Hi Holly,

The COI/COC process that Sue described for RIT aligns with ours at Ohio State 
University as well.

We have both a "Faculty Financial Conflict of Interest" policy located here: 
http://orc.osu.edu/files/Policy-on-Faculty-Financial-Conflict-of-Interest.pdf, 
and a
"Faculty Conflict of Commitment" policy available here: 
http://oaa.osu.edu/assets/files/documents/conflictofcommitment.pdf.

Best,
Krystyne

[The Ohio State University]
Krystyne Savarese
Policy and Training Director
Office of University Compliance and Integrity
21 E. 11th Ave, Columbus, OH 43201-2190
614-292-8728 Office
[email protected]<mailto:[email protected]> * 
compliance.osu.edu<http://compliance.osu.edu/>


From: [email protected] 
[mailto:[email protected]] On Behalf Of Holly A. 
Kinkaid
Sent: Wednesday, March 1, 2017 6:54 AM
To: Association of College and University Policy Administrators 
<[email protected]>
Subject: [acupa-l] COC/COI re: university-funded start-ups

Hello:

>From a Conflict of Interest and Conflict of Commitment perspective, how does 
>your university manage conflicts of interest and conflicts of commitment where 
>researchers, faculty and postdocs are involved in university-funded (entirely 
>or partially) startups (no Federal funding is involved)?

What are your university's policies and procedures in regards to:


*         Holding Board seats on the new startup;

*         Serving as an officer of the company;

*         Ownership of Intellectual Property;

*         Ownership/Equity Interest;

*         Utilizing university resources when the university resources are 
unique to the state/region.

Your feedback is very much appreciated.  Thank you.


Holly A. Kinkaid
Policy Advisor, University Policy Office
King Abdullah University of Science and Technology
Administration Building, Room 4710
T: +966 (12) 808-3131
www.kaust.edu.sa<http://www.kaust.edu.sa/>



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