UK Government finalizes Open Standards Principles: The Bigger Picture
 Posted 6 Nov 2012 by Mark
Bohannon<http://opensource.com/users/markbohannon> (Red
Hat)
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Last week, the UK Cabinet Office released its Open Standards Principles:
For software interoperability, data and document formats in government IT
specifications<http://www.cabinetoffice.gov.uk/sites/default/files/resources/Open-Standards-Principles.pdf>.
It became effective November 1, 2012, and applies to IT specifications for
software interoperability, data, and document formats for all services
delivered by, or on behalf of, central government departments, their
agencies, non-departmental public bodies (NDPBs), and any other bodies for
which they are responsible.

For the open source community and advocates of open standards, the UK’s
Open Standards Principles policy is a welcome and positive development.
It follows a lengthy, and often
tumultuous<http://www.computerweekly.com/blogs/public-sector/2012/05/software-industry-reclaims-ope.html#.UJKUsV1q0Fo.email>,
consultative process that began in 2011.

On behalf of Red Hat, I was pleased to work with our UK colleagues to voice
support for the Cabinet Office policy consultation, including participating
in one of the Roundtables, along with others in the community. Great
to see Open
Forum 
Europe<http://www.openforumeurope.org/press-room/press-releases/Press%20release%201-11-2012.pdf>,
the Free Software Foundation
Europe<http://fsfe.org/news/2012/news-20121101-02.en.html>,
and Simon 
Phipps<http://www.h-online.com/open/news/item/UK-Government-establishes-royalty-free-open-standards-1741807.html>,
President of the Open Source Initiative, all welcome the policy. (Please
send other statements of support and we’ll update!)

In a thoughtful response to the comments received during the
consultation<http://www.cabinetoffice.gov.uk/sites/default/files/resources/Government-Response.pdf>,
the Cabinet Office debunks many of the claims made by those who lobbied
hard against the open standards policy. At its core, the policy affirms
that open standards are pro-innovation, "encourage competition for
government IT contracts and reduce the opportunity for incumbent suppliers
to be entrenched due to lock-in," and facilitate “more choice among
vendors, and new SMEs entering the market for the provision of products and
services to governmental bodies." They "are enablers for change, giving
services the freedom to evolve according to changing user needs,
expectations and technology innovation." On a number of levels, the UK
Cabinet Office is to be commended for its hard work in the development and
conclusion of this policy.

This action by the UK Cabinet Office is, in my view, viewed through a
larger lens. This is not merely an 'open standards policy.' It is the
latest step and an integral part of the UK’s effort to reform its public
sector ICT 
procurement<http://opensource.com/government/11/3/document-freedom-day-uks-government-ict-strategy-released-odt>and
complements its emphasis on use of open source software and the
Cabinet
Office Open Source Procurement
Toolkit<https://update.cabinetoffice.gov.uk/resource-library/open-source-procurement-toolkit>.
As the UK government stated last year, "The Government will also put an end
to the oligopoly of large suppliers that monopolise its ICT provision" and
will strive to "procure open source solutions" which when used with open
standards, "present[s] significant opportunities for the design and
delivery of interoperable solutions."

This effort potentially reshapes the competitive landscape for frameworks
for government IT procurements. Where applicable, they "must specify that
open standards for software interoperability, data and document formats
should be implemented, subject to the principle of equivalence, unless
there is a clear business need why an open standard is inappropriate and an
exemption has been agreed."

This focus on the IT procurement environment, which includes open standards
and open source as integral components, is one that is increasingly
recognized. As Red Hat CEO, Jim Whitehurst, pointed out, "IT procurement
practice hinders growth of open source
industry<http://joinup.ec.europa.eu/news/it-procurement-practice-hinders-growth-open-source-industry>
."

According to the Principles, open standards for software interoperability,
data, and document formats, "which exhibit all of the following criteria,
are considered consistent with this policy."

   - *Collaboration—*the standard is maintained through a collaborative
   decision-making process that is consensus based and independent of any
   individual supplier. Involvement in the development and maintenance of the
   standard is accessible to all interested parties.
   - *Transparency—*the decision-making process is transparent and a
   publicly accessible review by subject matter experts is part of the process.
   - *Due process—*the standard is adopted by a specification or
   standardisation organisation, or a forum, or consortium with a feedback and
   ratification process to ensure quality.
   - *Fair access—*the standard is published, thoroughly documented, and
   publicly available at zero or low cost.
   - *Market support—*other than in the context of creating innovative
   solutions, the standard is mature, supported by the market, and
   demonstrates platform, application, and vendor independence.
   - *Rights—*rights essential to implementation of the standard, and for
   interfacing with other implementations, which have adopted that same
   standard, are licensed on a royalty-free basis that is compatible with both
   open source [i.e., open source licenses approved by the Open Source
   Initiative via their License Review Process] and proprietary
   licensed solutions. These rights should be irrevocable unless there is a
   breach of license conditions.

Whether they are designed and built in-house or outsourced, per the policy,
government bodies must require solutions that comply with open standards,
for software interoperability, data, and document formats, where they exist
and meet functional needs, "unless there is a robust and transparent reason
why this is inappropriate."

This is, indeed, as the UK Cabinet office says, "the start of an exciting
new chapter that will inform every part of the Government’s IT agenda—and
enable us to reform the way we procure, design, and run IT-enabled business
change."

There is already some evidence that the policy is being implemented via
specific controls. According to one
report<http://www.theregister.co.uk/2012/11/02/cabinet_office_open_principles/>,
the open standards principles have already been "embedded" in the Cabinet
Office’s spending controls. The same story reported a Cabinet Officer
spokesperson, "The [Cabinet Office] controls are there to point departments
in the right direction with regards to our IT Strategy. They provide a
challenge and external approval function before departments can commit to
expenditure, which will help projects from being delayed or reshaped."

This follows on reports earlier this
year<http://www.theregister.co.uk/2012/05/31/government_closed_source_kicked_back/>that
the UK government pulled the plug on some "IT projects that don’t
explore alternatives to closed and proprietary software are getting kicked
back and denied funding."

This latest action by the UK Cabinet Office is a new benchmark. And with
this new chapter, the work continues to make sure this policy is
implemented effectively, transparently, and efficiently.

Other similar news:

   - *Government IT projects: UK adopts open technology
standards<http://www.bbc.co.uk/news/technology-20178175>,
   BBC News, 02 November 2012*
   - *How will open standards change the future of government
IT?<http://www.computerweekly.com/news/2240170054/How-will-open-standards-change-the-future-of-government-IT>,
   Computer Weekly, 02 November 2012*

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