> On Jun 22, 2016, at 11:00 , Mike Burns <[email protected]> wrote:
> 
> Hi Scott and Andrew,
>  
> To me, 8.5.2 seems a little redundant considering 1.2:
>  
> 8.5.2. Operational Use
> 
> ARIN allocates or assigns blocks of IP addresses to organizations via 
> transfer solely for the purpose of use on an operational network.
>  
> 1.2. Conservation
>  
> The principle of conservation guarantees sustainability of the Internet 
> through efficient utilization of unique number resources.
>  
> Due to the requirement for uniqueness, Internet number resources of each type 
> are drawn from a common number space. Conservation of these common number 
> spaces requires that Internet number resources be efficiently distributed to 
> those organizations who have a technical need for them in support of 
> operational networks.
>  
> 8.5.2 goes even farther than the language in 1.2. Specifically the word 
> “solely” rather than “in support.” What if I don’t need them now but I will 
> within 24 months, is that solely for the purpose of use, or is that for 
> planning purposes?
>  
> I still don’t see the purpose of this section unless it’s window dressing to 
> slide the no-needs minimum through.
>  
> I think it would be improved by eliminating 8.5.2 and renumbering the rest.
>  
> So maybe the language is a little cluttered for my taste, what with 
> “specified” this and that and , but I am inclined to support it as a step 
> forward in simplifying and incentivizing accurate registration of transfers.
>  
> True section 8 is growing but maybe someday we can prune section 4 as we 
> simplify IPv4 address distribution.
> Pace Owen, we should let section 4 wither away rather than cling to it. 
> Section 4 was for the free pool, it’s silly to retain that language and 
> paradigm in today’s market environment.  The evidence is in, and the needs 
> test (especially filtered through section 4 language) is not necessary to 
> comply with NRPM 1.2. Conservation is provided by price and IPv6 provides all 
> the protection from “speculators” we need. Or maybe somehow RIPE is immune 
> from insidious speculation despite the lack of a needs test?

Technically, RIPE has a needs test. I’ll grant you it’s not much of one, but it 
probably is enough to limit speculation.

Owen

>  
> Regards,
> Mike
>  
>  
> From: Scott Leibrand [mailto:[email protected]] 
> Sent: Wednesday, June 22, 2016 12:31 PM
> To: Mike Burns <[email protected]>
> Cc: Andrew Dul <[email protected]>; ARIN-PPML List <[email protected]>
> Subject: Re: [arin-ppml] Draft Policy ARIN-2016-5: 
> Post-IPv4-Free-Pool-Depletion Transfer Policy
>  
> On Wed, Jun 22, 2016 at 11:24 AM, Mike Burns <[email protected] 
> <mailto:[email protected]>> wrote:
>> Hi Scott,
>>  
>> I apologize, I did not scroll down and see  your other comments.
>> My fault for top-posting.
>>  
>> If recipients have to attest that they are using the addresses on an 
>> operational network, why do we need 8.5.2? The attestation would as you say 
>> prevent financial speculators from acquiring them for speculative purposes.
>>  
>> Is the attestation required for first time initial transfers of the minimum?
>> It doesn’t seem to read that way.
>  
> 8.5.2 is the policy text that supports requiring the recipient to attest that 
> they are using the addresses on an operational network.  If that part is 
> unclear, we would welcome suggestions for improving the text.  There is a 
> further attestation in 8.5.5 as well for organizations requesting more than 
> the minimum.
>  
> -Scott
>  
>>  
>>  
>> From: Scott Leibrand [mailto:[email protected] 
>> <mailto:[email protected]>] 
>> Sent: Wednesday, June 22, 2016 12:16 PM
>> To: Mike Burns <[email protected] <mailto:[email protected]>>
>> Cc: Andrew Dul <[email protected] <mailto:[email protected]>>; 
>> ARIN-PPML List <[email protected] <mailto:[email protected]>>
>> 
>> Subject: Re: [arin-ppml] Draft Policy ARIN-2016-5: 
>> Post-IPv4-Free-Pool-Depletion Transfer Policy
>>  
>> On Wed, Jun 22, 2016 at 11:00 AM, Mike Burns <[email protected] 
>> <mailto:[email protected]>> wrote:
>>> Hi Andrew,
>>> 
>>> I have a couple of questions about the policy proposal.
>>> 
>>>  On Section 8.5.2 Operational Use.
>>> 
>>> First, why is this section even in there, does it serve some particular 
>>> purpose?
>>  
>> It prevents financial speculators, who have no operational use for the 
>> addresses, from acquiring them for speculative purposes.
>>  
>>> 
>>> Second, why does it refer to assignments and allocations in a section 
>>> devoted to transfers?
>>> 
>>> Overall, do we still need the verbiage about "Specified" recipients, why 
>>> not just recipients?
>>  
>> ARIN allocates or assigns blocks of IP addresses to organizations via 
>> transfer.  An organization cannot receive a transfer directly: ARIN must 
>> update the registration of the allocation or assignment to reflect the 
>> specified recipient as the new holder.  This simply reflects existing policy 
>> language and operational practice: nothing is changing here.
>>  
>>> 
>>> And lastly for now, does this mean that new buyers will automatically 
>>> qualify for the minimum without any needs test?
>>  
>> There is still a needs test, but it is now much simpler: recipients without 
>> any previous allocations or assignments (directly or via transfer) simply 
>> have to attest to the fact that the addresses are needed for use on an 
>> operational network.  That is effectively the same as "without any needs 
>> test" for entities operating a network that will actually use the addresses, 
>> while completely locking out speculators who are unwilling to engage in 
>> fraud and risk losing the addresses they acquired.
>>  
>> -Scott
>>  
>>> 
>>> 
>>> My initial impression is positive.
>>> 
>>> Regards,
>>> Mike
>>> 
>>> 
>>> 
>>> 
>>> 
>>> 
>>> 
>>> -----Original Message-----
>>> From: [email protected] <mailto:[email protected]> 
>>> [mailto:[email protected] <mailto:[email protected]>] On 
>>> Behalf Of Andrew Dul
>>> Sent: Wednesday, June 22, 2016 11:46 AM
>>> To: [email protected] <mailto:[email protected]>
>>> Subject: Re: [arin-ppml] Draft Policy ARIN-2016-5: 
>>> Post-IPv4-Free-Pool-Depletion Transfer Policy
>>> 
>>> As the primary author of this draft policy, I respectfully disagree with my 
>>> AC colleague.
>>> 
>>> Now that the free pool has been depleted, it is time to look toward what 
>>> future IPv4 (primarily transfer) policy should do.  While this policy looks 
>>> complicated, its intention is to create a very simple transfer policy which 
>>> allows businesses to predictably and efficiently transfer
>>> IPv4 resources to meet their requirements.
>>> 
>>> I share with you here a redline which shows the changes that would be made 
>>> to section 8.
>>> 
>>> Andrew
>>> 
>>> On 6/21/2016 9:16 AM, Owen DeLong wrote:
>>> > I am opposed to this policy proposal.
>>> >
>>> > Given that we are now in a world where the only way to obtain IPv4 space 
>>> > is through transfers, I think it makes much more sense to put policy 
>>> > changes for IPv4 transfers into section 4 and retain the simplified text 
>>> > that exists today in section 8 rather than copying most of section 4 into 
>>> > section 8 with revisions in the process.
>>> >
>>> > The likely outcome of such an exercise is to create a number of changes 
>>> > which may or may not be fully understood by the community. The 
>>> > interaction of this rewrite with other types of transferable resources 
>>> > (AS numbers at the moment) must also be carefully considered.
>>> >
>>> > If we want to change IPv4 policy, then let’s change IPv4 policy in 
>>> > section 4.
>>> >
>>> > If we want to change transfer policy for all resources, we can do that 
>>> > cleanly in section 8.
>>> >
>>> > While the NRPM may not be a perfect model of a structured document, this 
>>> > proposal would make it significantly worse.
>>> >
>>> > Owen
>>> >
>>> >> On Jun 21, 2016, at 09:01 , ARIN <[email protected] <mailto:[email protected]>> 
>>> >> wrote:
>>> >>
>>> >> On 16 June 2016 the ARIN Advisory Council (AC) advanced the following 
>>> >> Proposal to Draft Policy status:
>>> >>
>>> >> ARIN-prop-230: Post-IPv4-Free-Pool-Depletion Transfer Policy
>>> >>
>>> >> This Draft Policy has been numbered and titled:
>>> >>
>>> >> Draft Policy ARIN-2016-5: Post-IPv4-Free-Pool-Depletion Transfer
>>> >> Policy
>>> >>
>>> >> Draft Policy ARIN-2016-5 is below and can be found at:
>>> >> https://www.arin.net/policy/proposals/2016_5.html 
>>> >> <https://www.arin.net/policy/proposals/2016_5.html>
>>> >>
>>> >> You are encouraged to discuss all Draft Policies on PPML. The AC will 
>>> >> evaluate the discussion in order to assess the conformance of this draft 
>>> >> policy with ARIN's Principles of Internet number resource policy as 
>>> >> stated in the Policy Development Process (PDP). Specifically, these 
>>> >> principles are:
>>> >>
>>> >>      > Enabling Fair and Impartial Number Resource Administration
>>> >>      > Technically Sound
>>> >>      > Supported by the Community
>>> >>
>>> >> The PDP can be found at:
>>> >> https://www.arin.net/policy/pdp.html 
>>> >> <https://www.arin.net/policy/pdp.html>
>>> >>
>>> >> Draft Policies and Proposals under discussion can be found at:
>>> >> https://www.arin.net/policy/proposals/index.html 
>>> >> <https://www.arin.net/policy/proposals/index.html>
>>> >>
>>> >> Regards,
>>> >>
>>> >> Communications and Member Services
>>> >> American Registry for Internet Numbers (ARIN)
>>> >>
>>> >> ##########
>>> >>
>>> >> Draft Policy ARIN-2016-5: Post-IPv4-Free-Pool-Depletion Transfer
>>> >> Policy
>>> >>
>>> >> Date: 21 June 2016
>>> >>
>>> >> Problem Statement
>>> >>
>>> >> Section 4 of the Number Policy Resource Manual was developed over the 
>>> >> past 15+ years primarily to conservatively manage the IPv4 number free 
>>> >> pool. Since the IPv4 free pool was depleted in 2015, the policies which 
>>> >> developed since ARIN's inception may now not be as relevant now that the 
>>> >> primary function of the registry, with regard to IPv4 numbers, is to 
>>> >> record transfers.
>>> >>
>>> >> Since section 4 of the NRPM now contains many use cases that are not as 
>>> >> relevant, it makes sense to streamline the transfer process and to 
>>> >> specifically outline the criteria that should be used to process 
>>> >> transfers.
>>> >>
>>> >> Therefore, we propose the following rewrite of the transfer policy, 
>>> >> section 8 of the NRPM.
>>> >>
>>> >> The goals of this rewrite are as follows:
>>> >>
>>> >>> Separate the criteria that is found in section 4 of the NRPM from the 
>>> >>> transfer process.
>>> >>> Provide a clear set of criteria that should be applied across all IPv4 
>>> >>> transfers.
>>> >>> Lower the thresholds on utilization and future allocation size to 
>>> >>> negate the necessity of the corner cases which are currently enumerated 
>>> >>> in section 4 of the NRPM.
>>> >>> Reduce the complexity that is currently required for transfers, by 
>>> >>> applying simpler utilization criteria for current usage, and future 
>>> >>> allocation sizing.
>>> >> Policy statement:
>>> >>
>>> >> Add new section 8.5; update sections 8.2-8.4 as follows to reference 8.5.
>>> >>
>>> >> ######
>>> >>
>>> >> 8.2. Mergers, Acquisitions, and Reorganizations
>>> >>
>>> >> ARIN will consider requests for the transfer of number resources in the 
>>> >> case of mergers, acquisitions, and reorganizations under the following 
>>> >> conditions:
>>> >>
>>> >>> The current registrant must not be involved in any dispute as to the 
>>> >>> status of the resources to be transferred.
>>> >>> The new entity must sign an RSA covering all resources to be 
>>> >>> transferred.
>>> >>> The resources to be transferred will be subject to ARIN policies.
>>> >>> The minimum transfer size is the smaller of the original allocation 
>>> >>> size or the applicable minimum allocation size in current policy.
>>> >>> For mergers and acquisition transfers, the recipient entity must 
>>> >>> provide evidence that they have acquired assets that use the resources 
>>> >>> to be transferred from the current registrant. ARIN will maintain an 
>>> >>> up-to-date list of acceptable types of documentation.
>>> >> ARIN will proceed with processing transfer requests even if the number 
>>> >> resources of the combined organizations exceed what can be justified 
>>> >> under current ARIN transfer policy as defined in section 8.5. In that 
>>> >> event, ARIN will work with the resource holder(s) to transfer the extra 
>>> >> number resources to other organization(s) or accept a voluntary return 
>>> >> of the extra number resources to ARIN.
>>> >>
>>> >> 8.3. Transfers between Specified Recipients within the ARIN Region
>>> >>
>>> >> In addition to transfers under section 8.2, IPv4 numbers resources and 
>>> >> ASNs may be transferred according to the following conditions.
>>> >>
>>> >> Conditions on source of the transfer:
>>> >>
>>> >>> The source entity must be the current registered holder of the IPv4 
>>> >>> address resources, and not be involved in any dispute as to the status 
>>> >>> of those resources.
>>> >>> The source entity must not have received a transfer, allocation, or 
>>> >>> assignment of IPv4 number resources from ARIN for the 12 months prior 
>>> >>> to the approval of a transfer request. This restriction does not 
>>> >>> include M&A transfers.
>>> >> Conditions on recipient of the transfer:
>>> >>
>>> >>> The recipients must meet the transfer requirements as defined in 
>>> >>> section 8.5.
>>> >>> The resources transferred will be subject to current ARIN policies.
>>> >> 8.4. Inter-RIR Transfers to Specified Recipients
>>> >>
>>> >> Inter-regional transfers may take place only via RIRs who agree to the 
>>> >> transfer and share reciprocal, compatible, needs-based policies.
>>> >>
>>> >> Conditions on source of the transfer:
>>> >>
>>> >>> The source entity must be the current rights holder of the IPv4 address 
>>> >>> resources recognized by the RIR responsible for the resources, and not 
>>> >>> be involved in any dispute as to the status of those resources.
>>> >>> Source entities outside of the ARIN region must meet any requirements 
>>> >>> defined by the RIR where the source entity holds the registration.
>>> >>> Source entities within the ARIN region must not have received a 
>>> >>> transfer, allocation, or assignment of IPv4 number resources from ARIN 
>>> >>> for the 12 months prior to the approval of a transfer request. This 
>>> >>> restriction does not include M&A transfers.
>>> >> Conditions on recipient of the transfer:
>>> >>
>>> >>> The conditions on a recipient outside of the ARIN region will be 
>>> >>> defined by the policies of the receiving RIR.
>>> >>> Recipients within the ARIN region must meet the transfer requirements 
>>> >>> as defined in section 8.5.
>>> >>> Recipients within the ARIN region will be subject to current ARIN 
>>> >>> policies.
>>> >> 8.5. Specified Transfer Recipient Requirements
>>> >>
>>> >> 8.5.1. Registration Services Agreement
>>> >>
>>> >> Transfer recipients must sign an RSA for the resources being received.
>>> >>
>>> >> 8.5.2. Operational Use
>>> >>
>>> >> ARIN allocates or assigns blocks of IP addresses to organizations via 
>>> >> transfer solely for the purpose of use on an operational network.
>>> >>
>>> >> 8.5.3. Minimum transfer size
>>> >>
>>> >> ARIN's minimum transfer size is a /24.
>>> >>
>>> >> 8.5.4. Initial block
>>> >>
>>> >> Organizations without direct assignments or allocations from ARIN 
>>> >> qualify for transfer of an initial block of ARIN's minimum transfer size.
>>> >>
>>> >> 8.5.5. Block size
>>> >>
>>> >> Organizations may qualify for the transfer of a larger initial block, or 
>>> >> an additional block, by providing documentation to ARIN which details 
>>> >> the use of at least 50% of the requested block size within 24 months. An 
>>> >> officer of the organization shall attest to the documentation provided 
>>> >> to ARIN.
>>> >>
>>> >> 8.5.6. Efficient utilization of previous blocks
>>> >>
>>> >> Organizations with direct assignments or allocations from ARIN must have 
>>> >> efficiently utilized at least 50% of every block in order to receive 
>>> >> additional space. This includes all space reassigned to their customers.
>>> >>
>>> >> Comments:
>>> >>
>>> >> Timetable for implementation: immediately
>>> >>
>>> >> Anything else: A redline has been provided to help the community 
>>> >> understand the changes that have been made to the NRPM.
>>> >> _______________________________________________
>>> >> PPML
>>> >> You are receiving this message because you are subscribed to the ARIN
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>>> >> <mailto:[email protected]>).
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>>> >> <http://lists.arin.net/mailman/listinfo/arin-ppml>
>>> >> Please contact [email protected] <mailto:[email protected]> if you experience 
>>> >> any issues.
>>> > _______________________________________________
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>>> > issues.
>>> 
>>> 
>>> 
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>> 
>>  
> 
>  
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