Contact: Charles Wilt
ALCTS
312-280-5030

For Immediate Release
May 26, 2006


ALCTS issues statement on the Library of Congress series authority 
record decision

CHICAGO - On April 20, 2006, the Library of Congress (LC) announced 
that, as of May 1, 2006 (later, the date was delayed to June 1), it 
would cease performing series authority work for the bibliographic 
records it creates.  The Board of Directors of the Association for 
Library Collections & Technical Services (ALCTS) adopted the 
following statement this past week concerning the LC's 
decision.  This statement, drafted by the Cataloging and 
Classification Section (CCS), with input from the Serials Section on 
behalf of the ALCTS Board of Directors, was forwarded to the Library 
of Congress:

We are writing to express our concerns over the recent decision that 
Library of Congress (LC) made, regarding ceasing the creation of 
series authority records (SARs) and treating all series only via 
transcription in bibliographic records.  LC's decisions regarding 
bibliographic records have a broad impact within the library 
community.  It is that impact that prompts us to write.

Aside from the nature of the decision itself, what is perhaps most 
disconcerting is the manner in which that decision was 
communicated.  It has always been recognized that LC's cataloging 
policies are, in the final analysis, most pertinent to LC's own 
environment and operations.  Nevertheless, the library community has 
come to expect, and appreciate, both significant lead-time for 
implementation of policy changes of this magnitude and widespread 
communication with multiple (and international) constituencies.  In 
this instance, there was neither sufficient lead-time nor broad 
communication.  As a result, even with the implementation date moved 
forward one month, there is barely time for the many users of LC's 
cataloging data to develop coherent policy responses of their own.

We wish that the decision making process at LC had been more 
transparent and consultative.  We look to LC for leadership in many 
areas, including the use of best practices.   Consultation with the 
library community has been the model used in the past by LC.  If 
consultation with affected communities had been undertaken prior to 
announcing a final decision, it is possible that a compromise or 
simplification of series authority creation could have been mutually 
agreed upon in the library community that would have benefited 
all.  Now that the decision has been made, we would urge the LC 
leadership to share the rationale behind it, including as many 
aspects of the decision making process as possible, in hopes that 
other libraries outside LC could carefully examine their own series 
practices in a thoughtful manner.

We hope that LC fully understands the impact that this decision will 
have on other libraries.  LC bibliographic records are accepted 
without editing by thousands of libraries of all types and sizes 
throughout the world for use in their own online 
catalogs.   Libraries accepting unedited LC copy will now lose 
controlled series access in their catalogs.  If they elect to take on 
this task themselves, it will mean a great deal of labor intensive 
checking and editing of records -- labor that was not previously 
needed.  The Program for Cooperative Cataloging (PCC) libraries may 
decide to continue doing series authority work and take on the role 
of maintaining a national/international series authority 
file.  However, this will mean many more hours of work for that 
dedicated group, to create SARs and to update LC bibliographic 
records that they previously did not need to touch.  Because the PCC 
is mainly composed of academic libraries, we are most concerned about 
children's and popular materials.  Many children's materials are 
issued in series, and collocating these materials in a consistent 
manner through established series forms is crucial to maintaining 
good access and public service in public libraries.  In addition, the 
work of collection development and acquisitions personnel will be 
made more difficult, as it will no longer be possible to collocate 
books in one given series; unless much more effort is taken in 
searching the catalog, duplicate orders and gaps in holdings are to 
be expected.

The Association for Library Collections & Technical Services (ALCTS) 
requests the Library of Congress to return to its former practice of 
broad consultation, prior to making significant changes in cataloging 
policy.  It is understood that, despite the opinions of those who may 
believe that library cataloging has become fixed at some 
indeterminate moment in the past, in fact both policies and practices 
are in constant states of change and development.  Nevertheless, 
unilateral and sudden actions on the part of leading agencies are as 
likely to result in further fragmentation of the community as they 
are in a kind of forced-march evolution.  With regard to the matter 
of series authority control, ALCTS specifically requests that LC call 
for a 90-day comment period before implementation, so that the varied 
members of our community can make themselves heard, not only to LC 
itself, but to each other, in a considered and coherent manner.

Further, we urge LC leadership to re-dedicate itself to cooperative 
cataloging programs and cooperative standards efforts, such as the 
PCC, where both LC and partner libraries can benefit from standards 
established together.  All partners benefit from sharing standards 
and training; the result is a more effective and efficient copy 
cataloging process for all partners when accepting copy from trusted sources.




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