Holly,

Our policy on Individual Financial Conflicts of Interest 
(III.B.2)<http://www.purdue.edu/policies/ethics/iiib2.html> has a procedures 
section for Disclosures of Financial Interests Related to Commercialization of 
Purdue Intellectual Property. In addition, our policy on Conflicts of 
Commitment and Reportable Outside Activities (III.B.1) 
<http://www.purdue.edu/policies/ethics/iiib1.html>  includes participation in 
any business enterprise as a reportable outside activity, which means the 
individual would need to disclose and receive approval from their unit head in 
order to serve on the company's board and/or serve as an officer.

Best,

Jessica Teets
Coordinator, University Policy Office
Purdue University
765-496-9634

From: [email protected] 
[mailto:[email protected]] On Behalf Of Holly A. 
Kinkaid
Sent: Wednesday, March 01, 2017 6:54 AM
To: Association of College and University Policy Administrators 
<[email protected]>
Subject: [acupa-l] COC/COI re: university-funded start-ups

Hello:

>From a Conflict of Interest and Conflict of Commitment perspective, how does 
>your university manage conflicts of interest and conflicts of commitment where 
>researchers, faculty and postdocs are involved in university-funded (entirely 
>or partially) startups (no Federal funding is involved)?

What are your university's policies and procedures in regards to:


*         Holding Board seats on the new startup;

*         Serving as an officer of the company;

*         Ownership of Intellectual Property;

*         Ownership/Equity Interest;

*         Utilizing university resources when the university resources are 
unique to the state/region.

Your feedback is very much appreciated.  Thank you.


Holly A. Kinkaid
Policy Advisor, University Policy Office
King Abdullah University of Science and Technology
Administration Building, Room 4710
T: +966 (12) 808-3131
www.kaust.edu.sa<http://www.kaust.edu.sa/>



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