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New York Times
March 17, 2006

Police Files Say Arrest Tactics Calmed Protest
By JIM DWYER

In five internal reports made public yesterday as part of a lawsuit, New
York City police commanders candidly discuss how they had successfully
used "proactive arrests," covert surveillance and psychological tactics at
political demonstrations in 2002, and recommend that those approaches be
employed at future gatherings.

Among the most effective strategies, one police captain wrote, was the
seizure of demonstrators on Fifth Avenue who were described as "obviously
potential rioters."

The reports provide a rare glimpse of internal police evaluations and
strategies on security and free speech issues that have provoked sharp
debate between city officials and political demonstrators since the Sept.
11 attack.

The reports also made clear what the police have yet to discuss publicly:
that the department uses undercover officers to infiltrate political
gatherings and monitor behavior.

Indeed, one of the documents — a draft report from the department's
Disorder Control Unit — proposed in blunt terms the resumption of a covert
tactic that had been disavowed by the city and the federal government 30
years earlier. Under the heading of recommendations, the draft suggested,
"Utilize undercover officers to distribute misinformation within the
crowds."

Asked about the proposal, Paul J. Browne, the chief spokesman for the
Police Department, said yesterday: "The N.Y.P.D. does not use police
officers in any capacity to distribute misinformation."

Mr. Browne also said that the "proactive" arrests referred to in the
report — numbering about 30 — involved protesters with pipes and masks who
he said presented an obvious threat.

In another report, a police inspector praised the "staging of massive
amounts" of armored vehicles, prisoner wagons and jail buses in the view
of the demonstrators, writing that the sight "would cause them to be
alarmed."

Besides the draft report, the documents released yesterday included four
final reports written by commanders to assess police performance during
the World Economic Forum, which met in New York from Jan. 31 to Feb. 4,
2002.

The economic forum, a private organization that normally meets in Davos,
Switzerland, and draws a grab bag of leaders from government, business,
and academia — as well as protesters from a miscellany of causes and
movements — was moved to the city as a gesture of solidarity after the
terror attack.

Security was extremely tight around Midtown Manhattan, where the delegates
were meeting at the Waldorf-Astoria, and demonstrators were kept blocks
from the hotel. Officials spoke of violence during antiglobalism protests
at other high profile gatherings in Seattle and Genoa, Italy. In the end,
though, as one of the police reports noted, "the amount of confrontation
and number of arrests were lower than expected."

Parts of that document and others were made public, over the objections of
the city, by a federal magistrate, Gabriel W. Gorenstein, who said the
excerpts went to the heart of a lawsuit brought by 16 people who were
arrested at an animal rights demonstration during the economic forum. The
police said they were blocking the sidewalk and had refused to obey an
order to disperse; the demonstrators said no one told them to move.

Many of the issues in the animal rights case, which challenge broad police
tactics and arrest strategies, resonate in well over a hundred other
lawsuits brought against the city by demonstrators who were arrested at
war protests, bicycle rallies and during the Republican National
Convention.

Daniel M. Perez, the lawyer representing the people arrested at the animal
rights demonstration, argued that the police tactics "punish, control and
curtail the lawful exercise of First Amendment activities." The Police
Department and the city have said that preserving public order is
essential to protecting the civil rights of demonstrators and bystanders.

Mr. Perez maintains that the police documents, taken together, show a
policy of pre-emptive arrests. The draft report discussed how early
arrests could shape future events. "The arrests made at West 59th Street
and Fifth Avenue set a 'tone' with the demonstrators and their possible
plans at other demonstrations," the report stated.

The disorder control unit's commander, Thomas Graham, is listed as the
author of the report, but the document is not signed and the word "draft"
is handwritten across the top.

The same tactic is cited in another report, dated Feb. 8, 2002, and signed
by Capt. Robert L. Bonifaci, commander of the Queens North Task Force.
Captain Bonifaci wrote, "It should be noted that a large part of the
success in policing the major demonstration on Saturday, Feb. 2, 2002, was
due in part to the proactive arrest policy that was instituted at the
start of the march at 59th Street and Fifth Avenue, and directed toward
demonstrators who were obviously potential rioters."

Elaborating on the report, Mr. Browne, the police spokesman, said that
plainclothes officers saw a group of demonstrators put on masks as they
drew near the Plaza Hotel, then take out metal pipes and try to rush
police lines.

"In addition to mainly peaceful protesters, the W.E.F. attracted
hard-core, violent elements that were surveilled by the N.Y.P.D.," Mr.
Browne said, citing the incident at the Plaza. "Yes, we used surveillance
techniques to track and hopefully disrupt violent elements. That's
proactive."

About 30 people were arrested there, and virtually all their cases are now
sealed, indicating that the charges were either dismissed by prosecutors
or dropped after six months without further incident.

The Police Department report from Michael E. Shortell, a deputy inspector
who headed a narcotics command in northern Manhattan, included a list of
"positive aspects" of the Police Department's approach. Among them: "The
staging of massive amounts of equipment in the key areas (e.g. armored
vehicles, command posts, prisoner wagons, Department of Correction buses,
city buses)."

Capt. Timothy Hardiman also took note of what he saw as the helpful
presence of city corrections buses, which are used to transport prisoners
and have reinforced windows, protected by metal grids.

"It was useful to have buses with corrections officers on hand," Captain
Hardiman wrote. "They also had a powerful psychological effect."

Mr. Browne said the main reason buses were on hand was to quickly move
prisoners from an arrest scene. "If a corrections bus had a deterrent
effect on someone contemplating a violent act, then that's value added,"
he said.

However, the draft report stated that the emphasis on quickly moving
prisoners had not been helpful. "This hastened the process adding to the
confusion and increasing the potential for mistakes to be made," the
report stated.

Mr. Perez said the show of force sent a deliberate warning to people
expressing their opinions. "The message is, if you turn out, be prepared
to be arrested, be prepared to be sent away for a long time," he said. "It
sounds like something from a battle zone."

Demonstrators arrested during the economic forum were held by the police
for up to 40 hours without seeing a judge — twice as long as people
accused of murder, rape and robbery arrested on those same days, Mr. Perez
said.

Mr. Browne of the Police Department said that the arrests were processed
as quickly as possible, and that protesters were not singled out for
longer detention.

The reports, which were heavily edited at the request of the city, also
discuss the use of undercover officers at the protests. Captain Hardiman
wrote that "the use of undercovers from narcotics provided useful
information." And on Inspector Shortell's list of positive aspects of the
strategy, he listed "the use of undercover personnel in the ranks of the
protesters."

The power of the police to secretly monitor political gatherings was
tightly controlled by a federal court between 1985 and early 2003, the
result of a lawsuit by political activists from the 1960's who charged
that police undercover officers had disrupted their ability to express
their opinions. Many of the restrictions from that case, known as
Handschu, were eased at the request of the city in 2003.

The proposal to use undercover officers to spread misinformation — which
the Police Department says was not adopted — recalled the origins of the
Handschu lawsuit, which was based in part on the actions of undercover
agents and officers who instigated trouble and spread lies among a group
of military veterans who opposed the Vietnam War.

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