Hello Bill,

The following is part of the UL Variation Notice.  I understand your comments,
however, 'hold shipment' (Item 3) is a term that UL uses.

Sylvia

Underwriters Laboratories Inc.
Information For Manufacturers Variation Notices
GENERAL - If the UL Representative finds items (variations) which differ from
the UL
Procedure, he must complete a Variation Notice (VN). Some of the items may be
minor
changes needed in the UL Procedure, and these will be handled by UL without
any further
action on your part. Should these differences be significant, the manufacturer
has three choices:
1). Rework the Product - Correct the variations to comply with the UL
Procedure.
2). Remove All References to UL - Permanently remove or obliterate all UL
Marks on, or
associated with the product. These include UL references on the carton,
packing materials and
similar items accompanying the product. Also included is the UL Recognized
Marking for
Recognized Components.
3). Hold the Shipment - The manufacturer must agree to keep the products at
the factory
until a UL office has made a decision as to whether or not the variations
(changes) are
acceptable. If this situation is urgent, a copy of the Variation Notice should
be sent, by fax, to
the UL Reviewing Office and to the Applicant. If facsimile facilities are not
available, use telex,
telephone, or overnight mail.
APPEALS PROCEDURE - If the manufacturer disagrees with our Field
Representative, he
may hold shipment as noted above and appeal to the UL conformity Assessment
Services
Reviewing Office.
COMMUNICATIONS - The UL Representative will note on the Variation Notice which
items
require a response from the manufacturer.
In all cases, information about the variations and the appeal, if any, can be
sent to the UL office
by the fastest means, including fax, telex, and telephone. If a telex is sent,
a verbatim copy of
the Variation Notice should be telexed along with the manufacturer's comments.
A telephone
call should be made while the UL Representative is at the factory.
It is the manufacturer's responsibility to notify the Applicant, if other than
the manufacturer,
that a response to the VN is required. Even if the Conformity Assessment
Services Reviewing
Office determines the variation(s) to be acceptable, changes cannot be made to
the Procedure
until UL has received written authorization from the Applicant.


From: FastWave [mailto:[email protected]]
Sent: Tuesday, February 18, 2003 12:12 PM
To: Sylvia Toma; Lay Siang Saw; [email protected]
Subject: RE: product safety audit scenario


The Certification laboratories such as UL, CSA, ETL, MET, etc. cannot hold a
shipment. However, they can require that you stop shipping products with
their certification mark = your choice, remove the certification mark or
hold shipment until the lab allows you to use the certification label
again). That is one of the basic elements of their "Follow Up Service
Agreement". Be sure you understand what you are signing when you sign Follow
Up Service agreements. In general, they authorize access to manufacturing
facilities to inspect anything with their certification mark.

NOTE - OSHA has authorized NRTL's to reduce the number of annual Follow Up
Service inspections from 4 to 2 for most categories. I would anticipate that
this soon will be one of your prime considerations on selecting a
Certification Lab = how many FUS inspections they require per year.

Bill Bisenius
ED&D
[email protected]
www.productsafet.com


 -----Original Message-----
From:   Sylvia Toma [mailto:[email protected]] 
Sent:   Tuesday, February 18, 2003 12:39 PM
To:     Lay Siang Saw; [email protected]
Subject:        RE: product safety audit scenario



Hello Alice,

One scenario that an auditor can hold shipment is the system under audit
employs a different power supply (different manufacturer name and/or
model number) than the one stated in the Procedure or Critical Component
list of the Test Report.  Power supply is a critical component (since it
contains hazardous voltages) and one cannot substitute a different power
supply into the system without first notifying the agencies.  The
agencies need to conduct evaluation and testing on the alternate power
supply.

Sylvia


From: Lay Siang Saw [mailto:[email protected]]
Sent: Tuesday, February 18, 2003 1:51 AM
To: [email protected]
Subject: product safety audit scenario



Hi all,
   Can anyone share with me under what conditions an auditor is allowed
to
stop shipments ?

   Thanks,alice
---------------------- Forwarded by Lay Siang Saw/MY/Asia/Celestica on
02/18/2003 06:09 PM ---------------------------


Lay Siang Saw
02/18/2003 10:50 AM



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