The point of this thread was that the equation of eprints with
(unrefereed) preprints, as in Declan Butler's Nature article, is
incorrect, arbitrary, and misleading. The source of this confusion is
multiple. Don't forget that the Open Archive Initiative (OAi) was
originally given the tentative name of the Universal Preprint Service
(UPS), and that the LANL Physics Archive (now arXiv.org) was originally
and often misdescribed as a Physics Preprint Archive and the like,
even though, almost from the very beginning (out of its admittedly
preprint origins), LANL has consisted of both pre- AND postprints. (Les
Carr will soon be writing up and documenting the embryology of eprints
along the scholarly skywriting continuum.)

Harnad, S. (1990) Scholarly Skywriting and the Prepublication
Continuum of Scientific Inquiry. Psychological Science 1: 342 - 343
(reprinted in Current Contents 45: 9-13, November 11 1991).
  http://www.ecs.soton.ac.uk/~harnad/Papers/Harnad/harnad90.skywriting.html

So just as reserving the descriptor eprints for unrefereed preprints
would be arbitrarily and misleadingly restrictive and unrepresentative,
so reserving it for self-archived papers would be -- even though this
Forum (the American Scientist Forum on Freeing the Refereed Journal
Literature OnLine), as well as http://www.openarchives.org and
http://eprints.org are, all three particularly focused on the
self-archived literature.

So just as eprints are equally eprints whether they are preprints or
postprints, so they are equally eprints whether they are auto-archived or
allo-archived.

There is nothing to prevent journals, for example, from adopting the
soon-to-be-released eprints.org open-archiving freeware to set up
interoperable, Santa-Fe-compliant open archives of their own, in which
the full-texts of all their eprints (postprints allo-archived by the
journal for their authors) are accessible only for a fee. It is just
that those archives have not been designed for that purpose, but rather
for adoption by universities and research institutions, so that their
authors can auto-archive their own eprints (preprints and postprints)
therein, thereby making them accessible to everyone for free.

The research community can then decide for itself whether it prefers to
use allo-archived eprints for-fee or auto-archived eprints for-free.

Indeed, that is the gist of the Subversive Proposal:

Harnad, S. (1995) A Subversive Proposal. In: Ann Okerson  James
O'Donnell (Eds.) Scholarly Journals at the Crossroads; A Subversive
Proposal for Electronic Publishing. Washington, DC., Association of
Research Libraries, June 1995.
http://www.arl.org/sc/subversive/


Stevan Harnad har...@cogsci.soton.ac.uk
Professor of Cognitive Sciencehar...@princeton.edu
Department of Electronics and phone: +44 23-80 592-582
 Computer Science fax:   +44 23-80 592-865
University of Southampton http://www.ecs.soton.ac.uk/~harnad/
Highfield, Southamptonhttp://www.princeton.edu/~harnad/
SO17 1BJ UNITED KINGDOM

NOTE: A complete archive of this ongoing discussion of providing free
access to the refereed journal literature is available at the American
Scientist September Forum (98  99  00):


http://amsci-forum.amsci.org/archives/American-Scientist-Open-Access-Forum.html

You may join the list at the site above.

Discussion can be posted to:

american-scientist-open-access-fo...@amsci.org


Re: EPRINTS = PREPRINTS (unrefereed) + POSTPRINTS (refereed)

2000-05-18 Thread Thomas Krichel
  Steve Hitchcock writes

 Paul Ginsparg defined an eprint as something self-archived by the author.
 Isn't that the clearest distinction, and an obvious one for this forum to
 draw?

  I tend to think of an eprint as a  public-access scientific document
  in electronic form.  The insistance on author self-archiving obscures
  the fact that there are many eprints that are not archived by the
  author but by an agent of the author, for example an academic institution
  or a scholarly society.

  The problem with self-archiving by authors is the growing tendency
  of authors to deposit their papers in homepages. It is debatable
  if this sort of activity is real archiving. What we need is to
  have more agents, acting on behalf of authors that will hopefully
  make more long-term archiving possible. The archiving through
  an agent is what I call formal archiving, and I oppose it to
  the tendency of informal archiving in homepages. My impression
  is that formal archiving is relatively declining, whereas informal
  archiving is on the increase. I see the OAi as an attempt of formal
  archivers to regain initiative.


  Thomas Krichel   http://openlib.org/home/krichel
   RePEc:per:1965-06-05:thomas_krichel
  offline 2000-06-04 to 2000-06-11


Re: EPRINTS = PREPRINTS (unrefereed) + POSTPRINTS (refereed)

2000-05-18 Thread Simon Buckingham Shum

At 9:21 am +0100 18/5/00, Thomas Krichel wrote:

...

  The problem with self-archiving by authors is the growing tendency
  of authors to deposit their papers in homepages. It is debatable
  if this sort of activity is real archiving. What we need is to
  have more agents, acting on behalf of authors that will hopefully
  make more long-term archiving possible. The archiving through
  an agent is what I call formal archiving, and I oppose it to
  the tendency of informal archiving in homepages. My impression
  is that formal archiving is relatively declining, whereas informal
  archiving is on the increase. I see the OAi as an attempt of formal
  archivers to regain initiative.


Good point. But the problem as we know from other computer science
domains is that people need a good reason to bother to formalize
information for systems - the cost-benefit tradeoff. One would hope
that authors see it in their interest to publish on an OAI server,
for instance, but structuring and submitting bibliographic data  is
extra work. For instance, if an author has already submitted a
document to their own organization's report library, they don't want
to have to do it all over again for an eprint archive.

Various options for getting a new document onto a server whilst
minimising the burden on the author suggest themselves:

- author takes responsibility to manually submit document to eprint
server in addition to any other archives

- other archives automatically forward their submissions to eprint archive

- all archives become OAI compliant(!) so no forwarding of
submissions is required

- author's favourite bibliographic management tool (Bib; EndNnote;
etc) uploads details to eprint server, which emails author with URL
to go to form to complete any missing details

- author publishes document citation details on homepage, an
intelligent agent spots and parses this, fills out the eprint server
form as far as possible and emails author with URL to go to form to
complete any missing details

- dream on

Simon
--

 ¬
 Dr Simon Buckingham Shum  Knowledge  Media  Institute
 The Open University   Milton Keynes, MK7 6AA,  UK
 Mailto:s...@acm.org
 http://kmi.open.ac.uk/sbs/Tel: +44 (0)1908-655723
 eFax: +44 (0)870-122-8765 (personal)  +44 (0)1908-653169 (office)
 Jnl. Interactive Media in Education:  http://www-jime.open.ac.uk
 ¬
 What gets measured is not always important,
  and what is important cannot always be measured A. Einstein


EPRINTS = PREPRINTS (unrefereed) + POSTPRINTS (refereed)

2000-05-13 Thread Stevan Harnad
In Souped-up search engines (Nature May 11 2000)
http://helix.nature.com/webmatters/search/search.html
Declan Butler wrote:

 in February, the operators of the world's leading
 archives of electronic preprints, or 'e-prints', agreed standard
 formats that should allow scientists to search across all of them
 simultaneously.

Two errors here, one small, one not so small. The small one is that it
wasn't in February. The other one -- rather bigger and leading to
endless misunderstandings -- is that e-prints is NOT synonymous with
electronic preprints. (I am beginning to believe that this persistent
erroneous equation of the two may be one of the factors delaying us
on the road to the optimal and the inevitable.)

EPRINTS (or e-prints) are electronic versions of BOTH preprints and
postprints.

PREPRINTS in turn means pre-refereeing (i.e., unrefereed) research
papers, almost all of them prepared for submission to refereed journals
(or refereed conference proceedings) for refereeing.

POSTPRINTS are post-refereeing (i.e., refereed, revised, accepted final
drafts of) research papers, all of them appearing in or soon to appear
in refereed journals (or refereed conference proceedings).

Incorrectly equating eprints with preprints and forgetting about
postprints gives the entirely erroneous impression that the free, online
eprint archives are only, or primarily, for unrefereed research. This is
not true, and never has been true. Authors can and do self-archive their
preprints (first, naturally), and, once they are refereed, revised and
accepted, their postprints too, in the same archives (either in place
of, or, better, in addition to, their embryonic predecessors).

Not making it explicitly clear that eprints = preprints +
postprints can lead to confusing either/or statements like these:

 This Santa Fe Convention will allow e-prints to be tagged as
 'refereed' or 'unrefereed', along with other information such as
 author and keywords. Using software that will become available
 this month, any scientist could, in principle, set up an e-print or
 refereed website, or a site of conference proceedings, in the
 knowledge that it would be compatible with this global system.

The first half sounds like it understands that eprints consist of
BOTH preprints (unrefereed) AND postprints (refereed), but the second
sounds again like EITHER/OR.

Let me accordingly make it quite explicit: The refereed/unrefereed
tag is meant to distinguish papers (or embryonic stages of papers) in
the SAME archive. The soon-to-be-released Santa-Fe-compliant, eprint
software in question is intended, in the first instance, for
adoption by universities to provide an immediate interperable open
archive for the self-archiving of all their researchers papers (pre-
and post-refereeing), in all disciplines. The refereed (and
journal-name) metadata tags will then allow all the distributed open
eprint archive clones to be collected by open search and harvesting
services into one global searchable, full-text-accessible virtual
collection of the refereed literature, with the user not having to
worry about where the actual papers happen to be located.

Secondarily, the same software can be used to establish
discipline-specific central open eprint archives by Learned Societies,
open-archives for Conference Proceedings by Learned Conference
Organizers or even journal-specific open-archives by refereed journal
publishers.

The open eprint archive software, however, is predicated on
fire-wall-free access to the full texts for one and all. It is
configurable, so in principle that free access can be blocked -- not
just for financial fire-walling, but for institution-internal purposes
-- however, it was designed in the interests of open rather than
restricted uses.

The Nature article unfortunately omitted the URL for this software:
http://www.eprints.org

 If these efforts succeed in weaving a seamless web from the
 scientific literature, researchers should find that the hours spent
 trawling through pages of irrelevant search returns are
 consigned to history.

Fire-wall-free citaton linking of the entire full-text eprint
literature (preprint and postprint) is indeed the optimal and
inevitable outcome toward which all these efforts are dedicated.

http://opcit.eprints.org/


Stevan Harnad har...@cogsci.soton.ac.uk
Professor of Cognitive Sciencehar...@princeton.edu
Department of Electronics and phone: +44 23-80 592-582
 Computer Science fax:   +44 23-80 592-865
University of Southampton http://www.ecs.soton.ac.uk/~harnad/
Highfield, Southamptonhttp://www.princeton.edu/~harnad/
SO17 1BJ UNITED KINGDOM


NOTE: A complete archive of this ongoing discussion of providing free
access to the refereed journal literature is available at the American
Scientist September Forum (98  99  00):