As Peter mentioned, U is applied only inside the atomic spheres. In general, the details of the implementation of DFT+U depends on the basis set, which can lead to disagreements between codes that are more important than for plain LDA or GGA (see https://doi.org/10.1063/1.4945608).

You wrote that you used the default k-mesh and gmax. You should also test these parameters.


On 25.08.2023 18:48, Peter Blaha wrote:
Hard to say without repeating the calculations, but:

a) I see nothing wrong in your calculation setups/procedure
b) I've seen previously VERY wrong PBE+U results using VASP in other
cases. VASP potentials have been optimized for PBE (and probably for
HSE), and those results are usually ok, but I don't know about PBE+U.
c) At the time when the rutile/anatase stability problem came up, I
let a student try if PBE+U could fix it. It did not do it. But this is
long time ago.

Maybe repeat one U value with a significantly larger RMT for Ti. Note
that the Hubbard-U is applied only within the spheres in WIEN2k and
since the Ti-3d states are not too localized, there might be an
effect.

Am 24.08.2023 um 17:55 schrieb Park, Ken:
Dear Wien2k experts,

I have been studying the effect of the Hubbard U on various phases of TiO2 using wien2k 23.2. I have observed that some calculated properties are different from those reported in literature (mostly with pseudopotential) and would like to get your suggestions to see if I have made a mistake.

For rutile TiO2 using pbe, my optimized lattice constants are a=4.648 Å and c=2.966Å, which are close to the published result of 4.650 and 2.968 [1]. However, after I added U= 6eV and ran the optimization, I obtained a=4.655 Å and c=3.000Å, in contrast to a=4.687Å and c=3.042Å for U=5 eV in [1].

[1] https://pubs.aip.org/aip/jcp/article/135/5/054503/190719/DFT-U-calculations-of-crystal-lattice-electronic <https://pubs.aip.org/aip/jcp/article/135/5/054503/190719/DFT-U-calculations-of-crystal-lattice-electronic>

So I performed a systemic study using U=3, 5, 8, 10 eV as in [1] and obtained the following:

U=3        a=4.650                c=2.985                vs U=3                a=4.671                c=3.012 [1]

U=5        a=4.649                c=2.995                 vs U=5                   a=4.687                c=3.042 [1]

U=8        a=4.652                c=3.011                vs U=8                   a=4.709                c=3.081 [1]

U=10     a=4.655                c=3.021                vs U=10                a=4.725                c=3.108 [1]

The lattice constant a is nearly constant or expanded very little despite the increasing U whereas the constant c shows a similar increase albeit by smaller amount. In rutile, c is the direction of the Ti-Ti short chain.

I have checked the band gaps and they are comparable with the reported results.

U=3        2.24 eV                 vs U=3                  2.15 eV [1]

U=5        2.42 eV                 vs U=5                   2.3 eV  [1]

U=8        2.72 eV                 vs U=8                   2.7 eV [1]

U=10     2.98 eV                 vs U=10                2.92 eV [1]

For your information, I have copied the input files case.inorb and case.indm and the top portion of the structure file.

   1  1  0                     nmod, natorb, ipr

PRATT  1.0                    BROYD/PRATT, mixing

   1 1 2                          iatom nlorb, lorb

   1                              nsic 0..AMF, 1..SIC, 2..HFM

   0.44 0.00        U J (Ry)   Note: you can also use U_eff = U-J and J=0

-12.                      Emin cutoff energy

1                       number of atoms for which density matrix is calculated

1  1  2      index of 1st atom, number of L's, L1

0 0           r-index, (l,s)index

TiO2

P                            2

              RELA

   8.788126  8.788126  5.669865 90.000000 90.000000 90.000000

ATOM  -1: X=0.00000000 Y=0.00000000 Z=0.00000000

           MULT= 2          ISPLIT= 8

       -1: X=0.50000000 Y=0.50000000 Z=0.50000000

Ti         NPT=  781  R0=0.00005000 RMT=    1.7800   Z:  22.00000

                      0.7071068 0.7071068 0.0000000

                     -0.7071068 0.7071068 0.0000000

                      0.0000000 0.0000000 1.0000000

ATOM  -2: X=0.30509790 Y=0.30509790 Z=0.00000000

           MULT= 4          ISPLIT= 8

       -2: X=0.69490210 Y=0.69490210 Z=0.00000000

       -2: X=0.19490210 Y=0.80509790 Z=0.50000000

       -2: X=0.80509790 Y=0.19490210 Z=0.50000000

O          NPT=  781  R0=0.00010000 RMT=    1.6100   Z:   8.00000

                      0.0000000-0.7071068 0.7071068

                      0.0000000 0.7071068 0.7071068

                     -1.0000000 0.0000000 0.0000000

   16      NUMBER OF SYMMETRY OPERATIONS

I optimized the structure with ‘runsp_lapw -p -orb -min -ec 0.00001 -cc 0.0001 -fc 1’ (or smaller fc) using rkmax 9 (or 10 to check for convergence) and default values such as k-mesh and gmax. I also used two different ways to check the optimization: one varying volume and varying c/a, and the second varying a and c. Both methods yielded the same or consistent results.

I am not sure if I have errored using pbe+U and if so, where, but I would very much appreciate your advice.

Sincerely,

Ken Park


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