4th meeting of the Ad hoc Open-ended Intersessional Working Group 
on Article 8(j) and related provisions of the Convention on 
Biological Diversity  -  Issue #5 

EARTH NEGOTIATIONS BULLETIN <[EMAIL PROTECTED]>
PUBLISHED BY THE INTERNATIONAL INSTITUTE FOR 
SUSTAINABLE DEVELOPMENT (IISD) <http://www.iisd.org>

Written and edited by:

Soledad Aguilar 
Xenya Cherny 
Elisa Morgera 
Nicole Schabus 
Elsa Tsioumani

Editors:

Hugh Wilkins <[EMAIL PROTECTED]>
Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]>

Director of IISD Reporting Services:

Langston James "Kimo" Goree VI <[EMAIL PROTECTED]>


Vol. 9 No. 338
Friday, 27 January 2006

Online at http://www.iisd.ca/biodiv/wg8j-4/ 

WORKING GROUP ON ARTICLE 8(j) HIGHLIGHTS:

THURSDAY, 26 JANUARY 2006

On Thursday, delegates convened in two Sub-Working Groups (SWGs). 
SWG-I considered and approved draft recommendations on the 
composite report, the programme of work on Article 8(j), sui 
generis systems for the protection of traditional knowledge (TK), 
and access and benefit-sharing (ABS). SWG-II considered and 
approved draft recommendations on the ethical code of conduct, 
recommendations of the UN Permanent Forum on Indigenous Issues 
(UNPFII), participatory mechanisms, and, based on the outcome of 
a contact group, genetic use restriction technologies (GURTs). 

SUB-WORKING GROUP I

COMPOSITE REPORT: SWG-I Co-Chair Bodegård introduced a revised 
draft recommendation. Delegates discussed a paragraph on 
registers, recommending that: registers should be only one 
approach to TK protection; their establishment should be 
voluntary; they should be established with the prior informed 
consent (PIC) of indigenous and local communities; and their 
ownership and control be vested with these communities, subject to 
national legislation. 

Discussion focused on the reference to community ownership and 
control. The INTERNATIONAL INDIGENOUS FORUM ON BIODIVERSITY 
(IIFB), with NORWAY and ETHIOPIA, opposed subjecting it to 
national legislation, and suggested either deleting the clause or 
inserting a reference to consistency with international and human 
rights obligations. Delegates agreed to delete the reference and 
approved the recommendation with this and other minor amendments.

SUI GENERIS SYSTEMS: In the morning, SWG-I Co-Chair Bodegård 
introduced a revised draft recommendation. Delegates discussed at 
length whether the development of sui generis forms of TK 
protection should only be “non IPR-based,” as suggested by 
AUSTRALIA, in line with the mandate of the Article 8(j) WG. NEW 
ZEALAND, SWITZERLAND and CANADA supported Australia, while BRAZIL, 
COLOMBIA and MEXICO noted the preliminary stage of discussions and 
preferred leaving both “IPR-based and non IPR-based” options open 
for consideration. Co-Chair Bodegård proposed recalling Decision 
VII/16H (mandate of Article 8(j) on sui generis systems) in the 
preamble. BRAZIL and ETHIOPIA supported the proposal, while 
AUSTRALIA and NEW ZEALAND preferred clarifying that the mandate 
only includes “non IPR-based” systems. 

Concerned that PIC may set back progress in policy development, 
NEW ZEALAND and CANADA, opposed by IIFB and GUATEMALA, proposed 
deleting references to PIC on national and local models for TK 
protection and for the international framework. 

On the international sui generis framework, AUSTRALIA, COLOMBIA 
and CANADA proposed referring only to the development of elements 
identified in the Annex to Decision VII/16H. CANADA recommended 
that the Article 8(j) WG focus on thorough examination of existing 
customary laws before proceeding to the development of elements of 
an international system.

In the afternoon, following informal consultations, Co-Chair 
Bodegård proposed and delegates agreed to: preambular language 
recalling Decision VII/16H, in particular paragraphs 6(a) 
referring to non-IPR based sui generis forms of TK protection, and 
6(b) on developing elements for a sui generis system listed in the 
Annex; and maintaining references to PIC “subject to Article 
8(j).” SGW-I approved the draft recommendation as amended.

PROGRAMME OF WORK: Co-Chair Bodegård introduced a draft 
recommendation on implementation and in-depth review of the 
programme of work on Article 8(j), and integration into the 
Convention’s thematic programmes.

Delegates discussed a recommendation for COP-8 to initiate work on 
tasks related to traditional cultural practices for conservation 
and sustainable use, with many opposing AUSTRALIA and NEW 
ZEALAND’s requests for deletion. Following a suggestion by 
Co-Chair Bodegård, they agreed that the Article 8(j) WG, at its 
next meeting, should address as a priority the timeframe for 
initiating work on the remaining tasks of the work programme.

The recommendation was approved with this and other amendments.

INTERNATIONAL ABS REGIME: Discussion on the ABS regime commenced 
in the afternoon, on the basis of a GRULAC proposal tabled in the 
morning. The proposal included a recommendation to the COP 
requesting the Article 8(j) WG to: invite parties and indigenous 
and local communities to provide their views on TK-related 
elements of the regime; request ways and means to facilitate 
indigenous participation in the ABS WG; and urge parties to 
include indigenous representatives in national delegations to the 
Article 8(j) and ABS WGs. 

On the recommendation to the COP, delegates agreed to a suggestion 
by the EU to recommend that COP-8 take action directly rather than 
refer tasks to the Article 8(j) WG. 

Supported by AFRICA and SAINT LUCIA, the EU proposed requesting 
the Article 8(j) WG, rather than parties, to provide views on 
TK-related elements of the regime. INDIA, with CANADA, proposed 
that views on TK-related elements be made available to the ABS WG. 
Following consultations, delegates agreed to request the Article 
8(j) WG to provide its views on the TK-related elements of the 
regime, and request the Executive Secretary to make them available 
to the ABS WG. The IIFB recalled that the Article 8(j) WG not only 
provides views but can also make recommendations.

The EU also proposed: extending the mandate of the Advisory Group 
to contribute to work on the ABS regime; and developing 
participatory mechanisms within the ABS WG, including 
participation of indigenous representatives in contact groups. NEW 
ZEALAND, CHINA, CANADA and AUSTRALIA opposed extending the 
Advisory Group’s mandate, noting it was established to address the 
composite report. NORWAY, with SAINT LUCIA and IIFB, preferred 
creating a new advisory group, with MEXICO noting it would 
duplicate the work of the ABS WG. Following discussion, the EU 
proposed giving the COP the option to extend the mandate or create 
a new advisory group. On participatory mechanisms, NEW ZEALAND, 
CHINA and CANADA suggested they be addressed in the ABS WG. CANADA 
said indigenous participation is best enhanced at the domestic 
level, by improving indigenous participation in delegations. 

Delegates then approved the recommendation as amended, with the 
understanding that informal consultations on the EU proposals 
regarding the Advisory Group and participatory mechanisms would 
continue during the night. 

SUB-WORKING GROUP II

ETHICAL CODE OF CONDUCT: SWG-II Co-Chair Abete-Reema introduced, 
and delegates approved, the draft recommendation finalized by the 
contact group on the ethical code of conduct, with NORWAY 
highlighting that it sets up a process leading to the code’s 
adoption by COP-9. 

RECOMMENDATIONS OF THE UNPFII: Co-Chair Abete-Reema introduced a 
draft recommendation, which was approved without amendment.

PARTICIPATORY MECHANISMS: The Secretariat introduced a revised 
draft recommendation, noting two unresolved issues: the 
establishment of an advisory group; and the determination of 
geographical regions to balance participation. NEW ZEALAND 
proposed deleting references to the advisory group as its 
establishment had not been approved by SWG-I, and requested that a 
limited number of pilot projects be subject to available 
resources. In response, GRENADA proposed deleting the reference to 
“a limited number of” projects. CANADA agreed to use the seven 
UNPFII geo-cultural regions. The draft recommendation was approved 
including all the proposed amendments.

GENETIC USE RESTRICTION TECHNOLOGIES: In the morning, the SWG-II 
Co-Chairs presented a revised draft recommendation on GURTs. 
AUSTRALIA and NEW ZEALAND proposed to: delete a reference to the 
precautionary approach; “note,” rather than “reaffirm,” COP 
Decision V/5 section III (GURTs); include a reference to both 
positive and negative impacts of GURTs; and add a reference to 
case-by-case risk assessments in further research and studies. 
Uganda, speaking for AFRICA, the EU, the PHILIPPINES and NORWAY 
opposed the changes. The PHILIPPINES, supported by many, suggested 
requesting WIPO to prepare a report on all GURT patents issued and 
pending worldwide. 

EGYPT, supported by others, requested a reference to TK, 
innovation and practices, seed exchange and breeding, and 
spiritual practices, and opposed a reference to increased 
productivity. The FEDERATION OF GERMAN SCIENTISTS opposed the 
case-by-case risk assessments arguing they fail to take into 
account socioeconomic impacts, while the PUBLIC RESEARCH AND 
REGULATION INITIATIVE supported it. 

AFRICA, with NORWAY, IIFB and ETC GROUP, requested deleting a 
reference to promoting technology transfer on GURTs. The 
INTERNATIONAL SEED FEDERATION noted that technology transfer is a 
goal of the CBD and national governments should decide which 
technology to use. The ETC GROUP, supported by PAKISTAN, asked to 
delete references to the private sector, and called on delegates 
to strengthen COP Decision V/5 by recognizing the potential 
negative impacts of GURTs on indigenous peoples and smallholder 
farmers. The RED DE COOPERACION AMAZONICA suggested referring to 
negative impacts of GURTs on local communities. 

The IIFB called on parties to grant a continuous coordination 
mandate and advisory functions to the Article 8(j) WG in future 
consideration of GURTs. A contact group, co-chaired by Brazil and 
Austria, was established.

At lunchtime, the contact group convened to finalize the draft 
recommendation. Participants discussed references to: the 
precautionary approach; positive or negative impacts of GURTs, 
deciding to refer instead to their socioeconomic impacts; and 
involvement of other international organizations in studies on 
patents and ethical and spiritual consequences of GURTs. Among 
other issues, they agreed to retain references to potential 
impacts on farmers’ rights, local crop varieties, food security 
and indigenous biological diversity, and to “reaffirm” COP 
Decision V/5. 

In the afternoon, AUSTRIA reported to SWG-II on the compromise 
reached in the contact group, and a last-minute agreement to 
include a reference to “case-by-case risk assessment” with respect 
to different categories of GURTs. In turn, AUSTRALIA agreed to 
retain references to the precautionary approach. WG-II delegates 
approved the revised document as amended.

IN THE CORRIDORS

With the weekend approaching, participants were relieved to see 
the early approval of recommendations on the code of conduct, sui 
generis systems and participatory mechanisms, leaving ABS and 
GURTs last on the table. On GURTs, discussions were reminiscent of 
those at previous CBD meetings, with a number of delegates 
wondering about the reasons for reopening issues already resolved 
by the COP, COP/MOP and SBSTTA. Some participants experienced a 
feeling of being in a merry-go-round, whereas NGOs who had 
traveled to Granada hoping for a stronger stance on GURTs left 
disappointed.

Meanwhile, participants were intrigued by a rumor that a “Granada 
Declaration” was in the works, containing proposals for indigenous 
representatives to form a drafting group during the ABS WG meeting 
in the coming week. Some speculated that a declaration could send 
a strong message to the ABS WG on the need for greater 
inclusiveness of indigenous representatives, while others insisted 
that under the CBD one WG cannot direct another on how to conduct 
its work. However, the latest reports indicate that the much 
talked about declaration has vanished into thin air.   

ENB SUMMARY AND ANALYSIS: The Earth Negotiations Bulletin summary 
and analysis of the Working Group on Article 8(j) will be 
available on Monday, 30 January 2006, in Granada, at the fourth 
meeting of the Working Group on Access and Benefit-Sharing, and 
online at http://www.iisd.ca/biodiv/wg8j-4.




This issue of the Earth Negotiations Bulletin © <[EMAIL PROTECTED]> is 
written and edited by Soledad Aguilar, Xenya Cherny, Elisa 
Morgera, Nicole Schabus, and Elsa Tsioumani. The Digital Editor is 
Francis Dejon. The Editors are Hugh Wilkins <[EMAIL PROTECTED]> and 
Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]>. The Director of IISD 
Reporting Services is Langston James “Kimo” Goree VI 
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