4th meeting of the Ad hoc Open-ended Intersessional Working Group 
on Article 8(j) and related provisions of the Convention on 
Biological Diversity  -  Issue #3 

EARTH NEGOTIATIONS BULLETIN <[EMAIL PROTECTED]>
PUBLISHED BY THE INTERNATIONAL INSTITUTE FOR 
SUSTAINABLE DEVELOPMENT (IISD) <http://www.iisd.org>

Written and edited by:

Soledad Aguilar 
Xenya Cherny 
Elisa Morgera 
Nicole Schabus 
Elsa Tsioumani

Editors:

Hugh Wilkins <[EMAIL PROTECTED]>
Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]>

Director of IISD Reporting Services:

Langston James "Kimo" Goree VI <[EMAIL PROTECTED]>


Vol. 9 No. 336
Wednesday, 25 January 2006

Online at http://www.iisd.ca/biodiv/wg8j-4/ 

WORKING GROUP ON ARTICLE 8(j) HIGHLIGHTS:

TUESDAY, 24 JANUARY 2006

On Tuesday, delegates convened in two Sub-Working Groups (SWGs) 
and addressed: an international regime on access to genetic 
resources and benefit-sharing (ABS); genetic use restriction 
technologies; the composite report; sui generis systems for the 
protection of traditional knowledge (TK); indicators; and an 
ethical code of conduct. A contact group and a Friends of the 
Chair group on the code of conduct also met. 

SUB-WORKING GROUP I

INTERNATIONAL ABS REGIME: In the morning, delegates continued the 
consideration of this topic, with the INTERNATIONAL INDIGENOUS 
FORUM ON BIODIVERSITY (IIFB), supported by SAINT LUCIA, 
recommending that the Article 8(j) WG elaborate specific elements 
relevant to TK protection and urge the ABS WG to develop 
participatory mechanisms for indigenous representatives. The 
PHILIPPINES and IIFB also proposed convening an international 
workshop to evaluate the potential impacts of the regime on TK, 
biological resources and indigenous rights, the report of which 
would be considered by both WGs. 

On coordination between the Article 8(j) and ABS WGs, AUSTRALIA, 
supported by ARGENTINA, requested clarification by the COP on the 
role of the Article 8(j) WG, to ensure efficiency and non-
duplication. COLOMBIA said discussions on ABS in Article 8(j) WG 
are preliminary, as indicated by the lack of a background 
document; and, with ARGENTINA and CANADA, suggested long-term 
collaboration between the two WGs. CUBA, COSTA RICA and others 
called for clarifying that the Article 8(j) WG mandate on ABS 
includes discussion on prior informed consent (PIC), role of 
authorities, contracts on access, and disclosure of origin. 
THAILAND recommended discussing the role of customary law and 
practices in the international ABS regime. Ethiopia, on behalf of 
AFRICA, reiterated that the Article 8(j) WG should recommend that 
the ABS WG address TK as a component of the international regime 
on ABS.

On an international regime on ABS, FRIENDS OF THE EARTH-GLOBAL 
FOREST COALITION opposed negotiation of an ABS regime before 
undertaking impact studies on indigenous peoples. INDIA stressed 
that the international regime should address TK and called for 
disclosure of origin in patent applications. 

NEW ZEALAND suggested compiling national ABS practices 
incorporating implementation of Article 8(j). The INTERNATIONAL 
CHAMBER OF COMMERCE noted that development of national regimes is 
required to implement the CBD ABS provisions, and stressed the 
need for coordination with other international organizations.

On indigenous participation, AUSTRALIA, with NEW ZEALAND, MEXICO, 
ARGENTINA, CANADA and the EU, emphasized national consultations 
with indigenous communities prior to meetings, and urged timely 
circulation and translation of CBD background documents to this 
end. CANADA and SAINT LUCIA favored the inclusion of indigenous 
representatives in national delegations, while AFRICA recommended 
the inclusion of indigenous community representatives in the ABS 
WG.

SWG-I Co-Chairs will prepare a draft recommendation.

COMPOSITE REPORT: In the afternoon, SWG-I Co-Chair Bodegård 
introduced a draft recommendation on the composite report.

NEW ZEALAND and AUSTRALIA recommended focusing the renewed mandate 
of the advisory group on phase II of the report, rather than on 
the whole programme of work on Article 8(j).

On registers, delegates welcomed deletion of references to 
international registers, with AFRICA, IIFB, and Kiribati, on 
behalf of the PACIFIC SUBREGION, calling for deletion of all 
remaining references to registers. The EU and CANADA proposed only 
deleting references to the development of registers. EGYPT 
reiterated its proposal to explore implications of establishing 
registers for TK. GUATEMALA proposed that the Article 8(j) WG 
analyze the implications of registers. 

On documenting TK, BRAZIL, supported by many, preferred developing 
technical guidelines rather than standards. ECUADOR requested a 
reference to the right of self-determination of indigenous 
peoples. The PHILIPPINES called for consultations with indigenous 
communities and international organizations, and the IIFB for 
participation of indigenous communities and documentation of 
possible threats to TK. SWG-I Co-Chairs will prepare a revised 
draft.

SUI GENERIS SYSTEMS: On sui generis systems for TK protection 
(UNEP/CBD/WG8J/4/7, and INF/15 and 18), BRAZIL, the IIFB and 
AFRICA noted the inadequacy of intellectual property rights (IPRs) 
for TK protection. INDIA said that only an international regime 
can protect TK. NEW ZEALAND favored a flexible and non-binding 
system and, with CANADA, said that development of such a system is 
premature at the international level. BRAZIL said a sui generis 
system should incorporate protection measures to safeguard TK from 
misappropriation and erosion at the community level. The IIFB and 
SAINT LUCIA emphasized the system should be based on customary 
laws, and link TK to the control of lands and resources. CUBA said 
an international sui generis system should not be limited to 
transboundary issues. 

The EU and SWITZERLAND stressed linkages with work conducted by 
WIPO and UNESCO. Noting that the CBD may not be the appropriate 
forum, NEW ZEALAND with AUSTRALIA cautioned against duplicating 
the work of WIPO on TK, while the PHILIPPINES suggested 
identifying future steps to continue the work in parallel with 
that of other international organizations. 

Regarding a recommendation calling for views on definitions, 
MEXICO opposed it as premature, and CANADA proposed that 
indigenous communities be also invited to communicate their views. 
A Co-Chairs’ text will be prepared.

SUB-WORKING GROUP II

ETHICAL CODE OF CONDUCT: In the morning, delegates continued 
discussions on the draft elements of an ethical code of conduct. 
THAILAND suggested making adherence to the code a prerequisite for 
research funding. Recalling the mandate to devise model 
instruments, NEW ZEALAND noted that the current draft strays too 
far into other areas, such as the work of the UN Commission on 
Human Rights. Uganda, on behalf of AFRICA, asked that the code 
should also cover cases where the interests of different 
indigenous communities overlap, with ETHIOPIA noting that in some 
areas there is still discussion about who is considered 
indigenous.

Pointing to the voluntary nature of the code, COLOMBIA proposed 
referring to “observe” rather than to “implement” in the text. 
AUSTRALIA suggested inviting comments, including by researchers 
and industry. MEXICO asked that comments not be limited to 
elements but focus on developing a comprehensive code. The IIFB 
requested the code apply to ex situ research and to past research 
results. Considering the code a minimum standard, MAORI 
UNIVERSITIES – CALL OF THE EARTH said communities could enforce 
higher standards and the code should not apply to their internal 
research. 

SWG-II Co-Chair Abete-Reema set up a Friends of the Chair group, 
which met and presented a proposal to ensure broad consultation on 
the code especially at the national level, and report back to the 
UN Permanent Forum on Indigenous Issues (UNPFII). A contact group 
was established, co-chaired by Norway and Uganda.

GENETIC USE RESTRICTION TECHNOLOGIES (GURTS): Co-Chair Abete-Reema 
invited delegates to consider potential socioeconomic impacts of 
GURTs (UNEP/CBD/WG8J/4/9). Many opposed GURTs, with MEXICO urging 
case-by-case and risk analyses of the technology, and KENYA, the 
PHILIPPINES and RED DE COOPERACION AMAZONICA calling for a 
continuing moratorium on field trials and their commercialization. 
AFRICA said GURTs undermine the objectives of the CBD and the 
International Treaty on Plant Genetic Resources for Food and 
Agriculture (ITPGR), the rights of smallholder farmers, and food 
security. EGYPT proposed national measures to prevent the approval 
of GURTs for field testing and commercial use. The IIFB encouraged 
countries to adopt a COP decision banning field testing, 
commercial use and the granting of IPRs on GURT seeds. INDIA noted 
its national ban on GURTs imports. 

AUSTRALIA opposed the ban on field testing and commercial use and, 
with the US, CANADA, NEW ZEALAND, ARGENTINA and the PUBLIC 
RESEARCH AND REGULATION INITIATIVE, supported further research on 
GURTs, with a case-by-case risk assessment of any new product. The 
EU stressed the need for a precautionary approach and, with 
NORWAY, supported capacity building on the nature and impacts of 
GURTs. 

Highlighting the negative impacts of GURTs, the BAN TERMINATOR 
CAMPAIGN expressed concern over two new patents granted to GURT 
seeds. The SPANISH UNION OF SMALL FARMERS pointed to positive 
effects of genetic modification of seeds. The FEDERATION OF GERMAN 
SCIENTISTS warned that GURT seeds do not guarantee containment. 

BRAZIL and ARGENTINA proposed reaffirming references to GURTs in 
existing COP Decision V/5 (Agricultural biodiversity), and SBSTTA 
Recommendation X/11 (Advice on the report of the Ad Hoc Technical 
Expert Group on GURTs). 

A Co-Chairs’ text will be prepared. 

INDICATORS: In the afternoon, Co-Chair Abete-Reema opened 
discussions on indicators on progress towards the 2010 
biodiversity target (UNEP/CBD/WG8J/4/10). 

The EU suggested identifying and considering available data that 
can be replicated, and called for the combined use of qualitative 
and quantitative indicators. MEXICO considered it premature to 
approve the indicators in Annex II and report on them, due to lack 
of information, and proposed instead requesting submissions and 
compilation of comparable data. NEW ZEALAND supported further 
consideration of indicators and a modified timeframe. The IIFB 
emphasized the need to address all indicators under the mandate of 
the Article 8(j) WG after COP-8 in an integrated manner and, 
supported by TERRA LINGUA and the RUSSIAN ASSOCIATION OF 
INDIGENOUS PEOPLES OF THE NORTH, proposed an expert workshop to 
develop a work plan, and a coordinating committee. The INDIGENOUS 
WORLD ASSOCIATION underscored the need to draw upon existing 
models such as the UN Human Development Index. 

AFRICA said indicators should be measurable and concise to avoid a 
reporting burden on parties. Noting that the proposed indicators 
will not serve the purpose of providing information on the status 
and trends of TK, COLOMBIA urged consultations with parties on 
refining indicators, and pointed to the absence of an indicator on 
benefit-sharing. The IIFB, supported by CANADA, said alternative 
reliable resources, other than national reports, should be used. 
UNESCO reported on their work on linguistic indicators and 
highlighted the need for additional work on the most complex 
indicators. A Co-Chairs’ text will be prepared.

CONTACT GROUP ON THE ETHICAL CODE OF CONDUCT

Delegates met throughout the evening and focused their 
deliberations on the draft recommendations in order to devise a 
process for consideration and possible adoption of the code by 
COP-9. They also discussed how to involve the UNPFII in the 
process. 

IN THE CORRIDORS

While some participants enjoyed lively, implementation-focused 
discussions at side events, other delegates speculated on the 
silence of a number of governments traditionally active in 
TK-related negotiations. Also noticeable was the absence of 
several seasoned ABS negotiators, which some interpreted as a 
tactical move to keep their cards close to the chest until next 
week. Others, however, lamented the resulting low-key discussions 
on TK-related ABS issues. This may also explain the 
non-confrontational atmosphere in both Sub-Working Groups. Even 
the usually heated issue of GURTs came and went without much of 
a bang, leaving some wondering whether the ensuing 
recommendation will finally wrap up this seemingly never-ending 
debate.




This issue of the Earth Negotiations Bulletin © <[EMAIL PROTECTED]> is 
written and edited by Soledad Aguilar, Xenya Cherny, Elisa 
Morgera, Nicole Schabus, and Elsa Tsioumani. The Digital Editor is 
Francis Dejon. The Editors are Hugh Wilkins <[EMAIL PROTECTED]> and 
Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]>. The Director of IISD 
Reporting Services is Langston James “Kimo” Goree VI 
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