Marcus -

In lieu of my usual longwinded diatribe, maybe a good summary of what
your point evokes in me might be:

The first rule of RuggedIndividualistsAnonymous is - "Admit that your
Rugged Individualism is a problem to you and your loved ones and trust
in the Emergent Collective".

This path toward collective consciousness we are on *might* turn out to
be more like Her
<https://slate.com/culture/2014/01/her-movie-by-spike-jonze-with-joaquin-phoenix-and-scarlett-johansson-lacks-a-real-woman.html>
than Lawnmower Man
<https://en.wikipedia.org/wiki/The_Lawnmower_Man_(film)> or Virtuosity.
<https://en.wikipedia.org/wiki/Virtuosity>

Do we individual members of any such self-organizing collective have
anything to say about it looks like on the other side of such a phase
transition (do fatty acids know anything about a lipid membrane before
they find themselves part of one?)

With the December 37th 2020 Capitol Riots as evidence, I'm not sure how
to apply such abstractions to current event...

- SteveS

> What if the Ratchet is, overall, a good thing?  Harnessing and
> controlling volatile individual passions into larger self-interested
> collectives that are, in general, behaving in more intelligent ways?  
>   Some or even many of these ratchets are corrupt, like in the case of
> Putin.   But that forces the population under him to create better
> ratcheting systems; market forces create inequities which are
> inefficiencies for the society to sort out, but some of them are
> unavoidable and even good.
>
>  
>
> *From:* Friam <[email protected]> *On Behalf Of *Merle Lefkoff
> *Sent:* Saturday, January 30, 2021 10:37 AM
> *To:* The Friday Morning Applied Complexity Coffee Group
> <[email protected]>
> *Subject:* Re: [FRIAM] Strawman/Steelman
>
>  
>
> Thank you Steve, and especially Eric.  As I study new economic models
> for the real economy, such as the "circular economy" and the "doughnut
> economy", I am also paying more attention to the financial economy and
> especially the wild and wooly stock market.  I know it's
> unsustainable, but my hopes are constantly dashed every time I think
> it's going to crash and it demonstrates its robustness once more.
>
>  
>
> On Sat, Jan 30, 2021 at 10:56 AM Steve Smith <[email protected]
> <mailto:[email protected]>> wrote:
>
>     Eric -
>
>     You lay this out so well. 
>
>     Some random observations.
>
>      1. Minsky's Ratchet is very compelling as an explanation.  As we
>         know I'm a sucker for understanding by analogy with mechanical
>         technology as a common source domain.  I *think* Minsky's
>         Ratchet is a correlate of what you later call game-of-chicken
>         gambling?   It was the first applied (discrete) math problem I
>         remember being offered at college...   that among the myriad
>         "rich-get-richer" mechanisms, the "empty pockets ratchet" is a
>         big one...  a fair game generates a random walk which
>         ultimately ends when one players pockets are empty... the
>         smaller pockets (esp. by orders of magnitude) almost always go
>         empty first.  "It's ratchets, levers, wheels, and connecting
>         rods all the way down?"  
>      2. I was caught off guard by your coining "an oligopoly of little
>         fish", my usual binding of oligopoly to "a small number", but
>         your point of course, and the crux of the event, is that the
>         "little fish" schooled effectively, as if an apex
>         predator-shark wandered too far up the Amazon and encountered
>         a school of pirahna.  The culture-war story, of course is a
>         combination of the "underdog" and the caution of the potential
>         of "collective action"...   as you point out, this one
>         encounter may indicate that a few sharks may yet get stripped
>         of flesh by schools of tiny fish, but there is no indication
>         that they will lose their niche in the oceans and reefs to such.
>      3. Your tentative analysis of EW and AOC also really struck me as
>         I (contingently) hold them both up as culture-war heroes to
>         the underdogs I regularly cheer for.  I don't feel I have my
>         own dog in either of their fights, but the larger culture I
>         want to live within (with various forms of assertive equality
>         and equanimity) is the one I try to support as best I can.  I
>         am more implicated as a cause of their causes than a victim. 
>         Understanding EW and AOC more better seems to me to be
>         important in pursuing my aspirations to undermine my own undue
>         advantages.   I suppose I "expect more" of EW as a veteran, as
>         a scholar, as a senior statesperson, and I accept AOC's
>         decision to play to her strengths (emotional appeals in the
>         culture war) but also appreciate her having a little deeper
>         intellectual stake (BA in Econ?) than her affect/appearance
>         suggests.   I understand (but do not sympathize with) the olde
>         guarde in congress being acutely skeered of getting double
>         teamed by AOC and Katy Porter.   I look forward to more of
>         those "wild kingdom" takedowns on CSPAN.   I don't think badly
>         of EW's role/position, just disappointed that she might not be
>         achieving her full potential?
>      4. Your practical description of the "pyramid scheme" and
>         "exhaustion" are a very good thumbnail for where I think this
>         is going myself.   I suppose there IS a chance that a new
>         species of oligopolist will emerge in the form of swarms
>         (school, flock, pack, ...), but I don't think we are at the
>         edge of a phase change yet.  I'm not sure if all significant
>         radiation events are paired with extinction events?  
>      5. Someone made a slightly different correlation than the COVID
>         stay-at-home free-time-to-conspire on Reddit with a COVID
>         stimulus-check-in-hand free energy(cash) one.   Anecdotal at
>         best I'd guess.
>
>     'nuff for now,
>
>      -Steve
>
>     On 1/30/21 4:19 AM, David Eric Smith wrote:
>
>         So I have been watching this, and it looks just like one more 
> wealth-concentrator on the long term, with smaller shifts in the short term 
> that people get caught up looking at because they involve personality 
> conflicts.
>
>          
>
>         Will somebody tell me where I am wrong in the following?
>
>          
>
>         1. We start with the usual state of affairs, in which hedge funds of 
> various sizes take short positions; in what and how much depends on the 
> capital they hold to cover the short, relative to their other options.  They 
> are “big” actors, in the sense that decisions of individual firms can involve 
> moderately large amounts of money.  They assume they are the full landscape 
> of big actors, and although they act with cognizance of each other, since 
> they are all using similar research, they do much the same thing.
>
>          
>
>         2. A new “oligopolistic actor” comes in that changes the landscape of 
> participants, which is a group of Reddit-coordinated little fish.  They can 
> put a short squeeze on the hedge funds.  Those that took too large a position 
> either with too little capital to cover the squeeze until it bursts, or with 
> too little interest in this stock to be willing to take much of a loss on it, 
> will sell off at a loss, and the various little fish will make a little money 
> each, but it will look like a decent chunk when you take them together.  The 
> smaller or medium-sized hedge funds that can’t wait this out could be forced 
> into low enough overall returns that their clients will want to withdraw from 
> them, putting them in further trouble, perhaps driving some of them out of 
> business.
>
>          
>
>         3. Meanwhile: the oligopoly move is an ordinary pyramid scheme, and 
> it only works as long as the pool of new buyers remains large enough to pay 
> off the earlier buyers surfing the bubble.  Considering that relief and 
> unemployment checks amounted to many hundreds of billions of dollars, if even 
> a modest amount of this is in the hands of the young men who were gamers and 
> are now stuck at home, it can look as if that bubble can continue to inflate 
> for a while.  We might even be able to estimate, however, from the overall 
> amount of free money spent into the system, and the part of the public that 
> this young-male demographic accounts for, what the potential size of total 
> gambling capital is for this thing.
>
>          
>
>         4. While attention is on the oligopoly of small fish, and the 
> unprepared mid-sized or small hedge funds that might go bankrupt, there are 
> always larger actors who are well capitalized and can wait out bubbles.  They 
> may not have taken positions in this before, when it wasn’t all that 
> interesting, but now seeing that there is a bubble afoot, they had a reason 
> to get in and go short early.  They can outlast the short squeeze, and have a 
> reason to do so because of point 5 (next):
>
>          
>
>         5. The pyramid will end when the new buyers are exhausted, and that 
> will be the end of any power for the little-fish oligopoly.  At that point 
> everybody who is leveraged will be underwater.  Because a lot of this money 
> was in options, the unwinding will be very fast, much faster than if it were 
> just driven by a sell-off of the underlying.  The last wave of buyers in will 
> lose essentially whatever they spent.  Whichever little fish happened to get 
> out of the bubble before that will collect some of the money from that last 
> wave, and the larger hedge funds who were waiting out the short squeeze will 
> then collect the rest.
>
>          
>
>          
>
>         So, when the dust settles, the net effect?  Some money will have 
> changed hands in a quasi-random way, from many small fish who gambled the 
> rent and couldn’t afford to lose it, to a smaller number of other small fish 
> who will collect at varying multiples, but still not enough to meaningfully 
> alter their life trajectories.  The Reddit board-makers might collect enough 
> to happily go on to the next scam, but they will not be breaking into any 
> Forbes lists.  However, in the net, there will have been a flow of money out 
> of both the oligopoly of small fish and the small or mid-sized hedge funds 
> that didn’t see it coming, and into the wealth of the large funds.  In 
> addition to the direct winnings of the large players, because their returns 
> to their clients will go up, they will collect new clients that jumped ship 
> from the hedge funds that bought back out of the short squeeze at a loss.  
>
>          
>
>         So the macro-thing that will happen is the macro-thing that happens 
> through every other mechanism: whoever has the most capital can wait out the 
> largest spectrum of risks, and will on average gain more capital.  This is 
> the ratchet that works through everything.  It is not a Fama-French efficient 
> market mechanism, because it works through differential action of 
> constraints, not through Arrow-Debreu “complete” price systems.  It is not 
> quite the same, but still related to, the bubble-bailout cycles that I have 
> termed Minsky’s Ratchet, from the arguments made by Hyman Minsky in 
> Stabilizing an Unstable Economy.
>
>         
> https://www.amazon.com/Stabilizing-Unstable-Economy-Hyman-Minsky/dp/0071592997
>  
> <https://www.amazon.com/Stabilizing-Unstable-Economy-Hyman-Minsky/dp/0071592997>
>
>          
>
>          
>
>         For AOC to be seeking media attention, when there was an early 
> trading freeze, to criticize the hedge funds for looking for protection 
> against the oligopoly doesn’t surprise me, because this is a culture-war 
> thing and responding in the moment to that is what she does.  But for Warren 
> (Elizabeth, not Buffett) to allow that to be her caught-on-camera moment 
> surprises me, and seems regrettable.  Yes, EW is as motivated as AOC to 
> criticize the use of access by the hedge funds to seek protection when they 
> get beat at their own game, and both are right to mock them and welcome them 
> to go under.  But EW’s career has been about how the ratchet of unequal 
> capital constraints moves capital from the small to the large, and if what I 
> said above is correct, I would assume this would be the biggest picture in 
> her view.  In the long term, the people who will get hurt mainly are just the 
> people she has made a profession of trying to protect.  I would think she 
> would want her on-camera moment to be about not getting distracted from that, 
> and worrying that, yes, market regulations and taxation that encourage 
> game-of-chicken gambling are The Urgent — and structural — Problem.  Whether 
> some gambling hedge funds get caught and go under is a sideshow.  AOC, too, 
> of course is plenty smart to understand all this (if what I have said above 
> is not wrong), and I expect she probably does.  (She was an econ major in 
> college, right?). But her media incentives are a bit different, so for her to 
> mostly emphasize the culture-war thing doesn’t seem strange.
>
>          
>
>         So is the above roughly correct?  Or do I misunderstand the structure 
> badly enough that I am drawing the wrong macro-conclusion?
>
>          
>
>         Eric
>
>          
>
>          
>
>             On Jan 29, 2021, at 6:45 PM, uǝlƃ ↙↙↙ <[email protected]> 
> <mailto:[email protected]> wrote:
>
>              
>
>             Yep. I've logged into my TD Ameritrade account several times to 
> see if they've limited purchases of GME. Supposedly Robinhood did limit 
> purchases. It looked like I could always buy on TDA... but I'm not sure. I 
> would never actually buy GME, *except* to screw The Man. 8^D
>
>              
>
>             On 1/29/21 3:41 PM, Merle Lefkoff wrote:
>
>                 Has anyone been watching what's happening in the stock market 
> with GameStop?
>
>             -- 
>
>             ↙↙↙ uǝlƃ
>
>              
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>
> -- 
>
> Merle Lefkoff, Ph.D.
> Center for Emergent Diplomacy
> emergentdiplomacy.org <http://emergentdiplomacy.org>
>
> Santa Fe, New Mexico, USA
>
>
> mobile:  (303) 859-5609
> skype:  merle.lelfkoff2
>
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