Supreme Court Says Federal Sentencing Guidelines Not Mandatory

http://www.washingtonpost.com/ac2/wp-dyn/A3336-2005Jan12?language=printer

By Fred Barbash
Washington Post Staff Writer
Wednesday, January 12, 2005; 1:20 PM

The Supreme Court today declared unconstitutional a portion of the nation's
federal sentencing law and said that federal judges are no longer obligated
to follow the controversial system of sentencing guidelines established by
Congress in 1984.

The long-awaited decision, one of the most significant criminal cases in
years, effectively converted the guidelines from mandatory status to
advisory status, meaning that judges must consider them rather than
necessarily follow them.

The greatest uncertainty today was the extent to which the ruling will
permit appeals by individuals already sentenced under the guidelines.

The central problem with the guidelines, the court said in its 5-4 decision,
is that they allow convicted criminals to have their sentences increased on
the basis of facts that are unproven before a jury in court. In one of
today's cases, for example, a judge increased the sentence of a Wisconsin
man by 10 years for possessing more crack than the jury found he had.

In a case last year, Blakely v. Washington, the court struck down Washington
state's sentencing guidelines because, like the federal guidelines, they
permitted judges to boost sentences based on their own post-conviction
fact-finding. The practice, the court said, violates the right to a trial by
jury guaranteed by the Sixth Amendment to the Constitution.

Although the court said in Blakely that it did not address the federal
guidelines, the similarities between Washington's system and the federal
system were such that defense lawyers across the country immediately began
bombarding courts with Blakely challenges to their clients' sentences. Lower
courts have issued differing rulings in response, and some federal
prosecutors have felt obliged to redraft indictments to make sure they
conform to Blakely.

The justices were greatly divided in today's decision in United States v.
Booker, over the constitutional argument as well as over the remedy for the
constitutional flaw.

One opinion was written by Justice John Paul Stevens and joined by Justices
Antonin Scalia, David Souter, Clarence Thomas and Ruth Bader Ginsburg. All
five agreed that the practice violated the Sixth Amendment.

All in the group but Ginsburg, however, said the remedy should be to let
juries make the determination about enhancing a sentence.

Another group of five, led by Justice Stephen Breyer and joined by Ginsburg,
among others, held that the only remedy was to invalidate part of the actual
law.

"So modified," Breyer wrote, the guidelines become "effectively advisory."
The holding permits a judge to "consider guidelines ranges" for sentencing
but "permits the court to tailor the sentence in light of other statutory
concerns as well."

Breyer, joined by Chief Justice William H. Rehnquist and Justices Sandra Day
O'Connor and Anthony Kennedy, restated their view that the sentencing
guideline system does not violate the constitution at all.

"The Court," Breyer wrote, "holds that the Sixth Amendment requires a jury,
not a judge, to find sentencing facts -- facts about the way in which an
offender committed the crime -- where those facts would move an offender
from lower to higher Guidelines ranges. . . . I find nothing in the Sixth
Amendment that forbids a sentencing judge to determine the manner or way in
which the offender carried out the crime of which he was convicted."

In 1984, Congress established the United States Sentencing Commission as an
independent agency within the judicial branch. The commission's first set of
guidelines took effect in 1987 and survived a Supreme Court test unrelated
to the Sixth Amendment in 1989. The judges and other experts who make up the
seven-member panel amend the guidelines each year, after Congress has had
180 days to veto any proposed changes.

Under the guidelines, judges are given a variety of factors to consider in
deciding how harshly to punish within the range of penalties established by
law.

In a typical case, such as one before the court now, U.S. v. Booker, No.
04-104, an accused drug trafficker either pleads guilty or is convicted by a
jury of selling cocaine, and then a government probation officer presents
the judge with findings as to the exact amount of drugs involved.

A jury found that Freddie Booker had trafficked more than 50 grams of
cocaine. The judge found that the actual amount was 658.5 grams, that Booker
had perjured himself at trial and that he had 23 prior convictions. The
result under the guidelines: a sentence of 30 years, far longer than Booker
would have gotten for trafficking 50 grams.

In its brief defending the guidelines, the Bush administration argued that
Blakely should not apply to the federal guidelines because, unlike the
Washington state guidelines, they were created not directly by statute but
by a commission within the judicial branch.

Stevens and a majority dismissed that contention as "constitutionally
irrelevant." The Sixth Amendment applies to guidelines as well as to
statute, he wrote.

"This is a major victory for those federal judges who have long complained"
about the restrictive aspects of the guidelines, said Thomas C. Goldstein,
who represented the National Association of Criminal Defense Lawyers in the
case. "Where federal judges previously were required to follow this rigorous
sentencing guideline system, now those guidelines are advisory."

It is, he said, "the most significant criminal law ruling in a decade"
though "its net effect in individual cases is yet to be seen."

Dean Strang, co counsel, for defendant Freddie J. Booker, said the "net
effect is 'guidelines lite.' . . . The guidelines will no longer be
binding." Judges will "now treat the federal guidelines in their entirety as
advisory," to be consulted for determining a sentences reasonableness.

"Up until today, absent extraordinary circumstances, federal judges were to
impose a sentence within a binding guideline range."




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