https://wedocs.unep.org/handle/20.500.11822/41903
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Date*2023-02*
*Author*
*United Nations Environment *

Description
The United Nations Environment Programme (UNEP) convened a *multidisciplinary
expert panel to undertake a rapid review of the state of scientific
research on Solar Radiation Modification (SRM)*
URIhttps://wedocs.unep.org/20.500.11822/41903
*Key findings*
*1. While international efforts must focus on rapid emissions mitigation
and adapting to anthropogenically induced **climate change, Solar Radiation
Modification (SRM) is being discussed as an additional approach to offset
some **impacts and avoid global temperature exceeding the limits set in the
Paris Agreement, while the global energy system is being transformed.  *
• In current climate model simulations, well-designed SRM deployments
offset some effects of greenhouse gases (GHG) on global and regional
climate change by reflecting more sunlight into space.
• SRM is the only option that could cool the planet within years. To be
effective at limiting global warming, SRM would need to be maintained for
several decades to centuries, depending on the pace of emissions reductions
and carbon removal.
• The estimated direct costs for deploying SRM, without considering costs
of possible adverse impacts, may be tens of billions of US dollars per year
per 1°C of cooling.
• SRM is not a substitute for mitigation. Impacts from excess carbon
dioxide (CO2), such as ocean acidification and ecological degradation,
would continue.
*2. An operational SRM deployment would introduce new risks to people and
ecosystems. *
• Strong concerns around large-scale SRM deployment include damaging the
ozone layer, overcompensating climate change at regional scales and
increasing or redistributing climate change impacts on society and
ecosystems.
• SRM deployment, if abruptly terminated, would lead to rapid climate
change that would increase risks for humans and ecosystems.
• SRM research could reduce efforts to mitigate GHG emissions by drawing
resources away from mitigation efforts.
• An SRM deployment could increase power imbalances between nations, spark
conflicts and raise ethical, moral, legal, equity and justice issues.
*3. With many unknowns and risks, there is a strong need to establish an
international scientific review process to identify scenarios,
consequences, uncertainties and knowledge gaps. *
• The possible consequences of an SRM deployment need to be understood and
weighed against the consequences in a world without SRM.
• An international assessment may reduce risks to society by identifying in
advance the possible negative consequences of a proposed SRM deployment.
• This expert panel considers that the scientific, technical, social and
environmental aspects of a large-scale deployment of SRM have not been
fully assessed and deployment is not warranted at present.
*4. A governance process would be valuable to guide decisions around
research activities, including indoor research, small-scale outdoor
experiments and SRM deployments. *
• SRM indoor research, which is mostly theoretical analyses and climate
modelling, has been going on for over 50 years. In the interests of
academic freedom, it is suggested by this expert panel that norms,
guidelines and voluntary codes of conduct for indoor research could help
balance societal concerns with scientific inquiry.
• The views of the panel on the need to impose governance on small-scale
outdoor experimentation and operational deployment diverge because of
differences in perceived risk. Governance of small-scale outdoor
experimentation could limit the potential of a ‘slippery slope’ from
experimentation to large-scale deployment. Governance of large-scale
deployment would be valuable given the inherent risks.
• This panel unanimously suggests a broader framework for the governance of
the stratosphere, which would, amongst other things, address the changes
that occur in this layer of the atmosphere from stratospheric aerosol
injection (SAI) experiments or deployment.
*5. SRM research and deployment decisions require an equitable,
transparent, diverse and inclusive discussion of the underpinning science,
impacts, risks, uncertainties and governance.*
• This process would need to involve discussion with, and more research
from, all stakeholders as most from the global south are not sufficiently
engaged in current SRM discussions. The UN is well-positioned to promote a
globally inclusive conversation on SRM.
*Executive summary*
*We have ‘One Atmosphere’. Everyone is a stakeholder. *
Since the beginning of the industrial era, carbon dioxide (CO2) and other
greenhouse gases (GHGs) have been accumulating in the atmosphere due to
fossil fuel burning and changes in land use such as deforestation. As a
result, anthropogenic climate change is now affecting every region across
the globe.
The consequences of continued GHG emissions will be severe and
long-lasting, including exceedance of temperature targets; increases in the
frequency, intensity and persistence of extreme weather and climate events;
reductions in sea and land ice, snow cover and permafrost; and sea level
rise. Through the United Nations Framework Convention on Climate Change
(UNFCCC) and other processes, the international community has been working
to reduce GHG emissions. However, action and current commitments are not
yet sufficient to meet the Paris Agreement’s temperature goals.
This situation has led to increased interest in understanding whether an
operational large-scale Solar Radiation Modification (SRM, or sometimes
called ‘solar geoengineering’) deployment might be able to help protect
humans and the ecosystems upon which humanity depends.
The expert panel considers that a near and mid-term large-scale SRM
deployment is not currently warranted and would be unwise.
This view may change if climate action remains insufficient. In most
proposed SRM approaches (Figure 1; Annex 1), a small amount of sunlight is
deliberately reflected to space to cool the planet. SRM is the only known
approach that could be used to cool the Earth within a few years10,15,16.
The most studied method involves the introduction of sub-micron-size
reflective particles into the stratosphere (stratospheric aerosol injection
– SAI – Figure 3). Other methods (Figure 1; Annex 1) have also been
proposed, including approaches such as marine cloud brightening (MCB –
brightening of low clouds over the ocean). Cirrus cloud thinning (CCT) is
often categorized as an SRM method, although instead of altering the amount
of sunlight that enters the Earth’s system, it allows more infrared
radiation from Earth to escape into space.
Climate model simulations consistently show that SRM could offset some of
the effects of increasing GHGs on global and regional climate, including
carbon and water cycles, but there could be substantial residual or
overcompensating climate change at the regional scales. The possibility
that SRM may be able to reduce climate damage and alleviate climate change
impacts has led to advocacy for research to establish whether SRM
deployment could be a viable option in addition to mitigation and
adaptation.
Two framings of SRM deployment are envisioned: rapid (i.e. full deployment
within a few years) and phased (i.e. full deployment ramped in over several
decades or longer).If atmospheric CO2 concentrations continue to increase,
and an SRM deployment was used to offset warming, the uncertainties and
associated risk could scale with the amount and duration of SRM deployment.
Impacts not compensated by SRM could be exacerbated, and the chance of a
devastating impact on ecosystems of a sudden and sustained cessation of a
large SRM deployment (the ‘termination shock’) would be increased. An SRM
deployment does not eliminate the need to decarbonize the energy system or
address other GHG emissions.
The combined uncertainties of SRM – including technological maturity,
physical understanding, potential impacts, governance, legality, ethics and
potential impacts on sustainable development – could render SRM
economically, socially or institutionally undesirable. As SRM does not
reduce GHG emissions, and it does not address the causes of anthropogenic
climate change, other environmental harms from increased concentrations of
CO2 and other GHGs will continue.
These risks increase with the amount of SRM, so there is strong agreement
in recent literature that SRM deployment would therefore be at best a
temporary measure that could operate in parallel with mitigation measures
designed to achieve sustained net zero or net negative CO2 emissions
globally.
Hence, SRM should not be viewed as the main policy response to climate
change.While this document encompasses several SRM approaches (Annex 1),
focus is on stratospheric aerosol injection (SAI; Figures 1 and 3) because
it has been the most studied and there is the largest amount of evidence
relating to its potential feasibility and effectiveness. Observations of
global cooling after major volcanic eruptions provide strong evidence that
a deliberate injection of large amounts of reflective particles into the
stratosphere would cool the Earth rapidly (Figure 4).
However, the extent to which SRM can reduce climate change hazards and
alleviate ecological damage and human suffering has not been robustly
established. SRM deployment may also increase climate change damage or
introduce a range of new risks to people and ecosystems, including risks to
human health and global biodiversity. These benefits and risks may not be
known fully without an actual SRM deployment. There is now only a limited
set of scientific assessments of the impacts of potential SRM deployments
on human and natural systems.
*Many of the risks and concerns are associated with:*
• the response of Earth’s climate and environmental systems (e.g. air and
water quality);
• how these uncertain changes will impact human health and natural
ecosystems;
• whether decisions would be made in an inclusive, equitable and
transparent manner;
• whether SRM discussions might shift financial, political and intellectual
resources from mitigation and adaptation efforts (the ‘moral hazard’
problem);
• how SRM deployment could lead to societal risks, including international
conflicts; and
• how SRM could raise ethical, moral, legal and justice questions.
There are important distinctions between indoor SRM research
investigations, small-scale outdoor SRM experiments and potential
large-scale operational SRM deployments. Indoor SRM research investigations
have involved theoretical analysis, social science research, computer
simulations using climate and Earth System models and laboratory
experimentation.
Small-scale outdoor experimentation might emit limited quantities of
material over a limited time to examine critical and poorly understood
SRM-related processes in the real atmosphere with negligible climatic
impact. Operational SRM deployments would likely be of planetary scale and
need to last for decades or more to be effective. It should, therefore, be
possible to define a level beyond which an SRM experiment would no longer
be small-scale.
*Some scientists recommend that small-scale outdoor SRM experiments be a
component of ongoing SRM research. *
*Specific reasons offered for conducting such small-scale outdoor
experiments include:*
• Evaluating the potential for developing a SRM system;
• Identifying adverse consequences of SRM;
• Developing a comprehensive scientific foundation to inform policy
decisions;
• Informing decisions on how to respond to possible deployment by ‘rogue’
parties.
An important question is how to balance general principles of freedom of
scientific inquiry with the need to manage risks related to scientific and
technical experimentation, especially in environments such as the
stratosphere, where little exists in the way of regulatory or governance
structures.
The principal reason offered not to conduct small-scale outdoor SRM
experiments is that these experiments could make an operational SRM
deployment more likely, and the decision to conduct experiments or
deployments would be made in a process that is neither inclusive nor
representative of the interest of all stakeholders (everyone on Earth).
There is also concern about possible adverse direct environmental
consequences of experimental activities. Further, because research capacity
resides primarily in developed countries, asymmetries in SRM expertise and
technological capacity could have adverse effects on the power relationship
between nations.
These concerns could be addressed with appropriate governance mechanisms.It
is conceivable that an operational SRM system could be deployed and be
successful at reducing some physical metrics of climate change, thus
reducing climate change impacts. However, the possibility of an inequitable
distribution of reduced or increased risks across regions and of the power
to control such a system will exacerbate or create inequities, leading to
decreases in certain societal aspects of human welfare.
In anticipating any decision regarding SRM deployment, proper consideration
of the interdependence of the climate system, ecosystems and human society,
and the competing interests among nations, will involve resolving thorny
issues. Therefore, there is a need for equitable, transparent and inclusive
discussions about the science of SRM and related governance issues.
 *The expert panel’s reflections on actions for consideration:*
• A globally inclusive, transparent and equitable scientific assessment
process for SRM be established. The aim of the assessment would be to
establish the natural and social science basis of SRM to guide research and
serve as a foundation for governance and decision making. An assessment
process would help to review evolving SRM literature and identify key
scenarios, environmental and social consequences, uncertainties and
knowledge gaps.
• Exploration of the prospects and possibilities for a multilateral SRM
governance framework to evaluate and address concerns on both SRM research
and potential operational deployment. Governance could be helpful to guide
decisions surrounding acceptability of various possible SRM research
activities and potential deployment. Governance of SRM indoor research,
small-scale outdoor experiments and large-scale operational deployment
should be differentiated.
• Creation of a broader framework for the governance of the stratosphere,
which would address the changes from SAI activities. Other activities such
as rocket launches may also be considered, as few regulatory or governance
structures currently exist for the stratosphere.
• Promote inclusivity in the evolution of SRM governance and research. This
process needs to be adequately resourced to enable equitable participation
and contribution in discussions on a broad range of issues with all
stakeholders, especially those from developing countries, who are currently
much less engaged in SRM discussion and research. The UN is well positioned
to promote a globally inclusive conversation on SRM.
*Source: UNEP*

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