Broker Says FINRA Owes Him Jury Trial After Jarkesy Ruling <https://www.law360.com/capitalmarkets/articles/1857398?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-07-12&read_main=1&nlsidx=0&nlaidx=6>
By Katryna Perera The Financial Industry Regulatory Authority has been hit with a suit from a member who says the regulator's allegations in an internal proceeding to sanction and expel him are assertions of common law fraud and therefore must be brought before a court and jury under the U.S. Supreme Court's recent Jarkesy decision. 2 documents attached | Read full article » <https://www.law360.com/capitalmarkets/articles/1857398?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-07-12&read_more=1&nlsidx=0&nlaidx=6> | Save to favorites » <https://www.law360.com/capitalmarkets/articles/1857398?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-07-12&read_later=1&nlsidx=0&nlaidx=6>
