Say I wanted to data mine 10,000 articles.  I'm at a university, but I am 
co-funded by a pharmaceutical company and there is a possibility that the 
research that I'm doing may result in a new drug discovery, which that company 
will want to take to market.  The 10,000 articles are all 'open access', but 
they are under CC-BY-NC-SA licenses.  What mechanism is there by which I can 
contact all 10,000 authors and gain permission for my research?


David
 
David C Prosser PhD
Executive Director, RLUK

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On 14 Mar 2012, at 16:40, Heather Morrison wrote:

> Following are my comments to the RCUK open access consultation. 
> 
> 
> Dear RCUK Open Access Policy group,
> 
> First of all let me say congratulations and thank you to RCUK for your 
> continuing inspiring leadership on open access policy. Following are my 
> comments, based on many years of experience in open access policy advocacy, 
> my work as a professional librarian and adjunct faculty at the University of 
> British Columbia's School of Library, Archival and Information Studies, where 
> I have developed and taught courses on scholarly communication, and my 
> doctoral studies (communications, in progress) in the area of scholarly 
> communication and open access. 
> 
> Overall, from my perspective this draft policy introduces two important 
> innovations: reducing the permitted embargo period, and pushing towards libre 
> open access (e.g. allowing use for data and text-mining). In brief, I 
> recommend strengthening the language on shortening embargo periods, and 
> eliminating reference to CC-BY in favor of broader language against 
> restrictions and requiring formats usable for text and data-mining purposes. 
> Also, I recommend that the policy specify immediate deposit, with optional 
> delayed release to accomodate the permitted embargoes.
> 
> With respect to the embargo period, I recommend strengthening the language 
> indicating that any permitted embargo periods are designed as a temporary 
> measure to give publishers time to adjust to an open access environment, with 
> a view to eventually requiring open access immediately on publication. This 
> language can be found on page 4, I recommend including this in the 
> introductory language to underscore this point.
> 
> Kudos to RCUK for adopting a leadership position on libre open access.  
> However, I would recommend against specifying the Creative Commons CC-BY 
> license. While many open access advocates understandably see CC-BY as the 
> expression of the BOAI definition of open access, my considered opinion is 
> that CC-BY is a weak license for libre OA which fails to protect OA 
> downstream and will not accomplish the Budapest vision of open access,. My 
> perspective is that the best license for libre open access is Creative 
> Commons - Attribution - Noncommercial - Sharealike (CC-BY-NC-SA), as this 
> protects OA downstream (recognizing that the current CC NC definition is 
> problematic, and noting that commercial rights should be retained by authors, 
> not publishers). As one example of where open access might need such 
> protection, because CC-BY allows for resale of open access materials: if all 
> of PubMedCentral were CC-BY, a commercial company could copy the whole thing, 
> perhaps add some value, and sell their version of PMC. They could not legally 
> stop PMC from providing free access. However, I very much doubt that CC-BY 
> could prevent such a company from lobbying to remove funding for the public 
> version. If this sounds ludicrous and unconscionable, may I present as 
> evidence that just such a scenario is realistic: 1) the efforts a few years 
> ago by the American Chemical Society to prevent the U.S. government from 
> providing PubChem on the grounds that this was competition with a private 
> entity; 2) the Research Works Act, and 3) the current anti-FRPAA lobbying in 
> the U.S., which, similarly to the Research Works Act, claims that published 
> research funded by the public is "private research works" which should belong 
> solely to the publisher.
> 
> Another reason for avoiding CC-BY is that while the contributions of funders 
> are very important, so are the contributions of scholar authors. Many 
> scholars do not wish to see others who have contributed nothing to a 
> scholarly work sell their work and pocket the money; I certainly don't. For 
> example, Peter Suber recently posted this note to the SPARC Open Access Forum 
> which expresses the distress of an author who published CC-BY in a BMC 
> journal and then found a bogus publisher selling her article for $3. 
> https://groups.google.com/a/arl.org/group/sparc-oaforum/browse_thread/thread/fc977cabd0d59bcc#.
>   The more work that is published CC-BY, the more I believe we can expect to 
> see this kind of scam, and this risks turning researchers off OA. Also, when 
> faculty members develop their own open access policies (e.g. Harvard, MIT), 
> they insist that articles not be sold for a profit. Links to these and other 
> institutional repositories are available through the Registry of Open Access 
> Material Archiving Policies (ROARMAP) at http://roarmap.eprints.org/.
> 
> To illustrate how CC-BY does not necessarily result in the Budapest open 
> access initative's vision of "sharing of the poor with the rich and the rich 
> with the poor": those who give away their work for commercial purposes may 
> not be able to afford the results. For example, if a scholar from a poorer 
> area gives away their medical articles as CC-BY, images and other elements 
> from these articles could be used to develop point-of-care tools that could 
> be sold at prices that the health care professionals serving the scholar and 
> their families could not afford. That is, despite the best of intentions, 
> CC-BY could easily result in a one-way sharing of the poor with the rich. 
> This is one of the reasons why I strongly recommend that the developing world 
> avoid CC-BY.
> 
> I cover this topic in more depth in the third chapter of my draft thesis - 
> from the link below, search for open access and creative commons:
> http://pages.cmns.sfu.ca/heather-morrison/chapter-3-open-access-as-solution-to-the-enclosure-of-knowledge/
> 
> For practical reasons, to further text and data-mining I would suggest that 
> the article format is more to the point than licensing. An author's final 
> manuscript may be more likely to meet this requirement than the so-called 
> "Article of Record". For example, an author's own version in an open format 
> that allows for text and data-mining, with no licensing language, is much 
> better for text and data-mining purposes than a publisher's "Article of 
> Record" in a locked-down PDF format with a CC-BY license. My recommendation 
> is to specify useable format rather than license. Also, I would recommend 
> against encouraging deposit of the "Article of Record", as scholarly 
> communication needs to evolve beyond the print-based journal article format, 
> and this specification may tend to further entrench a system that needs some 
> shaking up.  
> 
> Regarding p. 5 - working with individual institutions to develop open access 
> funds from indirect costs - good!!! I recommend looking at the Compact for 
> Open Access Publishing Equity http://www.oacompact.org/compact/ for guidance, 
> and for institutions to join. When such funds are developed, it is very 
> important to build in efficiencies to prevent against double dipping, avoid 
> paying excessive costs, and planning for education about the growing pool of 
> open access scam companies is an area that is growing in importance. I differ 
> from some of my colleagues in recommending against funding agencies paying OA 
> article processing fees.
> 
> What RCUK might want to consider if, similar to North America, some of the 
> publishers experiencing difficulty transitioning are the smaller society 
> publishers, is a journal subsidy program. Canada's Social Sciences and 
> Humanities Research Council has such a program, called Aid to Scholarly 
> Journals. If RCUK does not yet have such a program, that would make it much 
> easier to start up with stronger OA expectations than SSHRC has been able to 
> do to date. Canada also has a program to help scholarly journals transition 
> to the online environment called Synergies which is a good model. In North 
> America, most academic libraries nowadays are providing journal hosting and 
> support services. This sector is by far the most efficient in scholarly 
> publishing, with costs on average less than 10% of the current system. See 
> chapter 4 of my draft thesis for details 
> http://pages.cmns.sfu.ca/heather-morrison/chapter-4-economics-of-scholarly-communication-in-transition/).
> 
> Finally, a minor point: the introductory paragraph, talking about benefits of 
> open access, appears to prioritize business interest. I fully agree that 
> scholarship and open access to scholarship is a huge potential benefit to 
> business, but would submit that this is not, nor should it be, the main point 
> of scholarship and research. May I suggest that the final sentence of the 
> first paragraph refer to the public first and foremost, and then perhaps 
> speak to business benefits?
> 
> Many thanks for the opportunity to comment, and best wishes to RCUK in the 
> next stage of your leadership on OA policy.
> 
> Heather Morrison
> Doctoral Candidate, Simon Fraser University School of Communication
> http://pages.cmns.sfu.ca/heather-morrison/
> 
> 
> 
> <ATT00001..txt>

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