At 01:09 PM 6/23/2008, Stéphane Rouillon wrote:
After a nice discussion about keeping cool, usually a great idea if one can manage it. On the other hand, sometimes getting a little hot can get things done.

So now can you acknoledge that IRV is better than FPTP ?
I can accpet IRV being worst than any other method (even if I do not agree all the time)
but FPTP has to be worst!

I would once have agreed with this, and, still, under some conditions, would agree that IRV is, in some ways, better than Plurality. However, it also can be worse in some ways, and there's the rub: what is the balance? Political activists, once they've made a decision -- and they tend not to be the best of decision-makers, not thoroughly investigating before deciding -- they become like a guided missile that can't be recalled, it will continue trying to hit its target even if it would become obvious, to an intelligent pilot, that it is an Iranian Airbus rather than a military jet.

But, in the United States, where I live, IRV isn't replacing pure FPTP. It's replacing Top Two Runoff (TTR). And it is pretty clear to me that TTR is superior in just about every way, that common arguments used to claim the reverse are spurious, and that the one possible superiority, cost, becomes, actually, an argument for different reforms, not IRV, with its quirks and its typical reproduction of Plurality results in nonpartisan elections, and, in partisan elections, its reproduction of TTR problems without the ameliorating factors.

Why is IRV being pushed in the U.S. as if it were a positive reform? The initiative did not come from voting systems experts. It came from political activists, interested in proportional representation. The history is pretty clear: There was a conference in the early 1990s to consider how to bring PR to the U.S. Out of that conference (but not by the conference itself, it was a small group who acted on their own), came the formation of the Center for Proportional Representation, I think it was called. At some point, I'm not clear when, they changed their name to the Center for Voting and Democracy, to represent a wider focus and to match the strategy that had been developed.

Possibly the best method in common use for Proportional Representation is Single Transferable Vote. We now know how to do it better, to be sure, but STV is pretty good, and it gets better the more members districts have. Now, problem is, STV is a complicated voting system, more complicated even than IRV, because the vote transfers get pretty hairy as members are elected. (I'm assuming that one of the better methods is being used. STV if it is just the "top" candidates isn't so good, it's going to imitate, more or less, plurality-at-large.) This was considered an obstacle, and correctly so. There are other methods which aren't so difficult, that can be even more accurately proportional and simpler for voters, but remember, these were not voting systems experts and they didn't want to invent something new. (Though, in my opinion, the *best* method, and surely the simplest, would be Asset Voting, as first described by Lewis Carroll in the early 1880s and reinvented by Mike Ossipoff, Warren Smith, and possibly others, recently.)

What to do? I can imagine the excitement when the name "Instant runoff voting" was proposed. Runoff voting was in used in the U.S., and it costs money to hold those runoff elections. The extra cost of STV could be justified by the cost savings from runoffs. So if they could get jurisdictions using top two runoff to establish IRV, it would then be a smaller step for these jurisdictions to move to proportional representation.

It was a political strategy, and it did not take into account the serious problems of IRV. For starters, IRV is used in two-party systems, and its effect is to protect the major parties from election spoilage by minor parties. It does allow third parties to exist, but makes it very difficult for them to actually thrive. Because of PR in the Senate, I think it is, they can exercise some power. But they don't win seats in the House where IRV is used. (I'm could be getting things mixed up, but we have Australian readers who, I'm sure, will correct me if I get it wrong.)

STV is a good multiwinner method, as I mentioned, for proportional representation, because the members it elects are clearly good choices, except for the last one. When you are electing many members, that the last member can be a bit off doesn't matter so much. But when that's the only one elected ....

Further, IRV as generally used in Australia (Preferential Voting) is different from IRV as being implemented here. First of all, full ranking of all candidates is required, or the ballot is informal and is not counted. This has two consequences: a majority is always found, but the majority can be, to some extent, coerced, and "donkey voting" is common, apparently, where voters simply make the easiest marks they can to fill out the ballot. (Thus they use Robson Rotation to randomize ballots to minimize the effects of this.) Secondly, PV is being used for partisan elections, which behave quite differently than nonpartisan elections.

In the U.S. what is being implemented is, almost entirely, Ranked Choice Voting with limited ranks (Three in San Francisco, even with as many as 22 candidates on the ballot), and it is replacing Top Two Runoff, not Plurality, and TTR is *mostly* used for nonpartisan races (and I think all the IRV implementations have been nonpartisan).

Now, IRV was used before in the U.S. It was replaced. What was it replaced by? Isn't that an interesting question? Why is it that FairVote, the organization that the Center for Voting and Democracy, never mentions this in public debates over IRV? In some places IRV was replaced for clearly partisan reasons, and sometimes that gets mentioned. But IRV was used for party primaries in some places. Why was it replaced? The reason I've seen -- and I'm not certain that this is the case -- is that not enough voters were using the additional preferences to justify the complicated ballot, so it was replaced with .... ta dah!

Top Two Runoff. Which allows voters to vote for one only, a fairly easy choice to make, and which *usually*, in nonpartisan elections (and it is arguable that party primaries are nonpartisan) either makes the same choice as IRV, or a better one. Like IRV, it can miss a compromise winner, but then it makes the best choice among the remaining ones, and -- big secret, not widely known, often coming as a surprise -- voters can, if they want, where write-in votes are permitted in the runoff, *fix* an error in the top two choice. And occasionally they do.

IRV is sold as a simulation of runoff voting, hence the name; the implication is that it produces the same results, but without an expensive extra election. However, when we look at actual runoff elections, we see "comeback elections," where the runner-up in the primary ends up winning the runoff; it happens about one-third of the time. It's worth looking at why this happens, it's pretty clear to me, but I won't go there yet. At this point, it's enough to note that IRV is *not* producing these comeback elections, and this is quite solid from the data we have. Even in partisan environments, comeback elections can be expected to be less common than one out of three: the exception is where there is vote-splitting from an upstart third party.

So, it's possible to argue that IRV is an improvement over FPTP in a situation where (1) a majority isn't required to win, and (2) it's a partisan election. In nonpartisan elections, IRV is simply reproducing the results of Plurality, for much higher counting cost. Why does this happen?

Apparently, in nonpartisan elections, the voters for a particular candidate tend to be a representative sample of the entire voter population with regard to its opinion about *other candidates*. In other words, if, say, 30% of voters think A is best (if B is excepted), then 30% of voters who prefer B will have A as their second choice. I didn't expect to find this, it was quite a surprise to see it, but I'm not the first to notice the phenomenon, Antony Green of ABC notes it in his analysis of preferential voting in Australia. (In other words, it even happens with partisan elections, to a substantial extent, meaning that voters aren't as partisan as political activists would like them to be.)

Now, in some places in Australia, they have Optional Preferential Voting. Where they have PV, they call the quota an "absolute majority," meaning that all ballots with legal votes are considered. Where they make full ranking optional, they change the quota to a moving one, i.e., a majority of all ballots containing votes for continuing candidates. And, according to Antony Green, bullet voting is on the rise in those places. Which would eventually lead to the situation encountered in the U.S.: not enough voters using additional preferences to make the trouble of using STV for single-winner worth the effort.

Top-two runoff is known to favor the survival and occasional wins of minor parties. It is, again, obvious why. It is less of a leap to make it to second place in an election than it is to make it all the way to the top, so third party candidates manage to do it more often. And then they will be taken seriously, and, we might roughly predict, they will win perhaps a third of the time. Unless they are widely considered offensive or fringe. So Le Pen in France wasn't going to win the runoff, and neither was David Duke in Lousiana. Neither France nor Louisiana allow write-ins in the Runoff, (a separate issue, to be considered on its own), which could fix the problem that both elections passed over, almost certainly, the Condorcet winner, forcing many voters to "hold their noses" and vote for the lesser evil. Top Two Runoff gives third parties (and independent candidates) an opportunity to convince the public they deserve office. IRV tends, strongly, to elect the first preference leader; the vote transfers simply maintain the lead.

IRV in the primary for TTR, with runoff if there is majority failure, would be better than Plurality in the primary, I think, but that would defeat the rationale for the reform to some extent. Perhaps one-third of the time (it's been a bit less), IRV finds a majority winner, so it would avoid roughly one-third of runoffs, not considered worth the expense, I'd predict.

However, there is a simpler method that would probably find a majority winner about half the time, though it's a bit speculative, and that is Bucklin Voting. I see no sign that it would do worse than IRV, but it is *far* easier to count. Just count all the votes and add them up in stages.

And there is an even simpler method that might do about as well: Approval Voting. Just Count All the Votes, period. Stop discarding ballots with overvotes, count the votes. It's clear that in a two-party environment, it would fix the spoiler effect about as well as IRV, but the benefit continues even as third parties start to come up in position, whereas that is precisely when IRV breaks down.

The biggest problem with Approval, of course, is that it does not allow voters to cast that contingent vote while still remaining able to express first preference. That's why Bucklin may be more attractive, it allows it. (Indeed, as previously implemented, it required it. First preference was required to be for one candidate only. But I see no good reason for that. If a voter actually wants to be able to equally rank two candidates, I see utterly no reason to prohibit it. These are really alternative votes, because, in the end, *at most* one of them counts for the winner.

So, is IRV better than FPTP? Depends, doesn't it? IRV produces the same results, for the most part, as FPTP; where it does not, it is still highly protective of two major parties and, as what is really a Plurality method in disguise, it tends to maintain a two-party system. And the comparison between IRV and pure FPTP is a deceptive one: that's not the real choice being made. The real choice has been between IRV and TTR, and FairVote has avoided making any performance comparisons except for misleading ones.




----
Election-Methods mailing list - see http://electorama.com/em for list info

Reply via email to