Merle, 

Are you or any others on this list receiving missives from John Komlos?  And if 
so, what do you think?  I think there is a new online textbook that Sam Bowles 
is somehow involved with, but I am forgetting details.  I think Komlos 
advocates for that one, though he is more a peer of Sam’s group than a member.  
There is a similarity in their style of argument about what economics has been 
willfully ignoring, and should start to incorporate.

Best,

Eric


> On Jan 30, 2021, at 1:36 PM, Merle Lefkoff <[email protected]> wrote:
> 
> Thank you Steve, and especially Eric.  As I study new economic models for the 
> real economy, such as the "circular economy" and the "doughnut economy", I am 
> also paying more attention to the financial economy and especially the wild 
> and wooly stock market.  I know it's unsustainable, but my hopes are 
> constantly dashed every time I think it's going to crash and it demonstrates 
> its robustness once more.
> 
> On Sat, Jan 30, 2021 at 10:56 AM Steve Smith <[email protected] 
> <mailto:[email protected]>> wrote:
> Eric -
> 
> You lay this out so well.  
> 
> Some random observations.
> 
> Minsky's Ratchet is very compelling as an explanation.  As we know I'm a 
> sucker for understanding by analogy with mechanical technology as a common 
> source domain.  I *think* Minsky's Ratchet is a correlate of what you later 
> call game-of-chicken gambling?   It was the first applied (discrete) math 
> problem I remember being offered at college...   that among the myriad 
> "rich-get-richer" mechanisms, the "empty pockets ratchet" is a big one...  a 
> fair game generates a random walk which ultimately ends when one players 
> pockets are empty... the smaller pockets (esp. by orders of magnitude) almost 
> always go empty first.  "It's ratchets, levers, wheels, and connecting rods 
> all the way down?"   
> I was caught off guard by your coining "an oligopoly of little fish", my 
> usual binding of oligopoly to "a small number", but your point of course, and 
> the crux of the event, is that the "little fish" schooled effectively, as if 
> an apex predator-shark wandered too far up the Amazon and encountered a 
> school of pirahna.  The culture-war story, of course is a combination of the 
> "underdog" and the caution of the potential of "collective action"...   as 
> you point out, this one encounter may indicate that a few sharks may yet get 
> stripped of flesh by schools of tiny fish, but there is no indication that 
> they will lose their niche in the oceans and reefs to such.
> Your tentative analysis of EW and AOC also really struck me as I 
> (contingently) hold them both up as culture-war heroes to the underdogs I 
> regularly cheer for.  I don't feel I have my own dog in either of their 
> fights, but the larger culture I want to live within (with various forms of 
> assertive equality and equanimity) is the one I try to support as best I can. 
>  I am more implicated as a cause of their causes than a victim.  
> Understanding EW and AOC more better seems to me to be important in pursuing 
> my aspirations to undermine my own undue advantages.   I suppose I "expect 
> more" of EW as a veteran, as a scholar, as a senior statesperson, and I 
> accept AOC's decision to play to her strengths (emotional appeals in the 
> culture war) but also appreciate her having a little deeper intellectual 
> stake (BA in Econ?) than her affect/appearance suggests.   I understand (but 
> do not sympathize with) the olde guarde in congress being acutely skeered of 
> getting double teamed by AOC and Katy Porter.   I look forward to more of 
> those "wild kingdom" takedowns on CSPAN.   I don't think badly of EW's 
> role/position, just disappointed that she might not be achieving her full 
> potential?
> Your practical description of the "pyramid scheme" and "exhaustion" are a 
> very good thumbnail for where I think this is going myself.   I suppose there 
> IS a chance that a new species of oligopolist will emerge in the form of 
> swarms (school, flock, pack, ...), but I don't think we are at the edge of a 
> phase change yet.  I'm not sure if all significant radiation events are 
> paired with extinction events?   
> Someone made a slightly different correlation than the COVID stay-at-home 
> free-time-to-conspire on Reddit with a COVID stimulus-check-in-hand free 
> energy(cash) one.   Anecdotal at best I'd guess.
> 'nuff for now,
> 
>  -Steve
> 
> On 1/30/21 4:19 AM, David Eric Smith wrote:
>> So I have been watching this, and it looks just like one more 
>> wealth-concentrator on the long term, with smaller shifts in the short term 
>> that people get caught up looking at because they involve personality 
>> conflicts.
>> 
>> Will somebody tell me where I am wrong in the following?
>> 
>> 1. We start with the usual state of affairs, in which hedge funds of various 
>> sizes take short positions; in what and how much depends on the capital they 
>> hold to cover the short, relative to their other options.  They are “big” 
>> actors, in the sense that decisions of individual firms can involve 
>> moderately large amounts of money.  They assume they are the full landscape 
>> of big actors, and although they act with cognizance of each other, since 
>> they are all using similar research, they do much the same thing.
>> 
>> 2. A new “oligopolistic actor” comes in that changes the landscape of 
>> participants, which is a group of Reddit-coordinated little fish.  They can 
>> put a short squeeze on the hedge funds.  Those that took too large a 
>> position either with too little capital to cover the squeeze until it 
>> bursts, or with too little interest in this stock to be willing to take much 
>> of a loss on it, will sell off at a loss, and the various little fish will 
>> make a little money each, but it will look like a decent chunk when you take 
>> them together.  The smaller or medium-sized hedge funds that can’t wait this 
>> out could be forced into low enough overall returns that their clients will 
>> want to withdraw from them, putting them in further trouble, perhaps driving 
>> some of them out of business.
>> 
>> 3. Meanwhile: the oligopoly move is an ordinary pyramid scheme, and it only 
>> works as long as the pool of new buyers remains large enough to pay off the 
>> earlier buyers surfing the bubble.  Considering that relief and unemployment 
>> checks amounted to many hundreds of billions of dollars, if even a modest 
>> amount of this is in the hands of the young men who were gamers and are now 
>> stuck at home, it can look as if that bubble can continue to inflate for a 
>> while.  We might even be able to estimate, however, from the overall amount 
>> of free money spent into the system, and the part of the public that this 
>> young-male demographic accounts for, what the potential size of total 
>> gambling capital is for this thing.
>> 
>> 4. While attention is on the oligopoly of small fish, and the unprepared 
>> mid-sized or small hedge funds that might go bankrupt, there are always 
>> larger actors who are well capitalized and can wait out bubbles.  They may 
>> not have taken positions in this before, when it wasn’t all that 
>> interesting, but now seeing that there is a bubble afoot, they had a reason 
>> to get in and go short early.  They can outlast the short squeeze, and have 
>> a reason to do so because of point 5 (next):
>> 
>> 5. The pyramid will end when the new buyers are exhausted, and that will be 
>> the end of any power for the little-fish oligopoly.  At that point everybody 
>> who is leveraged will be underwater.  Because a lot of this money was in 
>> options, the unwinding will be very fast, much faster than if it were just 
>> driven by a sell-off of the underlying.  The last wave of buyers in will 
>> lose essentially whatever they spent.  Whichever little fish happened to get 
>> out of the bubble before that will collect some of the money from that last 
>> wave, and the larger hedge funds who were waiting out the short squeeze will 
>> then collect the rest.
>> 
>> 
>> So, when the dust settles, the net effect?  Some money will have changed 
>> hands in a quasi-random way, from many small fish who gambled the rent and 
>> couldn’t afford to lose it, to a smaller number of other small fish who will 
>> collect at varying multiples, but still not enough to meaningfully alter 
>> their life trajectories.  The Reddit board-makers might collect enough to 
>> happily go on to the next scam, but they will not be breaking into any 
>> Forbes lists.  However, in the net, there will have been a flow of money out 
>> of both the oligopoly of small fish and the small or mid-sized hedge funds 
>> that didn’t see it coming, and into the wealth of the large funds.  In 
>> addition to the direct winnings of the large players, because their returns 
>> to their clients will go up, they will collect new clients that jumped ship 
>> from the hedge funds that bought back out of the short squeeze at a loss.  
>> 
>> So the macro-thing that will happen is the macro-thing that happens through 
>> every other mechanism: whoever has the most capital can wait out the largest 
>> spectrum of risks, and will on average gain more capital.  This is the 
>> ratchet that works through everything.  It is not a Fama-French efficient 
>> market mechanism, because it works through differential action of 
>> constraints, not through Arrow-Debreu “complete” price systems.  It is not 
>> quite the same, but still related to, the bubble-bailout cycles that I have 
>> termed Minsky’s Ratchet, from the arguments made by Hyman Minsky in 
>> Stabilizing an Unstable Economy.
>> https://www.amazon.com/Stabilizing-Unstable-Economy-Hyman-Minsky/dp/0071592997
>>  
>> <https://www.amazon.com/Stabilizing-Unstable-Economy-Hyman-Minsky/dp/0071592997>
>> 
>> 
>> For AOC to be seeking media attention, when there was an early trading 
>> freeze, to criticize the hedge funds for looking for protection against the 
>> oligopoly doesn’t surprise me, because this is a culture-war thing and 
>> responding in the moment to that is what she does.  But for Warren 
>> (Elizabeth, not Buffett) to allow that to be her caught-on-camera moment 
>> surprises me, and seems regrettable.  Yes, EW is as motivated as AOC to 
>> criticize the use of access by the hedge funds to seek protection when they 
>> get beat at their own game, and both are right to mock them and welcome them 
>> to go under.  But EW’s career has been about how the ratchet of unequal 
>> capital constraints moves capital from the small to the large, and if what I 
>> said above is correct, I would assume this would be the biggest picture in 
>> her view.  In the long term, the people who will get hurt mainly are just 
>> the people she has made a profession of trying to protect.  I would think 
>> she would want her on-camera moment to be about not getting distracted from 
>> that, and worrying that, yes, market regulations and taxation that encourage 
>> game-of-chicken gambling are The Urgent — and structural — Problem.  Whether 
>> some gambling hedge funds get caught and go under is a sideshow.  AOC, too, 
>> of course is plenty smart to understand all this (if what I have said above 
>> is not wrong), and I expect she probably does.  (She was an econ major in 
>> college, right?). But her media incentives are a bit different, so for her 
>> to mostly emphasize the culture-war thing doesn’t seem strange.
>> 
>> So is the above roughly correct?  Or do I misunderstand the structure badly 
>> enough that I am drawing the wrong macro-conclusion?
>> 
>> Eric
>> 
>> 
>>> On Jan 29, 2021, at 6:45 PM, uǝlƃ ↙↙↙ <[email protected]> 
>>> <mailto:[email protected]> wrote:
>>> 
>>> Yep. I've logged into my TD Ameritrade account several times to see if 
>>> they've limited purchases of GME. Supposedly Robinhood did limit purchases. 
>>> It looked like I could always buy on TDA... but I'm not sure. I would never 
>>> actually buy GME, *except* to screw The Man. 8^D
>>> 
>>> On 1/29/21 3:41 PM, Merle Lefkoff wrote:
>>>> Has anyone been watching what's happening in the stock market with 
>>>> GameStop?
>>> -- 
>>> ↙↙↙ uǝlƃ
>>> 
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> -- 
> Merle Lefkoff, Ph.D.
> Center for Emergent Diplomacy
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> 
> mobile:  (303) 859-5609
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