Who is the third party SOX consulting company helping your company establish 
SOX controls? KPMG, Price Waterhouse, Deloitte & Touche? Ask them!!

-----Original Message-----
From: [email protected] [mailto:[EMAIL PROTECTED] On Behalf Of Praveen Kumar
Sent: Tuesday, September 16, 2008 2:02 PM
To: [email protected]
Subject: RE: [EDI-L] Encryption or Clear Text

Thanks Mike & Earl. Is there any portal where the SOX compliance checklist for 
an EDI system are legibly documented ?

Regards
Praveen

--- On Wed, 9/17/08, Kotoyan, Michael <[EMAIL PROTECTED]> wrote:

From: Kotoyan, Michael <[EMAIL PROTECTED]>
Subject: RE: [EDI-L] Encryption or Clear Text
To: [EMAIL PROTECTED], [email protected]
Date: Wednesday, September 17, 2008, 2:07 AM








We are a SOX compliant EDI department and clear text is absolutely out of the 
question. Everything coming in or going out is encrypted. For Sterling we use 
their SFTP site. It's not just Sterling genius, it's SOX General Computer 
Controls (404). Now we also use another van and we have about 60 direct 
connects and nothing is clear text. So I lived through this painful process of 
converting everyone. 
 
In your case since you have one destination for inbound and outbound data, this 
should be a piece of cake for your. Just convert from regular FTP to SFTP. They 
give a test SFTP site and mailbox to pound on while you are testing and all you 
will need is an SFTP client.
 
How does your argument that it's 'one destination' solve the fact that your 
data is clear through regular FTP with absolutely no encryption? On the other 
hand if you have gotten away without your SOX auditors noticing this, you have 
doing pretty good!!!!!!!

Michael Kotoyan, PMP®
SAIC EDI Team
Direct:  858-826-3905
Mobile : 858-348-7524
Email: [EMAIL PROTECTED]




From: [email protected] [mailto:[EMAIL PROTECTED] On Behalf Of Praveen Kumar
Sent: Tuesday, September 16, 2008 1:27 PM
To: [email protected]
Subject: [EDI-L] Encryption or Clear Text
 



Hello,
 
I was fed up last week runing into a debate with a Sterling C:D consultant on 
SOX compliance. We  solely use Sterling Commerce VAN for transmitting all EDI 
messages to our trading partners. Open FTP with no encryption is being used for 
sending/receiving messages to/from from Sterling VAN. As per the Sterling 
genius, all messages going out of the organization should be encrypted 
irrespective of the destination - whether VAN or the partner else I don't 
comply to SOX guidelines. Counter to this point, I argued that with just one 
single destination, there is no requirement of having this additional step and 
its an unnecessary overhead. Any thoughts?
 
Regards
Praveen
 

[Non-text portions of this message have been removed]
 


      

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