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NEWS FEATURE
 27 NOVEMBER 2018
First sun-dimming experiment will test a way to cool Earth
Researchers plan to spray sunlight-reflecting particles into the
stratosphere, an approach that could ultimately be used to quickly lower
the planet’s temperature.
Jeff Tollefson

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[image: Zhen Dai, Frank Keutsch, and David Keith]

Frank Keutsch, Zhen Dai and David Keith (left to right) in Keutsch’s
laboratory at Harvard University.Credit: Kayana Szymczak for *Nature*

Zhen Dai holds up a small glass tube coated with a white powder: calcium
carbonate, a ubiquitous compound used in everything from paper and cement
to toothpaste and cake mixes. Plop a tablet of it into water, and the
result is a fizzy antacid that calms the stomach. The question for Dai, a
doctoral candidate at Harvard University in Cambridge, Massachusetts, and
her colleagues is whether this innocuous substance could also help humanity
to relieve the ultimate case of indigestion: global warming caused by
greenhouse-gas pollution.

The idea is simple: spray a bunch of particles into the stratosphere, and
they will cool the planet by reflecting some of the Sun’s rays back into
space. Scientists have already witnessed the principle in action. When
Mount Pinatubo erupted in the Philippines in 1991, it injected an estimated
20 million tonnes of sulfur dioxide into the stratosphere — the atmospheric
layer that stretches from about 10 to 50 kilometres above Earth's surface.
The eruption created a haze of sulfate particles that cooled the planet by
around 0.5 °C. For about 18 months, Earth’s average temperature returned to
what it was before the arrival of the steam engine.

The idea that humans might turn down Earth’s thermostat by similar,
artificial means is several decades old. It fits into a broader class of
planet-cooling schemes known as geoengineering that have long generated
intense debate and, in some cases, fear.

Researchers have largely restricted their work on such tactics to computer
models. Among the concerns is that dimming the Sun could backfire, or at
least strongly disadvantage some areas of the world by, for example,
robbing crops of sunlight and shifting rain patterns.

But as emissions continue to rise and climate projections remain dire,
conversations about geoengineering research are starting to gain more
traction among scientists, policymakers and some environmentalists. That’s
because many researchers have come to the alarming conclusion that the only
way to prevent the severe impacts of global warming will be either to suck
massive amounts of carbon dioxide out of the atmosphere or to cool the
planet artificially. Or, perhaps more likely, both.

If all goes as planned, the Harvard team will be the first in the world to
move solar geoengineering out of the lab and into the stratosphere, with a
project called the Stratospheric Controlled Perturbation Experiment
(SCoPEx). The first phase — a US$3-million test involving two flights of a
steerable balloon 20 kilometres above the southwest United States — could
launch as early as the first half of 2019. Once in place, the experiment
would release small plumes of calcium carbonate, each of around 100 grams,
roughly equivalent to the amount found in an average bottle of
off-the-shelf antacid. The balloon would then turn around to observe how
the particles disperse.

The test itself is extremely modest. Dai, whose doctoral work over the past
four years has involved building a tabletop device to simulate and measure
chemical reactions in the stratosphere in advance of the experiment, does
not stress about concerns over such research. “I’m studying a chemical
substance,” she says. “It’s not like it’s a nuclear bomb.”

Nevertheless, the experiment will be the first to fly under the banner of
solar geoengineering. And so it is under intense scrutiny, including from
some environmental groups, who say such efforts are a dangerous distraction
from addressing the only permanent solution to climate change: reducing
greenhouse-gas emissions. The scientific outcome of SCoPEx doesn’t really
matter, says Jim Thomas, co-executive director of the ETC Group, an
environmental advocacy organization in Val-David, near Montreal, Canada,
that opposes geoengineering: “This is as much an experiment in changing
social norms and crossing a line as it is a science experiment.”

Aware of this attention, the team is moving slowly and is working to set up
clear oversight for the experiment, in the form of an external advisory
committee to review the project. Some say that such a framework, which
could pave the way for future experiments, is even more important than the
results of this one test. “SCoPEx is the first out of the gate, and it is
triggering an important conversation about what independent guidance,
advice and oversight should look like,” says Peter Frumhoff, chief climate
scientist at the Union of Concerned Scientists in Cambridge, Massachusetts,
and a member of an independent panel that has been charged with selecting
the head of the advisory committee. “Getting it done right is far more
important than getting it done quickly.”
Joining forces

In many ways, the stratosphere is an ideal place to try to make the
atmosphere more reflective. Small particles injected there can spread
around the globe and stay aloft for two years or more. If placed
strategically and regularly in both hemispheres, they could create a
relatively uniform blanket that would shield the entire planet (see ‘Global
intervention’). The process does not have to be wildly expensive; in a
report last month, the Intergovernmental Panel on Climate Change suggested
that a fleet of high-flying aircraft could deposit enough sulfur to offset
roughly 1.5 °C of warming for around $1 billion to $10 billion per year1
<https://www.nature.com/articles/d41586-018-07533-4#ref-CR1>.

Paul Jackman/*Nature*

Most of the solar geoengineering research so far has focused on sulfur
dioxide, the same substance released by Mount Pinatubo. But sulfur might
not be the best candidate. In addition to cooling the planet, the aerosols
generated in that eruption sped up the rate at which chlorofluorocarbons
deplete the ozone layer, which shields the planet from the Sun’s harmful
ultraviolet radiation. Sulfate aerosols are also warmed by the Sun, enough
to potentially affect the movement of moisture and even alter the jet
stream. “There are all of these downstream effects that we don’t fully
understand,” says Frank Keutsch, an atmospheric chemist at Harvard and
SCoPEx’s principal investigator.

The SCoPEx team’s initial stratospheric experiments will focus on calcium
carbonate, which is expected to absorb less heat than sulfates and to have
less impact on ozone. But textbook answers — and even Dai’s tabletop device
— can’t capture the full picture. “We actually don’t know what it would do,
because it doesn’t exist in the stratosphere,” Keutsch says. “That sets up
a red flag.”

SCoPEx aims to gather real-world data to sort this out. The experiment
began as a partnership between atmospheric chemist James Anderson of
Harvard and experimental physicist David Keith, who moved to the university
in 2011. Keith has been investigating a variety of geoengineering options
off and on for more than 25 years. In 2009, while at the University of
Calgary in Canada, he founded the company Carbon Engineering, in Squamish,
which is working to commercialize technology to remove carbon dioxide from
the atmosphere. After joining Harvard, Keith used research funding he had
received from the Bill & Melinda Gates Foundation in Seattle, Washington,
to begin planning the experiment.

Keutsch, who got involved later, is not a climate scientist and is at best
a reluctant geoengineer. But he worries about where humanity is heading,
and what that means for his children’s future. When he saw Keith talk about
the SCoPEx idea at a conference after starting at Harvard in 2015, he says
his initial reaction was that the idea was “totally insane”. Then he
decided it was time to engage. “I asked myself, an atmospheric chemist,
what can I do?” He joined forces with Keith and Anderson, and has since
taken the lead on the experimental work.
An eye on the sky

Already, SCoPEx has moved farther along than earlier solar geoengineering
efforts. The UK Stratospheric Particle Injection for Climate Engineering
experiment, which sought to spray water 1 kilometre into the atmosphere,
was cancelled in 2012 in part because scientists had applied for patents on
an apparatus that could ultimately affect every human on the planet. (Keith
says there will be no patents on any technologies involved in the SCoPEx
project.) And US researchers with the Marine Cloud Brightening Project,
which aims to spray saltwater droplets into the lower atmosphere to
increase the reflectivity of ocean clouds, have been trying to raise money
for the project for nearly a decade.
[image: Environmental chamber to test instruments used in SCoPEx field
mission]

An environmental chamber to test instruments used in the SCoPEx field
mission.Credit: Kayana Szymczak for *Nature*

Although SCoPEx could be the first solar geoengineering experiment to fly,
Keith says other projects that have not branded themselves as such have
already provided useful data. In 2011, for example, the Eastern Pacific
Emitted Aerosol Cloud Experiment pumped smoke into the lower atmosphere to
mimic pollution from ships, which can cause clouds to brighten by capturing
more water vapour. The test was used to study the effect on marine clouds,
but the results had a direct bearing on geoengineering science: the
brighter clouds produced a cooling effect 50 times greater than the warming
effect of the carbon emissions from the researchers’ ship2
<https://www.nature.com/articles/d41586-018-07533-4#ref-CR2>.

Keith says that the Harvard team has yet to encounter public protests or
any direct opposition — aside from the occasional conspiracy theorist. The
challenge facing researchers, he says, stems more from a fear among
science-funding agencies that investing in geoengineering will lead to
protests by environmentalists.

To help advance the field, Keith set a goal in 2016 of raising $20 million
to support a formal research programme that would cover not just the
experimental work, but also research into modelling, governance and ethics.
He has raised around $12 million so far, mostly from the Gates Foundation
and other philanthropies; the pot provides funding to dozens of people,
largely on a part-time basis.

Keith and Keutsch also want an external advisory committee to review SCoPEx
before it flies. The committee, which is still to be selected, will report
to the dean of engineering and the vice-provost for research at Harvard.
“We see this as part of a process to build broader support for research on
this topic,” Keith says.

Keutsch is looking forward to having the guidance of an external group, and
hopes that it can provide clarity on how tests such as his should proceed.
“This is a much more politically challenging experiment than I had
anticipated,” he says. “I was a little naive.”

SCoPEx faces technical challenges, too. It must spray particles of the
right size: the team calculates that those with a diameter of about 0.5
micrometres should disperse and reflect sunlight well. The balloon must
also be able to reverse its course in the thin air so that it can pass
through its own wake. Assuming the team is able to find the calcium
carbonate plume — and there is no guarantee that they can — SCoPEx needs
instruments that can analyse the particles and, it is hoped, carry samples
back to Earth.

“It’s going to be a hard experiment, and it may not work,” says David
Fahey, an atmospheric scientist at the National Oceanic and Atmospheric
Administration in Boulder, Colorado. In the hope that it will, Fahey’s team
has provided SCoPEx with a lightweight instrument that can reliably measure
the size and number of particles that are released. The balloon will also
be equipped with a laser device that can monitor the plume from afar. Other
equipment that could collect information on the level of moisture and ozone
in the stratosphere could fly on the balloon as well.
Up to the stratosphere

Keutsch and Keith are still working out some of the technical details.
Plans with one balloon company fell through, so they are now working with a
second. And an independent team of engineers in California is working on
options for the sprayer. To simplify things, the SCoPEx group plans to fly
the balloon during the spring or autumn, when stratospheric winds shift
direction and — for a brief period — calm down, which will make it easier
to track the plume.

For all of these reasons, Keutsch characterizes the first flight as an
engineering test, mainly intended to demonstrate that everything works as
it should. The team is ready to spray calcium carbonate particles, but
could instead use salt water to test the sprayer if the advisory committee
objects.

Keith still thinks that sulfate aerosols might ultimately be the best
choice for solar geoengineering, if only because there has been more
research about their impact. He says that the possibility of sulfates
enhancing ozone depletion should become less of a concern in the future, as
efforts to restore the ozone layer through pollutant reductions continue.
Nevertheless, his main hope is to establish an experimental programme in
which scientists can explore different aspects of solar geoengineering.

There are a lot of outstanding questions. Some researchers have suggested
that solar geoengineering could alter precipitation patterns and even lead
to more droughts in some regions. Others warn that one of the possible
benefits of solar geoengineering — maintaining crop yields by protecting
them from heat stress — might not come to pass. In a study published in
August, researchers found that yields of maize (corn), soya, rice and wheat3
<https://www.nature.com/articles/d41586-018-07533-4#ref-CR3> fell after two
volcanic eruptions, Mount Pinatubo in 1991 and El Chichón in Mexico in
1982, dimmed the skies. Such reductions could be enough to cancel out any
potential gains in the future.

Keith says the science so far suggests that the benefits could well
outweigh the potential negative consequences, particularly compared with a
world in which warming goes unchecked. The commonly cited drawback is that
shielding the Sun doesn’t affect emissions, so greenhouse-gas levels would
continue to rise and the ocean would grow even more acidic. But he suggests
that solar geoengineering could reduce the amount of carbon that would
otherwise end up in the atmosphere, including by minimizing the loss of
permafrost, promoting forest growth and reducing the need to cool
buildings. In an as-yet-unpublished analysis of precipitation and
temperature extremes using a high-resolution climate model, Keith and
others found that nearly all regions of the world would benefit from a
moderate solar geoengineering programme. “Despite all of the concerns, we
can’t find any areas that would be definitely worse off,” he says. “If
solar geoengineering is as good as what is shown in these models, it would
be crazy not to take it seriously.”

There is still widespread uncertainty about the state of the science and
the assumptions in the models — including the idea that humanity could come
together to establish, maintain and then eventually dismantle a
well-designed geoengineering programme while tackling the underlying
problem of emissions. Still, prominent organizations, including the UK
Royal Society and the US National Academies of Sciences, Engineering, and
Medicine, have called for more research. In October, the academies launched
a project that will attempt to provide a blueprint for such a programme.

Some organizations are already trying to promote discussions among
policymakers and government officials at the international level. The Solar
Radiation Management Governance Initiative is holding workshops across the
global south, for instance. And Janos Pasztor, who handled climate issues
under former UN secretary-general Ban Ki-moon, has been talking to
high-level government officials around the world in his role as head of the
Carnegie Climate Geoengineering Governance Initiative, a non-profit
organization based in New York. “Governments need to engage in this
discussion and to understand these issues,” Pasztor says. “They need to
understand the risks — not just the risks of doing it, but also the risks
of not understanding and not knowing.”

One concern is that governments might one day panic over the consequences
of global warming and rush forward with a haphazard solar-geoengineering
programme, a distinct possibility given that the costs are cheap enough
that many countries, and perhaps even a few individuals, could probably
afford to go it alone. These and other questions arose earlier this month
in Quito, Ecuador, at the annual summit of the Montreal Protocol, which
governs chemicals that damage the stratospheric ozone layer. Several
countries called for a scientific assessment of the potential effects that
solar geoengineering could have on the ozone layer, and on the stratosphere
more broadly.

If the world gets serious about geoengineering, Fahey says that there are
plenty of sophisticated experiments that researchers could do using
satellites and high-flying aircraft. But for now, he says, SCoPEx will be
valuable — if only because it pushes the conversation forward. “Not talking
about geoengineering is the greatest mistake we can make right now.”

Nature 563, 613-615 (2018)
doi: 10.1038/d41586-018-07533-4

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